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Type of document
|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|05/12/2019||ESMA70-152-348||List of third-country CCPs recognised to offer services and activities in the Union||Post Trading||Reference||PDF
|12/11/2019||ESMA70-148-523||List of Central Counterparties authorised to offer services and activities in the Union||Post Trading||Reference||PDF
|11/11/2019||ESMA70-151-2650||Final report on TA on EMIR_2_2_CCP fees||Post Trading||Technical Advice||PDF
|11/11/2019||ESMA70-151-2682||Final Technical advice on Tiering Criteria under EMIR 2.2||Post Trading||Technical Advice||PDF
|04/10/2019||ESMA70-156-1759||Response Form- Alignment of MiFIR with the changes introduced by EMIR Refit||MiFID - Secondary Markets, Post Trading||Reference||DOCX
|04/10/2019||ESMA70-156-1555||Alignment of MiFIR with the changes introduced by EMIR Refit||MiFID - Secondary Markets, Post Trading||Consultation Paper||PDF
|03/10/2019||ESMA70-151-2672||Draft technical advice on commercial terms for providing clearing services under EMIR (FRANDT)||Post Trading||Consultation Paper||PDF
|29/05/2019||ESMA70-151-2383||Response form- CP on EMIR_2_2_CCP fees||Post Trading||Reference||DOCX
|28/05/2019||ESMA71-99-1159||ESMA consults on tiering comparable compliance and fees under EMIR 2.2||Post Trading, Press Releases||Press Release||PDF
|28/05/2019||ESMA70-151-1663||CP on EMIR_2_2_CCP fees||Post Trading||Consultation Paper||PDF
|11/12/2018||ESMA70-708036281-176||Public Register for the Clearing Obligation under EMIR||Post Trading||Reference||PDF
|22/08/2018||ESMA70-151-1693||Response form CP on the Clearing Obligation under EMIR (no. 6)||Post Trading||Reference||DOCX
|23/05/2018||JC 2018 14 reply form||Reply form- Consultation Paper Securitisation/Emir clearing obligation||Post Trading, Securitisation||Reference||DOCX
|04/05/2018||JC 2018 14||Consultation Paper on amendments to the EMIR Clearing Obligation under the Securitisation Regulation||Post Trading||Consultation Paper||PDF
|17/11/2017||ESMA70-151-819a||Response form EMIR consultation on position calculations||Post Trading||Reference||DOCX
|17/11/2017||ESMA70-151-819||Consultation paper on position calculation under EMIR||Post Trading||Consultation Paper||PDF
|03/04/2017||ESMA70-145-63||Validation table for reporting under the revised technical standards||Post Trading||Reference||XLSX
|05/01/2017||ESMA71-1154262120-155||Methodology for Mandatory Peer Reviews in relation to CCPs’ authorisation and supervision under EMIR||Post Trading, Supervisory convergence||Reference||PDF
|19/12/2016||2016/1672 reply form||Reply Form to Technical Advice on fees for TRs under SFTR and on certain amendments of for fees under EMIR||Post Trading||Reference||DOCX
|19/12/2016||2016/1672||Technical advice to the Commission on fees for TRs under SFTR and on certain amendments of for fees under EMIR||Post Trading||Consultation Paper||PDF
Reasons for publication
On 15 January 2016 the European Securities and Markets Authority (ESMA) received a formal request from the European Commission (Commission) to provide technical advice to assist the Commission in formulating a Regulation on fees for Trade Repositories (TRs) under SFTR by a delegated act.
The present report contains nine sections. Section 1 refers to the Executive Summary of the report. Section 2 explains the background to our proposals. Section 3 outlines the ESMA’s expected costs. Section 4 establishes the general approach for the determination of fees under EMIR and SFTR. Section 5 explains how ESMA will manage surpluses and deficits under EMIR and SFTR. Section 6 points out the rationale and computation of TRs fees for registration and extension of registration under SFTR. Sections 7 and 8 present the supervision fees under EMIR and SFTR and recognition fees under SFTR. Section 9 refers to the conditions of payment and reimbursement and, finally, Section 10 addresses the instances where delegation to NCAs takes place. Annex I contains the summary of the questions posed by ESMA and Annex II includes the Commission’s mandate to ESMA.
The amendments to fees under EMIR that are consulted in this document are required in order to ensure level –playing field with the ESMA’s fees to TRs under SFTR.
ESMA will consider the feedback it receives to this consultation in Q1 2017 and expects to publish and submit a final report of the technical advice to the European Commission for endorsement by end of Q1/beginning of Q2 of 2017.