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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|28/11/2022||ESMA81-393-599||Final Report on review of RTS on recognition||Benchmarks, Guidelines and Technical standards||Final Report||PDF
|25/11/2022||ESMA32-382-1157||Compliance table on disclosure requirements under the Prospectus Regulation||Prospectus||Compliance table||PDF
|25/11/2022||ESMA31-62-1409||Compliance table GLs on Risk factors||Prospectus||Compliance table||PDF
|17/11/2022||ESMA91-372-2346||Final Report on the Guidelines on the assessment of resolvability (Article 15(5) of CCPRRR)||CCP Directorate, Guidelines and Technical standards||Final Report||PDF
|17/11/2022||ESMA91-372-1791||Final report on the Guidelines on the types and content of the provisions of Cooperation Arrangements||CCP Directorate, Guidelines and Technical standards||Final Report||PDF
|15/11/2022||ESMA71-99-2054||Vojtěch Belling appointed Vice-Chair of ESMA||Board of Supervisors||Press Release||PDF
|11/11/2022||ESMA22-106-4181||Summary of conclusions Board of Supervisors- 8 September 2022||Board of Supervisors||Summary of Conclusions||PDF
|11/11/2022||ESMA22-106-4120||Summary of conclusions Board of Supervisors- 7 July 2022||Board of Supervisors||Summary of Conclusions||PDF
|04/11/2022||2016/602||Compliance table- Guidelines on ETFs and other UCITS issues||Fund Management, Guidelines and Technical standards||Compliance table||PDF
|04/11/2022||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|04/11/2022||ESMA42-110-812||Notifications of Compliance with Guidelines – Overview Table||Guidelines and Technical standards||Reference||XLSX
|03/11/2022||ESMA22-106-4184||Summary of conclusions TRACE DBP- 21 September 2022||Board of Supervisors, Trade Repositories||Summary of Conclusions||PDF
|03/11/2022||ESMA22-106-4182||Summary of conclusions Board of Supervisors- 20-21 September 2022||Board of Supervisors||Summary of Conclusions||PDF
|31/10/2022||ESMA80-196-6345||Guidelines on the Scope of the CRA Regulation||Credit Rating Agencies, Guidelines and Technical standards||Guidelines & Recommendations||PDF
|31/10/2022||ESMA50-164-772||Links to the national websites explaining the procedures for notifications of net short positions||Short Selling||Reference||PDF
|28/10/2022||ESMA32-63-1320||ESMA statement on European Common Enforcement priorities for 2022 annual reports||Corporate Disclosure, IFRS Supervisory Convergence||Statement||PDF
|24/10/2022||ESMA24-436-1150||Annex to the Opening Statement- 2022 ECON Annual Hearing, 24 October 2022||Board of Supervisors, CCP Directorate, Corporate Information, Innovation and Products, MiFID - Investor Protection, Speeches, Supervisory convergence, Sustainable finance||Reference||PDF
|24/10/2022||ESMA24-436-1425||Verena Ross Opening Statement- 2022 ECON Annual Hearing, 24 October 2022||Board of Supervisors, CCP Directorate, Corporate Information, Innovation and Products, MiFID - Investor Protection, Speeches, Supervisory convergence, Sustainable finance||Statement||PDF
|21/10/2022||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|21/10/2022||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF