ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
137
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Prospectus filter Prospectus
- (-) Remove Transparency filter Transparency
- (-) Remove Crowdfunding filter Crowdfunding
- Post Trading (104) Apply Post Trading filter
- Corporate Information (97) Apply Corporate Information filter
- CESR Archive (93) Apply CESR Archive filter
- MiFID - Secondary Markets (92) Apply MiFID - Secondary Markets filter
- Joint Committee (78) Apply Joint Committee filter
- Fund Management (62) Apply Fund Management filter
- Board of Supervisors (61) Apply Board of Supervisors filter
- Risk Analysis & Economics - Markets Infrastructure Investors (49) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- MiFID - Investor Protection (48) Apply MiFID - Investor Protection filter
- Planning reporting budget (48) Apply Planning reporting budget filter
- CCP Directorate (47) Apply CCP Directorate filter
- Securities and Markets Stakeholder Group (46) Apply Securities and Markets Stakeholder Group filter
- Management Board (44) Apply Management Board filter
- International cooperation (41) Apply International cooperation filter
- Corporate Disclosure (39) Apply Corporate Disclosure filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- Securitisation (33) Apply Securitisation filter
- Sustainable finance (32) Apply Sustainable finance filter
- European Single Electronic Format (28) Apply European Single Electronic Format filter
- Supervisory convergence (28) Apply Supervisory convergence filter
- Benchmarks (21) Apply Benchmarks filter
- Procurement (20) Apply Procurement filter
- Trading (18) Apply Trading filter
- Corporate Finance (16) Apply Corporate Finance filter
- IFRS Supervisory Convergence (13) Apply IFRS Supervisory Convergence filter
- Careers (12) Apply Careers filter
- ESMA newsletter (12) Apply ESMA newsletter filter
- Short Selling (12) Apply Short Selling filter
- Guidelines and Technical standards (11) Apply Guidelines and Technical standards filter
- Securities Financing Transactions (9) Apply Securities Financing Transactions filter
- Brexit (7) Apply Brexit filter
- Market data (7) Apply Market data filter
- Press Releases (6) Apply Press Releases filter
- Corporate Governance (4) Apply Corporate Governance filter
- ITMG (4) Apply ITMG filter
- Board of Appeal (3) Apply Board of Appeal filter
- Speeches (3) Apply Speeches filter
- COVID-19 (2) Apply COVID-19 filter
- IAS Regulation (2) Apply IAS Regulation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Audit (1) Apply Audit filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Q&A filter Q&A
- Press Release (94) Apply Press Release filter
- Consultation Paper (72) Apply Consultation Paper filter
- Final Report (61) Apply Final Report filter
- Guidelines & Recommendations (54) Apply Guidelines & Recommendations filter
- Statement (46) Apply Statement filter
- Opinion (43) Apply Opinion filter
- Report (39) Apply Report filter
- Decision (33) Apply Decision filter
- Speech (31) Apply Speech filter
- Letter (24) Apply Letter filter
- Technical Advice (17) Apply Technical Advice filter
- Compliance table (9) Apply Compliance table filter
- Technical Standards (9) Apply Technical Standards filter
- Annual Report (8) Apply Annual Report filter
- CESR Document (4) Apply CESR Document filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
ONGOING Procedure X Q&A X Reference X Market Abuse X Prospectus X Transparency X Credit Rating Agencies X Crowdfunding X Trade Repositories X Market Integrity X Innovation and Products X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 30/05/2005 | AMP Austria | Accepted Market Pratices: Valuation transaction on the bond market on the Vienna Stock Exchange (Austria) | Market Abuse | Reference | PDF 78.74 KB |
The Austrian provisions in their original form can be found by clicking on the following link. | |||
| 30/05/2005 | Austria | Accepted Market Practices- Austrian provisions- Not continued under MAR | Market Abuse | Reference | PDF 19.9 KB |
