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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|30/11/2022||ESMA35-42-1305||ESCPR- Miscellaneous reporting to ESMA||Crowdfunding, MiFID - Investor Protection||Reference||PDF
|30/11/2022||ESMA50-164-6583||Final report- Guidelines on stress test scenarios under the MMF Regulation- 2022 update||Fund Management||Final Report||PDF
|29/11/2022||ESMA50-164-6327||TRV article- Parsing prospectuses: A text-mining approach||Prospectus, Risk Analysis & Economics - Markets Infrastructure Investors||Report||PDF
|28/11/2022||ESMA81-393-599||Final Report on review of RTS on recognition||Benchmarks, Guidelines and Technical standards||Final Report||PDF
|25/11/2022||ESMA81-393-570||Report on sanctions imposed under the Benchmarks Regulation in 2021||Benchmarks||Report||PDF
|21/11/2022||ESMA70-450-1237||Final Report CSDR RTS Art 19 Amendment||Post Trading||Final Report||PDF
|21/11/2022||ESMA70-156-6093||Annual Report 2022 Waivers and Deferrals||MiFID - Secondary Markets||Annual Report||PDF
|18/11/2022||JC 2022 42||Final Report on SFDR amendments for nuclear and gas activities||Joint Committee, Sustainable finance||Report||DOCX
|18/11/2022||ESMA70-449-673||Annual Report on MAR administrative and criminal sanctions 2022||Market Abuse||Report||PDF
|17/11/2022||ESMA91-372-2346||Final Report on the Guidelines on the assessment of resolvability (Article 15(5) of CCPRRR)||CCP Directorate, Guidelines and Technical standards||Final Report||PDF
|17/11/2022||ESMA91-372-1791||Final report on the Guidelines on the types and content of the provisions of Cooperation Arrangements||CCP Directorate, Guidelines and Technical standards||Final Report||PDF
|04/11/2022||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|28/10/2022||ESMA32-63-1320||ESMA statement on European Common Enforcement priorities for 2022 annual reports||Corporate Disclosure, IFRS Supervisory Convergence||Statement||PDF
|14/10/2022||ESMA91-372-2466||Report_Amended RTS_Emergency measures on collateral requirements_Article 46(3) EMIR||CCP Directorate||Final Report||PDF
|14/10/2022||ESMA70-145-1090||FIRDS CFI validations- October 2022||MiFID - Secondary Markets||Reference||XLSX
The updates are applicable to financial instruments with specific CFI codes. The changes are flagged in the file and it is possible to compare it with previous versions. The new validation rules will become applicable starting from 06 February 2023 to ensure that reporting entities will adapt to the new changes. The CFI validation document will be kept up to date on ongoing basis.
More information on MiFID II data reporting is available under a specific website section.
|10/10/2022||ESMA22-439-1055||2023 Annual Work Programme||Planning reporting budget||Report||PDF
|04/10/2022||ESMA50-165-2251||TRV article- Crypto-assets and their risks for financial stability||Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors||Report||PDF
|30/09/2022||JC 2022 42||Final Report on SFDR amendments for nuclear and gas activities||Joint Committee, Sustainable finance||Final Report||PDF
|28/09/2022||ESMA70-451-502||Report on the Review of the clearing thresholds under EMIR||Post Trading||Report||PDF
|27/09/2022||ESMA70-460-111||Report on the DLT Pilot Regime||Innovation and Products, MiFID - Secondary Markets||Report||PDF