ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 11/05/2005 | 04-505b | Market Abuse Directive- Level 3 – first set of CESR guidance and information on the common operation of the Directive | Guidelines and Technical standards, Market Abuse | Guidelines & Recommendations | PDF 119.41 KB |
http://www.cesr-eu.org/data/document/04_505b.pdf | |||
| 15/05/2009 | 09-219 | Guidelines- MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market | Guidelines and Technical standards, Market Abuse | Guidelines & Recommendations | PDF 281.09 KB |
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| 23/03/2011 | 2011/81 | Recommendations- ESMA update of the CESR recommendations on the consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive | Guidelines and Technical standards, Prospectus, Corporate Disclosure | Guidelines & Recommendations | PDF 593.19 KB |
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| 18/05/2011 | 2011/139 | Final report- Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 653.98 KB |
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| 22/12/2011 | 2011/461 | Final report- Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009 | Credit Rating Agencies | Technical Standards | PDF 555.25 KB |
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| 22/12/2011 | 2011/462 | Final Report- Draft RTS on the assessment of compliance of credit rating methodologies with CRA Regulation | Credit Rating Agencies | Technical Standards | PDF 445.83 KB |
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| 22/12/2011 | 2011/463 | Final report- Regulatory technical standards on the information for registration and certification of credit rating agencies | Credit Rating Agencies | Technical Standards | PDF 444.79 KB |
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| 22/12/2011 | 2011/464 | Final report- Draft RTS on the content and format of ratings data periodic reporting to be requested from credit ratings agencies for the purpose of on-going supervision by ESMA | Credit Rating Agencies | Technical Standards | PDF 485.78 KB |
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| 22/12/2011 | 2011/456 | Final report- Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities | MiFID - Secondary Markets | Guidelines & Recommendations | PDF 407 KB |
This is the final report. The guidelines along with the translations are published separately. |
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| 24/02/2012 | 2012/122 | Guidelines- Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities | Guidelines and Technical standards, MiFID - Secondary Markets | Guidelines & Recommendations | PDF 1006.44 KB |
ESMA Board of Supervisors (the BoS) has decided on the 26 September 2018 to withdraw the guidelines on “Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities”. The guidelines were issued by ESMA, in February 2012, to ensure a common, uniform and consistent application of MiFID and MAD. The BoS decision to withdraw the guidelines is based on the subject matter being fully incorporated into MiFID II, MAR, and relevant delegated acts. |
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| 17/12/2012 | 2011/188 | Cooperation including delegation between ESMA, the competent authorities and the sectoral competent authorities under Regulation (EU) No 513/2011 on credit rating agencies | Credit Rating Agencies | Guidelines & Recommendations | PDF 190.32 KB |
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| 20/03/2013 | 2013/319 | The consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive | Corporate Disclosure, Prospectus | Guidelines & Recommendations | PDF 540.48 KB |
This document contains an update of the CESR recommendations. |
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| 17/06/2013 | 2013/720 EN | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 221.56 KB |
Croatian translation is also available. | |||
| 17/06/2013 | 2013/720 | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies | Guidelines & Recommendations | PDF 317.88 KB |
Croatian translation is also available. |
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| 29/07/2013 | JC 2013/01 | Final Draft Regulatory Technical Standards | Joint Committee | Technical Standards | PDF 1.17 MB |
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| 30/07/2013 | 2013/720 BG | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 159.45 KB |
Насоки и препоръки Насоки и препоръки относно приложното поле на Регламента за АКР | |||
| 30/07/2013 | 2013/720 ES | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 103.74 KB |
Directrices y recomendaciones Directrices y recomendaciones sobre el ámbito de aplicación del Reglamento relativo a las agencias de calificación crediticia | |||
| 30/07/2013 | 2013/720 CS | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 140.94 KB |
Obecné pokyny a doporučení Obecné pokyny a doporučení k oblasti působnosti nařízení o ratingových agenturách | |||
| 30/07/2013 | 2013/720 DA | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 100.11 KB |
Retningslinjer og henstillinger Retningslinjer og henstillinger om CRA-forordningens anvendelsesområde | |||
| 30/07/2013 | 2013/720 DE | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 103.09 KB |
Leitlinien und Empfehlungen Leitlinien und Empfehlungen zum Geltungsbereich der CRA-Verordnung |