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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
14/04/2021 ESMA70-155-11635 CSD Register Reference PDF
1.11 MB
13/04/2021 ESMA70-145-1398 IT_templates , Reference XLSX
168.41 KB
13/04/2021 ESMA70-145-1395 DATA_templates TRs , Reference XLSX
53.23 KB
13/04/2021 ESMA74-362-1934 Updated LEI statement SFTR , , Statement PDF
128.32 KB
13/04/2021 ESMA70-145-1397 TRs IC_templates , Reference XLSX
30.4 KB
13/04/2021 ESMA70-145-1396 GOV_BUS_FIN_FEE_templates , Reference XLSX
52.82 KB
07/04/2021 ESMA70-151-2767 List of designated authorities, payment systems and securities settlement systems Reference XLSX
63.3 KB
06/04/2021 ESMA74-362-893 QAs on SFTR data reporting , , Q&A PDF
327.76 KB
06/04/2021 ESMA74-362-1853 Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories , , Final Report PDF
221.11 KB
06/04/2021 ESMA74-362-249 Guidelines On periodic information to be submitted to ESMA by Trade Repositories , , Guidelines & Recommendations PDF
223.73 KB
31/03/2021 ESMA31-62-1258 Q&As on the Prospectus Regulation Q&A PDF
682.31 KB
29/03/2021 ESMA74-362-1937 response form- Technical Advice on simplification TR fees under SFTR and EMIR , Reference DOCX
757.95 KB
29/03/2021 ESMA74-362-853 Validation table for reporting under the revised technical standards Reference XLSX
55.41 KB
26/03/2021 ESMA43-370-282 Final Report on MiFIR DRSPs fines Final Report PDF
304.17 KB
24/03/2021 ESMA74-362-1864 CP Technical Advice on simplification TR fees under SFTR and EMIR , Consultation Paper PDF
494.16 KB
19/03/2021 ESA 2021 12 Joint ESA QAs BM Q&A PDF
219.07 KB
08/03/2021 ESMA70-151-2537 Compliance table Guidelines Conflict of interest , Compliance table PDF
141.4 KB
08/03/2021 ESMA70-151-2536 compliance table Guidelines APC Measures , Compliance table PDF
141.15 KB
04/03/2021 ESMA32-382-1138 Guidelines on disclosure requirements under the Prospectus Regulation , Guidelines & Recommendations PDF
549.46 KB
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09/02/2021 ESMA70-1861941480-52 Q&A on EMIR implementation , Q&A PDF
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