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Type of document
|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|15/11/2016||2016/1575||Opinion- Common indicators for new products and services under Article 15 and for significant changes under Article 49 of EMIR||Post Trading||Opinion||PDF
|15/12/2016||2016/1661||Consultation Paper- Draft technical standards on data to be made publicly available by TRs under Article 81 of EMIR||Post Trading||Consultation Paper||PDF
|15/12/2016||2016/1661 RF||Reply Form to CP- Draft technical standards on data to be made publicly available by TRs under Article 81 of EMIR||Post Trading||Reference||DOCX
|19/12/2016||2016/1672||Technical advice to the Commission on fees for TRs under SFTR and on certain amendments of for fees under EMIR||Post Trading||Consultation Paper||PDF
Reasons for publication
On 15 January 2016 the European Securities and Markets Authority (ESMA) received a formal request from the European Commission (Commission) to provide technical advice to assist the Commission in formulating a Regulation on fees for Trade Repositories (TRs) under SFTR by a delegated act.
The present report contains nine sections. Section 1 refers to the Executive Summary of the report. Section 2 explains the background to our proposals. Section 3 outlines the ESMA’s expected costs. Section 4 establishes the general approach for the determination of fees under EMIR and SFTR. Section 5 explains how ESMA will manage surpluses and deficits under EMIR and SFTR. Section 6 points out the rationale and computation of TRs fees for registration and extension of registration under SFTR. Sections 7 and 8 present the supervision fees under EMIR and SFTR and recognition fees under SFTR. Section 9 refers to the conditions of payment and reimbursement and, finally, Section 10 addresses the instances where delegation to NCAs takes place. Annex I contains the summary of the questions posed by ESMA and Annex II includes the Commission’s mandate to ESMA.
The amendments to fees under EMIR that are consulted in this document are required in order to ensure level –playing field with the ESMA’s fees to TRs under SFTR.
ESMA will consider the feedback it receives to this consultation in Q1 2017 and expects to publish and submit a final report of the technical advice to the European Commission for endorsement by end of Q1/beginning of Q2 of 2017.
|19/12/2016||2016/1672 reply form||Reply Form to Technical Advice on fees for TRs under SFTR and on certain amendments of for fees under EMIR||Post Trading||Reference||DOCX
|05/01/2017||ESMA71-1154262120-155||Methodology for Mandatory Peer Reviews in relation to CCPs’ authorisation and supervision under EMIR||Post Trading, Supervisory convergence||Reference||PDF
|18/01/2017||ESAS-2017-82||Report on the functionning of the CRR with the related obligations under EMIR||Post Trading||Report||PDF
|30/01/2017||ESMA70-708036281-19||Letter to European Commission- EMIR Review and Sanctioning Powers||Credit Rating Agencies, Post Trading||Letter||PDF
|23/02/2017||ESMA70-708036281-185||ESAs communication on variation margin exchange under the EMIR RTS on OTC derivatives||Post Trading||Statement||PDF
|31/03/2017||ESMA70-708036281-82||Final Report on Technical standards under SFTR and certain amendments to EMIR||Post Trading||Report||PDF
|03/04/2017||ESMA70-145-63||Validation table for reporting under the revised technical standards||Post Trading||Reference||XLSX
|10/04/2017||ESMA70-708036281-18||Opinion on portfolio margining requirements under Article 27 of EMIR Delegated Regulation||Post Trading||Opinion||PDF
|21/04/2017||ESMA70-151-223||Final Report on technical advice to EC on fees to TRs under SFTR and on certain amendments to fees to TRs under EMIR||Post Trading||Final Report||PDF
|10/07/2017||ESMA70-151-370||Final report on draft technical standards on data to be made publicly available by TRs under Article 81 of EMIR||Post Trading||Final Report||PDF
|17/11/2017||ESMA70-151-819||Consultation paper on position calculation under EMIR||Post Trading||Consultation Paper||PDF
|17/11/2017||ESMA70-151-819a||Response form EMIR consultation on position calculations||Post Trading||Reference||DOCX
|27/03/2018||ESMA70-151-1272||ESMA Guidelines on position calculation by trade repositories under EMIR Final Report||Post Trading||Guidelines & Recommendations||PDF
|27/04/2018||ESMA70-151-1336||Letter to Commission regarding exemption from financial obligations under Articles 41 and 42 of EMIR||Post Trading||Letter||PDF
|04/05/2018||JC 2018 14||Consultation Paper on amendments to the EMIR Clearing Obligation under the Securitisation Regulation||Post Trading||Consultation Paper||PDF
|23/05/2018||JC 2018 14 reply form||Reply form- Consultation Paper Securitisation/Emir clearing obligation||Post Trading, Securitisation||Reference||DOCX