||||
| 30/05/2005 | AMP France Buy Back | Accepted Market Practices: a market practice related to share buy back programs. Buy an hold for future use as means of payment for acquiring another company on Euronext (France)- Not continued under MAR | Market Abuse | Reference | PDF 71.11 KB |
||||
| 30/05/2005 | AMP France Liquidity | Accepted Market Practices: a market practice related to share buy back programs. Liquidity contracts on Euronext (France) | Market Abuse | Reference | PDF 107.34 KB |
||||
| 11/02/2008 | AMP Spain | Accepted Market Practices: Liquidity Contracts (Spain) – Replaced by an accepted market practice under MAR on 11 July 2017 | Market Abuse | Reference | PDF 157.13 KB |
||||
| 19/08/2008 | AMP Portugal | Accepted Market Practices: Liquidity Contracts (Portugal) – To be replaced by an accepted market practice under MAR | Market Abuse | Reference | PDF 101.04 KB |
The national legal text is available on the CMVM website. |
|||
| 15/01/2009 | AMP Greece | Accepted Market Practices: Purchase of own shares to hold them for future acquisition of shares of another company (Greece)- Not continued under MAR | Market Abuse | Reference | PDF 77.84 KB |
||||
| 23/06/2011 | AMP Netherlands | Accepted Market Practices: Liquidity agreements (Netherlands)- TERMINATED UNDER MAR ON 19 September 2017 | Market Abuse | Reference | PDF 96.72 KB |
The publication (in Dutch) of the decision to terminate the Dutch AMP on liquidity agreements can be found on the AFM’s website at the following link https://www.afm.nl/nl-nl/professionals/nieuws/2017/sep/beeindigen-amp. |
|||
| 22/06/2012 | AMF AMP 2012 | Accepted market practices: Liquidity contracts for bonds (France)- Not continued under MAR | Market Abuse | Reference | PDF 242.43 KB |
||||
| 19/07/2012 | 2011/454 | MOU on the supervision of CRAs- ESMA and ASIC | Credit Rating Agencies, International cooperation | Reference | PDF 4 MB |
This document contains two copies of the MOU, signed by ESMA and by the ASIC. | |||
| 19/07/2012 | 2012/124 | MOU on the supervision of CRAs- ESMA and MAS | Credit Rating Agencies, International cooperation | Reference | PDF 574.14 KB |
||||
| 19/07/2012 | MOU SFC ESMA | MOU on the supervision of CRAs- ESMA and SFC Hong Kong | Credit Rating Agencies, International cooperation | Reference | PDF 497.63 KB |
||||
| 19/07/2012 | MOU SEC ESMA | MOU on the supervision of CRAs- ESMA and SEC | Credit Rating Agencies, International cooperation | Reference | PDF 306.87 KB |
||||
| 19/07/2012 | MOU CNV ESMA | MOU on the supervision of CRAs- ESMA and CNV Argentina | Credit Rating Agencies, International cooperation | Reference | PDF 169.13 KB |
||||
| 19/07/2012 | MOU Canada ESMA | MOU on the supervision of CRAs- ESMA and Canadian authorities | Credit Rating Agencies, International cooperation | Reference | PDF 139.68 KB |
||||
| 16/11/2012 | 2012/752 | Call for expressions of interest: Consultative Working Group for ESMA’s Financial Innovation Standing Committee | Innovation and Products | Reference | PDF 141.98 KB |
To apply, please use the below Application form | |||
| 23/01/2013 | 2013/87 | 2013 CRA supervision and policy work plan | Credit Rating Agencies | Reference | PDF 114.95 KB |
||||
| 18/02/2013 | MOU ESMA/DFSA | MOU on the supervision of CRAs- ESMA and Dubai FSA | Credit Rating Agencies, International cooperation | Reference | PDF 181.09 KB |
||||
| 21/10/2013 | Ares(2013)3304576 | REQUEST TO ESMA FOR TECHNICAL ADVICE ON POSSIBLE DELEGATED ACTS CONCERNING THE REGULATION ON INSIDER DEALING AND MARKET MANIPULATION (MARKET ABUSE) ((EC)No XX/2013) | Market Abuse, Market Integrity | Reference | PDF 56.55 KB |
REQUEST TO ESMA FOR TECHNICAL ADVICE ON POSSIBLE DELEGATED ACTS CONCERNING THE REGULATION ON INSIDER DEALING AND MARKET MANIPULATION (MARKET ABUSE) ((EC)No XX/2013) | |||
| 16/12/2013 | 2013/1933 | CRAs’ Market share calculation according to Article 8d of the CRA Regulation | Credit Rating Agencies | Reference | PDF 181.17 KB |