ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
24/01/2022 ESAs Financial Education event Joint ESAs high-level conference on financial education , Reference PDF
323.12 KB
19/01/2022 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) , Compliance table PDF
140.42 KB
14/01/2022 ESMA42-110-812 Notifications of Compliance with Guidelines – Overview Table Reference XLSX
129.12 KB
14/01/2022 ESMA32-67-184 Compliance table- guidelines on APMs ESMA 2015-1415 , Compliance table PDF
127.7 KB
10/01/2022 JC 2020 06 Joint Committee's Rules of Procedures Reference PDF
689.2 KB
07/01/2022 ESMA22-106-3809 SMSG response to ESAs on their joint Call for evidence on the European Commission mandate regarding the PRIIPs Regulation , SMSG Advice PDF
325.26 KB
07/01/2022 JC 2021 95 List of Financial Conglomerates 2021 Reference PDF
421.35 KB
06/01/2022 ESMA65-8-5240 FIRDS Instructions on how to download transparency results files v1.4 – Updated 06/01/2022 Reference PDF
795.6 KB
06/01/2022 ESMA42-646012687-331 ESMA Guidelines , Reference XLSX
64.21 KB
05/01/2022 ESMA34-45-1445 Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds , Compliance table PDF
190.73 KB
04/01/2022 JC 2021 56 Mandate of the Joint Committee of the European Supervisory Authorities’ Consumer Protection and Financial Innovation Sub-Committee , , Reference PDF
91.78 KB
04/01/2022 JC 2021 57 Mandate of the Joint Committee of the European Supervisory Authorities’ Sub- Committee on Cross Sectoral Developments, Risks and Vulnerabilities (Risk Sub-Committee) , Reference PDF
89.31 KB
04/01/2022 JC 2021 58 Mandate of the European Supervisory Authorities’ Joint Committee Securitisation Committee (JCSC) , Reference PDF
73.63 KB
04/01/2022 JC 2021 59 Mandate of the Joint Committee of the European Supervisory Authorities’ Sub-Committee on Financial Conglomerates (JCFC) Reference PDF
73.5 KB
04/01/2022 ESMA70-156-4957 Call for evidence- DLT Pilot Regime- response form , Reference DOCX
777.34 KB
04/01/2022 ESMA70-156-4957 Call for evidence- DLT Pilot Regime and review of MiFIR RTS on transparency and reporting , Reference PDF
570.54 KB
03/01/2022 ESMA35-43-2938 Final report- Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements , Final Report PDF
537.74 KB
03/01/2022 ESMA34-45-974 Guidelines on liquidity stress testing in UCITS and AIFs , Guidelines & Recommendations PDF
225.58 KB
22/12/2021 Market makers - XLS Market makers and authorised primary dealers who are using the exemption under the SSR- XLS Reference XLSX
45.08 KB
22/12/2021 Market makers - pdf Market makers and authorised primary dealers who are using the exemption under the SSR- PDF Reference PDF
447.96 KB

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