ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
18
REFINE YOUR SEARCH
Sections
- (-) Remove CESR Archive filter CESR Archive
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- (-) Remove Corporate Governance filter Corporate Governance
- MiFID - Secondary Markets (98) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (74) Apply MiFID - Investor Protection filter
- Guidelines and Technical standards (42) Apply Guidelines and Technical standards filter
- Market Integrity (36) Apply Market Integrity filter
- Short Selling (36) Apply Short Selling filter
- Post Trading (31) Apply Post Trading filter
- Fund Management (29) Apply Fund Management filter
- Supervisory convergence (13) Apply Supervisory convergence filter
- COVID-19 (12) Apply COVID-19 filter
- Joint Committee (12) Apply Joint Committee filter
- Market Abuse (12) Apply Market Abuse filter
- Corporate Disclosure (10) Apply Corporate Disclosure filter
- Prospectus (7) Apply Prospectus filter
- Brexit (6) Apply Brexit filter
- Innovation and Products (5) Apply Innovation and Products filter
- Securitisation (5) Apply Securitisation filter
- Corporate Information (4) Apply Corporate Information filter
- Sustainable finance (4) Apply Sustainable finance filter
- Credit Rating Agencies (3) Apply Credit Rating Agencies filter
- Corporate Finance (2) Apply Corporate Finance filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Trading (2) Apply Trading filter
- Transparency (2) Apply Transparency filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- Crowdfunding (1) Apply Crowdfunding filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove Compliance table filter Compliance table
- (-) Remove Opinion filter Opinion
- Press Release (580) Apply Press Release filter
- Final Report (307) Apply Final Report filter
- Consultation Paper (202) Apply Consultation Paper filter
- Reference (142) Apply Reference filter
- Letter (123) Apply Letter filter
- CESR Document (109) Apply CESR Document filter
- Statement (58) Apply Statement filter
- Speech (38) Apply Speech filter
- Report (35) Apply Report filter
- Annual Report (18) Apply Annual Report filter
- CLOSED Procedure (7) Apply CLOSED Procedure filter
- Decision (5) Apply Decision filter
- Guidelines & Recommendations (4) Apply Guidelines & Recommendations filter
- Technical Advice (1) Apply Technical Advice filter
Your filters
Press Releases X Trade Repositories X IFRS Supervisory Convergence X Benchmarks X Corporate Governance X CESR Archive X Opinion X Q&A X Compliance table X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 03/06/2005 | 05-365 | MAD AMPs- Frequently Asked Questions | CESR Archive | Q&A | PDF 55.99 KB |
||||
| 29/05/2007 | 07-320 | Q&A on Best Execution | CESR Archive | Q&A | PDF 578.51 KB |
||||
| 03/11/2009 | 09-559 | Questions and Answers- MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements | CESR Archive | Q&A | PDF 405.18 KB |
||||
| 08/03/2010 | 10-222 | FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 327.78 KB |
||||
| 19/04/2010 | 10-293 | Question and Answers- Understanding the definition of advice under MiFID | CESR Archive | Q&A | PDF 335.78 KB |
||||
| 04/06/2010 | 10-521 | FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 206.24 KB |
||||
| 06/05/2010 | 10-591 | Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee | CESR Archive | Q&A | PDF 130.84 KB |
||||
| 25/09/2015 | 2015/1462 | ESMA opinion on accounting for Deposit Guarantee Scheme | Corporate Disclosure, IFRS Supervisory Convergence | Opinion | PDF 127.91 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
||||
| 29/04/2020 | ESMA41-137-1299 | ESMAR Article 9a(2) Opinion- BMR EC | Benchmarks | Opinion | PDF 130.45 KB |
||||
| 29/04/2020 | ESMA41-137-1300 | ESMAR Article 9a(3) Opinion- BMR NCA | Benchmarks | Opinion | PDF 126.5 KB |
||||
| 23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
||||
| 08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |
||||
| 11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
||||
| 28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
||||
| 28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
| 07/06/2022 | ESMA81-393-477 | Compliance table on Guidelines on methodology oversight function and record keeping requirements | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 195.01 KB |