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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|23/05/2022||ESMA50-165-2146||The drivers of the costs and performance of ESG funds||Fund Management, Sustainable finance||Reference||PDF
|20/05/2022||ESMA34-43-392||Q&A on the application of the UCITS Directive||Fund Management||Q&A||PDF
|19/05/2022||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|19/05/2022||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|17/05/2022||ESMA34-45-1471||CP on Draft technical standards on the notifications for cross-border marketing and management of AIFs and UCITS||Fund Management||Consultation Paper||PDF
|16/05/2022||ESMA34-45-1633||Public statement on actions to manage the impact of the Russian invasion of Ukraine on investment fund portfolios||Fund Management||Statement||PDF
|13/05/2022||ESMA34-45-1128||Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs||Fund Management, Guidelines and Technical standards, Supervisory convergence||Compliance table||PDF
|13/05/2022||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|12/05/2022||ESMA71-99-1943||ESMA appoints new member to its Management Board- Press release||Board of Supervisors, Corporate Information, Management Board, Press Releases||Press Release||PDF
|10/05/2022||JC 2022 10||Joint ESA Supervisory Statement on expectations regarding the ‘What is this product?’ section of the PRIIPS KID||Fund Management, Joint Committee||Statement||PDF
|04/05/2022||ESMA34-49-446||Guidelines on stress test scenarios under the MMF Regulation- 2021 update||Fund Management, Guidelines and Technical standards||Guidelines & Recommendations||PDF
|02/05/2022||JC 2022 20||Call for advice on PRIIPs: ESA advice on the review of the PRIIPs Regulation||Fund Management, Joint Committee||Report||PDF
|02/05/2022||ESMA82-402-859||Response form for the Joint Consultation Paper concerning sustainable disclosures for STS securitisations||Securitisation||Reference||DOCX
|02/05/2022||JC 2022 22||Joint Consultation on sustainability disclosures for STS securitisation||Securitisation||Consultation Paper||PDF
|02/05/2022||ESMA70-449-501||Opinion ITS insider lists||Market Integrity, MiFID - Investor Protection, MiFID - Secondary Markets, Trading||Opinion||PDF
|02/05/2022||ESMA70-449-497||Opinion RTS liquidity contracts for SME Growth Market issuers||Market Integrity, MiFID - Investor Protection, MiFID - Secondary Markets, Trading||Opinion||PDF
|29/04/2022||ESMA71-99-1935||ESMA makes recommendations to improve investor protection||MiFID - Investor Protection, Press Releases||Press Release||PDF
|20/04/2022||ESMA34-45-1445||Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds||Fund Management, Guidelines and Technical standards||Compliance table||PDF
|05/04/2022||ESMA71-99-1924||ESG funds provided better returns for investors in 2020||Fund Management||Press Release||PDF
|04/04/2022||ESMA70-448-10||Final Report- Short Selling Regulation Review||Short Selling||Final Report||PDF