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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
30/11/2022 ESMA35-42-1305 ESCPR- Miscellaneous reporting to ESMA Crowdfunding, MiFID - Investor Protection Reference PDF
381.28 KB
30/11/2022 ESMA50-164-6583 Final report- Guidelines on stress test scenarios under the MMF Regulation- 2022 update Fund Management Final Report PDF
639.07 KB
29/11/2022 ESMA50-164-6327 TRV article- Parsing prospectuses: A text-mining approach Prospectus, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
702.77 KB
28/11/2022 ESMA81-393-599 Final Report on review of RTS on recognition Benchmarks, Guidelines and Technical standards Final Report PDF
712.24 KB
25/11/2022 ESMA81-393-570 Report on sanctions imposed under the Benchmarks Regulation in 2021 Benchmarks Report PDF
346.23 KB
21/11/2022 ESMA70-450-1237 Final Report CSDR RTS Art 19 Amendment Post Trading Final Report PDF
405.26 KB
21/11/2022 ESMA70-156-6093 Annual Report 2022 Waivers and Deferrals MiFID - Secondary Markets Annual Report PDF
1.17 MB
18/11/2022 JC 2022 42 Final Report on SFDR amendments for nuclear and gas activities Joint Committee, Sustainable finance Report DOCX
2.17 MB
18/11/2022 ESMA70-449-673 Annual Report on MAR administrative and criminal sanctions 2022 Market Abuse Report PDF
449.92 KB
17/11/2022 ESMA91-372-2346 Final Report on the Guidelines on the assessment of resolvability (Article 15(5) of CCPRRR) CCP Directorate, Guidelines and Technical standards Final Report PDF
910.65 KB
17/11/2022 ESMA91-372-1791 Final report on the Guidelines on the types and content of the provisions of Cooperation Arrangements CCP Directorate, Guidelines and Technical standards Final Report PDF
862.01 KB
04/11/2022 Net short thresholds Net short position notification thresholds for sovereign issuers Short Selling Reference XLSX
26.52 KB

According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.

The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
1.0.1% applicable where the total amount of outstanding issued sovereign debt is between 0 and 500 billion euros;
2.0.5% applicable where the total amount of outstanding issued sovereign debt is above 500 billion euros or where there is a liquid futures market for the particular sovereign debt.

The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.

In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.

The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.

Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
28/10/2022 ESMA32-63-1320 ESMA statement on European Common Enforcement priorities for 2022 annual reports Corporate Disclosure, IFRS Supervisory Convergence Statement PDF
608.88 KB
14/10/2022 ESMA91-372-2466 Report_Amended RTS_Emergency measures on collateral requirements_Article 46(3) EMIR CCP Directorate Final Report PDF
423.39 KB
14/10/2022 ESMA70-145-1090 FIRDS CFI validations- October 2022 MiFID - Secondary Markets Reference XLSX
146.13 KB

The updates are applicable to financial instruments with specific CFI codes. The changes are flagged in the file and it is possible to compare it with previous versions. The new validation rules will become applicable starting from 06 February 2023 to ensure that reporting entities will adapt to the new changes. The CFI validation document will be kept up to date on ongoing basis.

More information on MiFID II data reporting is available under a specific website section. 
10/10/2022 ESMA22-439-1055 2023 Annual Work Programme Planning reporting budget Report PDF
739.52 KB
04/10/2022 ESMA50-165-2251 TRV article- Crypto-assets and their risks for financial stability Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
540.21 KB
30/09/2022 JC 2022 42 Final Report on SFDR amendments for nuclear and gas activities Joint Committee, Sustainable finance Final Report PDF
1.07 MB
28/09/2022 ESMA70-451-502 Report on the Review of the clearing thresholds under EMIR Post Trading Report PDF
584.97 KB
27/09/2022 ESMA70-460-111 Report on the DLT Pilot Regime Innovation and Products, MiFID - Secondary Markets Report PDF
680.69 KB

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