The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
REFINE YOUR SEARCH
Type of document
Brexit X Joint Committee X Securities Financing Transactions X Planning reporting budget X Careers X Innovation and Products X Technical Standards X Compliance table XReset all filters
|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|06/11/2018||ESMA35-43-1215||Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body||Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection||Compliance table||PDF
|29/07/2013||JC 2013/01||Final Draft Regulatory Technical Standards||Joint Committee||Technical Standards||PDF
|23/12/2014||JC/2014/092||Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive||Joint Committee||Technical Standards||PDF
|22/12/2015||JC/2015/087||Compliance Table GL financial conglomerates||Guidelines and Technical standards, Joint Committee||Compliance table||PDF
|18/02/2015||JC/GL/2014/43 Appendix 1||Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors||Guidelines and Technical standards, Joint Committee||Compliance table||PDF
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors.