ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
37
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Transparency filter Transparency
- (-) Remove Short Selling filter Short Selling
- Speeches (159) Apply Speeches filter
- Guidelines and Technical standards (42) Apply Guidelines and Technical standards filter
- Fund Management (40) Apply Fund Management filter
- CESR Archive (33) Apply CESR Archive filter
- MiFID - Secondary Markets (31) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (27) Apply MiFID - Investor Protection filter
- Post Trading (26) Apply Post Trading filter
- Innovation and Products (22) Apply Innovation and Products filter
- Supervisory convergence (18) Apply Supervisory convergence filter
- Corporate Information (14) Apply Corporate Information filter
- Sustainable finance (13) Apply Sustainable finance filter
- Benchmarks (11) Apply Benchmarks filter
- Brexit (10) Apply Brexit filter
- Corporate Disclosure (10) Apply Corporate Disclosure filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- CCP Directorate (5) Apply CCP Directorate filter
- Risk Analysis & Economics - Markets Infrastructure Investors (5) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securitisation (5) Apply Securitisation filter
- Trade Repositories (5) Apply Trade Repositories filter
- Corporate Finance (4) Apply Corporate Finance filter
- Prospectus (4) Apply Prospectus filter
- COVID-19 (3) Apply COVID-19 filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- International cooperation (2) Apply International cooperation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Procurement (2) Apply Procurement filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Market data (1) Apply Market data filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Q&A filter Q&A
- (-) Remove Compliance table filter Compliance table
- Reference (158) Apply Reference filter
- Guidelines & Recommendations (148) Apply Guidelines & Recommendations filter
- Press Release (101) Apply Press Release filter
- Consultation Paper (79) Apply Consultation Paper filter
- Final Report (74) Apply Final Report filter
- Opinion (50) Apply Opinion filter
- Statement (45) Apply Statement filter
- Decision (36) Apply Decision filter
- Letter (36) Apply Letter filter
- Report (35) Apply Report filter
- Technical Advice (15) Apply Technical Advice filter
- Annual Report (11) Apply Annual Report filter
- Summary of Conclusions (11) Apply Summary of Conclusions filter
- Technical Standards (11) Apply Technical Standards filter
- CESR Document (4) Apply CESR Document filter
- SMSG Advice (4) Apply SMSG Advice filter
- Investor Warning (2) Apply Investor Warning filter
Your filters
ONGOING Procedure X Q&A X Speech X Compliance table X Market Abuse X Joint Committee X Market Integrity X Transparency X Credit Rating Agencies X Short Selling X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
30/01/2013 | 2013/159 | Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) | Short Selling | Q&A | PDF 873.32 KB |
||||
18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
|||
14/09/2015 | 2015/1380 | Statement by Steven Maijoor Chair ESAs Joint Committee- ECON Hearing 14 September 2015 | Speeches, Joint Committee | Speech | PDF 100.82 KB |
||||
01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
||||
19/12/2016 | 2016/JCESA QA | Questions and Answers on Big Data | Joint Committee | Q&A | PDF 333.65 KB |
||||
08/02/2017 | ESMA71-844457584-346 | Review of the European Supervisory Authorities: Opportunities to ensure a safe and sound financial system | Board of Supervisors, Joint Committee | Speech | PDF 187.98 KB |
||||
22/02/2018 | ESMA70-145-441 | ECON scrutiny session Short Selling Regulation Verena Ross | Short Selling | Speech | PDF 197.03 KB |
||||
29/05/2018 | ESMA70-145-408 | Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR) | Short Selling | Q&A | PDF 536.17 KB |
||||
27/06/2018 | ESMA70-145-924 | Speech by ESMA Executive Director Verena Ross on LEI | Market Integrity, MiFID - Secondary Markets | Speech | PDF 255.18 KB |
||||
04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 179.29 KB |
||||
04/02/2019 | ESMA70-145-67 | Compliance table regarding MAR guidelines on delay in the disclosure of inside information | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 177.87 KB |
||||
19/06/2019 | ESMA74-362-39 | Keynote by ESMA Chair at ISLA Annual Securities Finances and Collateral Management Conference | Market Integrity | Speech | PDF 239.83 KB |
||||
04/11/2019 | esma22-105-1073 | Annex_to_the_opening_statement_for_econ_hearing_4_november_2019 | Short Selling | Speech | PDF 389.38 KB |
||||
04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
||||
12/02/2020 | ESMA32-67-642 | Sustainable financial markets: translating changing risks and investor preferences into regulatory action- Speech by Steven Maijoor, European Financial Forum, Dublin | Credit Rating Agencies, Speeches, Supervisory convergence | Speech | PDF 156.74 KB |
||||
13/02/2020 | ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 138.03 KB |
||||
09/10/2020 | ESM22-103-1158 | ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference | COVID-19, Market Abuse, Market Integrity, MiFID - Secondary Markets, Speeches | Speech | PDF 133.94 KB |
||||
06/11/2020 | ESMA71-99-1432 | Opening Statement Verena Ross ECMI 6 November 2020 | Credit Rating Agencies, Speeches | Speech | PDF 99.36 KB |
||||
09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
08/12/2020 | ESMA32-67-765 | Speech Steven Maijoor- The three paradoxes of sustainability reporting and how to address them | IFRS Supervisory Convergence, Speeches, Sustainable finance, Transparency | Speech | PDF 123.06 KB |