ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
36
REFINE YOUR SEARCH
Sections
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Brexit filter Brexit
- (-) Remove Transparency filter Transparency
- (-) Remove Short Selling filter Short Selling
- (-) Remove Prospectus filter Prospectus
- Speeches (160) Apply Speeches filter
- Guidelines and Technical standards (44) Apply Guidelines and Technical standards filter
- Fund Management (38) Apply Fund Management filter
- MiFID - Secondary Markets (32) Apply MiFID - Secondary Markets filter
- Post Trading (27) Apply Post Trading filter
- CESR Archive (26) Apply CESR Archive filter
- MiFID - Investor Protection (26) Apply MiFID - Investor Protection filter
- Innovation and Products (21) Apply Innovation and Products filter
- Corporate Information (12) Apply Corporate Information filter
- Credit Rating Agencies (11) Apply Credit Rating Agencies filter
- Benchmarks (10) Apply Benchmarks filter
- Corporate Disclosure (9) Apply Corporate Disclosure filter
- Sustainable finance (9) Apply Sustainable finance filter
- CCP Directorate (6) Apply CCP Directorate filter
- Market Abuse (6) Apply Market Abuse filter
- Market Integrity (6) Apply Market Integrity filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Risk Analysis & Economics - Markets Infrastructure Investors (5) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- COVID-19 (3) Apply COVID-19 filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- Securitisation (3) Apply Securitisation filter
- Trade Repositories (3) Apply Trade Repositories filter
- Corporate Finance (2) Apply Corporate Finance filter
- International cooperation (2) Apply International cooperation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Market data (1) Apply Market data filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Compliance table filter Compliance table
- (-) Remove Technical Standards filter Technical Standards
- Reference (147) Apply Reference filter
- Guidelines & Recommendations (108) Apply Guidelines & Recommendations filter
- Press Release (81) Apply Press Release filter
- Final Report (74) Apply Final Report filter
- CLOSED Procedure (73) Apply CLOSED Procedure filter
- Statement (57) Apply Statement filter
- Consultation Paper (50) Apply Consultation Paper filter
- Report (44) Apply Report filter
- Opinion (43) Apply Opinion filter
- Letter (37) Apply Letter filter
- Q&A (17) Apply Q&A filter
- Decision (15) Apply Decision filter
- Summary of Conclusions (11) Apply Summary of Conclusions filter
- Technical Advice (8) Apply Technical Advice filter
- CESR Document (4) Apply CESR Document filter
- ONGOING Procedure (4) Apply ONGOING Procedure filter
- SMSG Advice (4) Apply SMSG Advice filter
- Annual Report (3) Apply Annual Report filter
- Investor Warning (2) Apply Investor Warning filter
Your filters
Brexit X Procurement X Short Selling X Transparency X Prospectus X Supervisory convergence X Joint Committee X Technical Standards X Compliance table X Speech X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/08/2022 | ESMA35-43-3339 | Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms | Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 174.28 KB |
||||
| 13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
||||
| 12/05/2022 | ESMA70-445-372 | Verena Ross' ISDA keynote speech – ESMA’s priorities for transparency | Speeches, Transparency | Speech | PDF 177.57 KB |
||||
| 20/04/2022 | ESMA80-187-945 | Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022 | Credit Rating Agencies, Trade Repositories, Transparency | Speech | PDF 178.1 KB |
Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022: "ESMA – driving forward high-quality supervision and transparency in a single EU capital market" |
|||
| 04/02/2022 | ESMA32-67-802 | Compliance table on the Guidelines on the enforcement of financial information | Guidelines and Technical standards, Transparency | Compliance table | PDF 135.55 KB |
||||
| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
| 10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
||||
| 14/10/2021 | ESMA24-436-15 | Annex to the Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 415.73 KB |
||||
| 14/10/2021 | ESMA24-436-13 | Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 690.55 KB |
||||
| 08/10/2021 | ESMA74-362-2159 | ESMA as a data driven regulator and supervisor- AFME 5th Annual European Compliance and Legal Virtual Conference | Market data, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors, Securitisation, Speeches, Supervisory convergence, Trade Repositories, Transparency | Speech | PDF 167.18 KB |
||||
| 28/09/2021 | ESMA70-156-4871 | Keynote speech Natasha Cazenave- FIA IDX conference, 27 September 2021 | Benchmarks, Brexit, MiFID - Secondary Markets, Post Trading, Speeches | Speech | PDF 64.86 KB |
||||
| 08/07/2021 | ESMA32-382-1157 | Compliance table on disclosure requirements under the Prospectus Regulation | Prospectus | Compliance table | PDF 124.29 KB |
||||
| 01/07/2021 | ESMA31-62-1409 | Compliance table GLs on Risk factors | Prospectus | Compliance table | PDF 131.48 KB |
||||
| 08/12/2020 | ESMA32-67-765 | Speech Steven Maijoor- The three paradoxes of sustainability reporting and how to address them | IFRS Supervisory Convergence, Speeches, Sustainable finance, Transparency | Speech | PDF 123.06 KB |
||||
| 02/12/2020 | ESMA42-111-5461 | Opening Statement ECON Public Presentation FTPR 2 | Corporate Disclosure, Speeches, Supervisory convergence | Speech | PDF 101.67 KB |
||||
| 02/12/2020 | ESMA22-103-1194 | Keynote address – CMU and current challenges- Verena Ross, International Investors Conference Frankfurt | COVID-19, MiFID - Investor Protection, MiFID - Secondary Markets, Speeches, Supervisory convergence | Speech | PDF 155.85 KB |
||||
| 12/02/2020 | ESMA32-67-642 | Sustainable financial markets: translating changing risks and investor preferences into regulatory action- Speech by Steven Maijoor, European Financial Forum, Dublin | Credit Rating Agencies, Speeches, Supervisory convergence | Speech | PDF 156.74 KB |
||||
| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
||||
| 04/11/2019 | esma22-105-1073 | Annex_to_the_opening_statement_for_econ_hearing_4_november_2019 | Short Selling | Speech | PDF 389.38 KB |
||||
| 10/10/2019 | ESMA71-319-144 | Building the EU Capital Markets Union while fostering global financial markets- EU-Asia Financial Dialogue/ASIFMA Conference | International cooperation, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 135.51 KB |
EU-Asia Financial Dialogue/ASIFMA Conference, Tokyo 10 October |