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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
23/03/2011 2011/81 Recommendations- ESMA update of the CESR recommendations on the consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive Guidelines and Technical standards, Prospectus, Corporate Disclosure Guidelines & Recommendations PDF
593.19 KB
18/05/2011 2011/139 Final report- Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations PDF
653.98 KB
22/12/2011 2011/456 Final report- Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities MiFID - Secondary Markets Guidelines & Recommendations PDF
407 KB

This is the final report. The guidelines along with the translations are published separately.
24/02/2012 2012/122 Guidelines- Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Guidelines and Technical standards, MiFID - Secondary Markets Guidelines & Recommendations PDF
1006.44 KB

ESMA Board of Supervisors (the BoS) has decided on the 26 September 2018 to withdraw the guidelines on “Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities”. The guidelines were issued by ESMA, in February 2012, to ensure a common, uniform and consistent application of MiFID and MAD. The BoS decision to withdraw the guidelines is based on the subject matter being fully incorporated into MiFID II, MAR, and relevant delegated acts.

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17/12/2012 2011/188 Cooperation including delegation between ESMA, the competent authorities and the sectoral competent authorities under Regulation (EU) No 513/2011 on credit rating agencies Credit Rating Agencies Guidelines & Recommendations PDF
190.32 KB
20/03/2013 2013/319 The consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive Corporate Disclosure, Prospectus Guidelines & Recommendations PDF
540.48 KB

This document contains an update of the CESR recommendations.
17/06/2013 2013/720 EN Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations PDF
221.56 KB		 Croatian translation is also available.
17/06/2013 2013/720 Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies Guidelines & Recommendations PDF
317.88 KB

Croatian translation is also available.
30/07/2013 2013/720 BG Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations PDF
159.45 KB		 Насоки и препоръки Насоки и препоръки относно приложното поле на Регламента за АКР
30/07/2013 2013/720 ES Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations PDF
103.74 KB		 Directrices y recomendaciones Directrices y recomendaciones sobre el ámbito de aplicación del Reglamento relativo a las agencias de calificación crediticia
30/07/2013 2013/720 CS Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations PDF
140.94 KB		 Obecné pokyny a doporučení Obecné pokyny a doporučení k oblasti působnosti nařízení o ratingových agenturách
30/07/2013 2013/720 DA Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations PDF
100.11 KB		 Retningslinjer og henstillinger Retningslinjer og henstillinger om CRA-forordningens anvendelsesområde
30/07/2013 2013/720 DE Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations PDF
103.09 KB		 Leitlinien und Empfehlungen Leitlinien und Empfehlungen zum Geltungsbereich der CRA-Verordnung
30/07/2013 2013/720 ET Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations PDF
101.35 KB		 Suunised ja soovitused Reitinguagentuure käsitleva määruse reguleerimisala käsitlevad suunised ja soovitused
30/07/2013 2013/720 EL Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations PDF
143.76 KB		 Κατευθυντήριες γραμμές και συστάσεις Κατευθυντήριες γραμμές και συστάσεις σχετικά με το πεδίο εφαρμογής του κανονισμού
30/07/2013 2013/720 FR Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations PDF
108.46 KB		 Orientations et recommandations Orientations et recommandations sur le champ d’application du règlement sur les agences de notation de crédit
30/07/2013 2013/720 IT Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations PDF
100.65 KB		 Orientamenti e raccomandazioni Orientamenti e raccomandazioni sull’ambito di applicazione del regolamento CRA
30/07/2013 2013/720 LV Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations PDF
135.74 KB		 Pamatnostādnes un ieteikumi Pamatnostādnes un ieteikumi par KA regulas darbības jomu
30/07/2013 2013/720 NL Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations PDF
101.1 KB		 Richtsnoeren en aanbevelingen Richtsnoeren en aanbevelingen met betrekking tot het toepassingsgebied van de CRA-
30/07/2013 2013/720 HU Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations PDF
142.12 KB		 Iránymutatások és ajánlások Iránymutatások és ajánlások a hitelminősítő intézetekről szóló rendelet hatályáról

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