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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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192 documents
Date Reference Title Sections Type Main document Info
ESMA43-857238790-2033 Moody’s Germany fined EUR 2,145,000 for misreporting to ESMA - Press release Press Releases, Securities Financing Transactions, Supervision, Trade Repositories Press Release DOWNLOAD 167.49 KB
ESMA43-857238790-2031 Public Notice - Moody’s Deutschland GmbH Securities Financing Transactions, Supervision, Trade Repositories Reference DOWNLOAD 150.04 KB
ESMA43-857238790-2075 Decision of the Board of Supervisors to adopt supervisory measures and impose fines in respect of infringements committed by Moody’s Deutschland GmbH Board of Supervisors, Securities Financing Transactions, Supervision, Trade Repositories Decision DOWNLOAD 687.14 KB
EUGB Art 69/70 list List of firms that have meet the obligations under the Article 69 or Article 70 of the European Green Bonds Regulation Investor protection, Supervisory convergence, Sustainable finance Reference DOWNLOAD 277.16 KB
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ESMA71-1206669466-939 Verena Ross' opening speech at ESMA Conference 2026, 21 May 2026 Investor protection, Speeches, Supervision Speech DOWNLOAD 168.77 KB
ESMA80-634726060-3082 Guidelines on Internal Controls for Benchmark Administrators, Credit Rating Agencies and Market Transparency Infrastructures Benchmarks, Credit Rating Agencies, Guidelines and Technical standards, Supervision Guidelines & Recommendations DOWNLOAD 321.34 KB
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Translated versions BG , DE , EL , ES , FR , IT , NL , PL , PT , SV
ESMA80-634726060-3085 Guidelines on the submission of periodic information by Benchmark Administrators, Credit Rating Agencies and Market Transparency Infrastructures Benchmarks, Credit Rating Agencies, Guidelines and Technical standards, Supervision Guidelines & Recommendations DOWNLOAD 474.63 KB
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Summary
Translated versions BG , DE , EL , ES , FR , IT , NL , PL , PT , SV
ESMA24-450544452-2919 Verena Ross' article in Eurofi Nicosia Magazine, 24 March 2026 Speeches, Supervision Reference DOWNLOAD 149.24 KB
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From experience to execution: An ESMA ready to deliver
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ESMA43-857238790-1632 ESMA sanctions REGIS-TR for serious breaches of organisational obligations - Press release Press Releases, Securities Financing Transactions, Supervision, Trade Repositories Press Release DOWNLOAD 181.83 KB
Related documents Decision to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR S.A. Public notice on supervisory measures and fines imposed on REGIS-TR
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ESMA43-857238790-1629 Public notice on supervisory measures and fines imposed on REGIS-TR Securities Financing Transactions, Supervision, Trade Repositories Reference DOWNLOAD 333.14 KB
Related documents Decision to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR S.A.
Summary
Translated versions
ESMA43-857238790-1634 Decision to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR S.A. Board of Supervisors, Securities Financing Transactions, Supervision, Trade Repositories Decision DOWNLOAD 1.13 MB
ESMA75-1322421554-772 Verena Ross' speech at the Afore Consulting 10th Annual FinTech and Regulation Conference, 3 February 2026 Digital Finance and Innovation, Speeches, Supervision Speech DOWNLOAD 187.45 KB
ESMA42-1710566791-6326 Principles on risk-based supervision Simplification and Burden Reduction, Supervision Report DOWNLOAD 348.55 KB
ESMA80-634726060-1762 Final report on guidelines on internal controls for benchmark administrators, credit rating agencies and market transparency infrastructures Benchmarks, Credit Rating Agencies, Guidelines and Technical standards, Supervision Final Report DOWNLOAD 511.67 KB
ESMA71-545613100-2825 Supervisory expectations for the management body - factsheet Credit Rating Agencies, Supervision Reference DOWNLOAD 782.76 KB
Related documents Final Report on Supervisory Expectations for the Management Body
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ESMA81-1841807023-954 Decision on delegating to the ESMA Chair the adoption of decisions to grant authorisation, registration, certification, recognition or endorsement Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Supervisory convergence, Sustainable finance Decision DOWNLOAD 286.33 KB
ESMA42-2004696504-8176 Peer Review on the supervision of depositary obligations Supervisory convergence Report DOWNLOAD 673.72 KB
ESMA43-502934634-2261 Consolidated Sanctions Report - Table of Sanctions reported for 2024 Benchmarks, Fund Management, Market Abuse, Supervisory convergence, Transparency Reference DOWNLOAD 435.65 KB
ESMA43-1527801302-1828 Report on sanctions and measures imposed in Member States in 2024 Benchmarks, Fund Management, Market Abuse, Supervisory convergence, Transparency Report DOWNLOAD 802.61 KB
ESMA84-2131909211-9912 Final Report on Supervisory Expectations for the Management Body Credit Rating Agencies, Supervision Final Report DOWNLOAD 316.06 KB