ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
29
REFINE YOUR SEARCH
Sections
- (-) Remove Press Releases filter Press Releases
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Speeches filter Speeches
- (-) Remove Trading filter Trading
- Board of Supervisors (90) Apply Board of Supervisors filter
- Securities and Markets Stakeholder Group (46) Apply Securities and Markets Stakeholder Group filter
- Management Board (42) Apply Management Board filter
- Post Trading (42) Apply Post Trading filter
- Corporate Disclosure (38) Apply Corporate Disclosure filter
- Risk Analysis & Economics - Markets Infrastructure Investors (36) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- IFRS Supervisory Convergence (33) Apply IFRS Supervisory Convergence filter
- MiFID - Secondary Markets (30) Apply MiFID - Secondary Markets filter
- Brexit (28) Apply Brexit filter
- Corporate Information (26) Apply Corporate Information filter
- Credit Rating Agencies (25) Apply Credit Rating Agencies filter
- MiFID - Investor Protection (24) Apply MiFID - Investor Protection filter
- Fund Management (23) Apply Fund Management filter
- Supervisory convergence (22) Apply Supervisory convergence filter
- COVID-19 (20) Apply COVID-19 filter
- Joint Committee (18) Apply Joint Committee filter
- Innovation and Products (15) Apply Innovation and Products filter
- Market Integrity (14) Apply Market Integrity filter
- Benchmarks (9) Apply Benchmarks filter
- Prospectus (9) Apply Prospectus filter
- Trade Repositories (9) Apply Trade Repositories filter
- Market Abuse (7) Apply Market Abuse filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Sustainable finance (7) Apply Sustainable finance filter
- CESR Archive (6) Apply CESR Archive filter
- IAS Regulation (5) Apply IAS Regulation filter
- Warnings and publications for investors (5) Apply Warnings and publications for investors filter
- Corporate Finance (4) Apply Corporate Finance filter
- Securities Financing Transactions (4) Apply Securities Financing Transactions filter
- Securitisation (4) Apply Securitisation filter
- Guidelines and Technical standards (3) Apply Guidelines and Technical standards filter
- Short Selling (3) Apply Short Selling filter
- CCP Directorate (2) Apply CCP Directorate filter
- Transparency (2) Apply Transparency filter
- Vacancies (2) Apply Vacancies filter
- Audit (1) Apply Audit filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- International cooperation (1) Apply International cooperation filter
Type of document
- (-) Remove Statement filter Statement
- (-) Remove Report filter Report
- Press Release (300) Apply Press Release filter
- Speech (142) Apply Speech filter
- Reference (24) Apply Reference filter
- Consultation Paper (10) Apply Consultation Paper filter
- Final Report (4) Apply Final Report filter
- Decision (2) Apply Decision filter
- Letter (1) Apply Letter filter
- Q&A (1) Apply Q&A filter
Your filters
Vacancy X Report X Summary of Conclusions X Statement X Corporate Governance X Trading X Speeches X Press Releases X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 11/08/2011 | 2011/266 | Public statement- harmonised regulatory action on short-selling in the EU | Short Selling, Press Releases | Statement | PDF 97.39 KB |
||||
| 25/11/2011 | 2011/397 | Public statement on sovereign debt in IFRS financial statements | Corporate Disclosure, Corporate Governance, IFRS Supervisory Convergence, Press Releases | Statement | PDF 189.46 KB |
||||
| 30/08/2012 | 2012/537 | STATEMENT- Short Selling Regulation Update: Market Maker & Primary Dealer Exemption Notification Procedure | Short Selling, Market Integrity, Press Releases | Statement | PDF 77.92 KB |
The European Securities and Markets Authority (ESMA) is publishing this notice to alert financial market participants to its upcoming consultation on the market making and authorised primary dealer exemption under the EU’s Short Selling Regulation (SSR) and the procedure to be followed by firms and regulators in dealing with notifications of intention to use the exemption. | |||
| 01/10/2012 | 2012/641 | ESMA approves Axesor S.A. as a credit rating agency | Credit Rating Agencies, Press Releases | Statement | PDF 83.07 KB |
||||
| 04/12/2012 | 2012/802 | Statement: Operating Principles and Areas of Exploration in the Regulation of the Cross-Border Derivatives Market | Press Releases | Statement | PDF 131.03 KB |
||||
| 19/02/2013 | 2013/84 | Feedback statement on the consultation regarding the role of the proxy advisory industry | Corporate Disclosure, Corporate Governance | Statement | PDF 559.31 KB |
||||
| 12/11/2013 | 2013/1642 | Information on shareholder cooperation and acting in concert under the Takeover Bids Directive | Corporate Disclosure, Corporate Governance | Statement | PDF 321.63 KB |
The European Securities and Markets Authority (ESMA) has published a statement on practices governed by the Takeover Bid Directive (TBD), focused on shareholder cooperation issues relating to acting in concert and the appointment of board members. The statement contains a White List of activities that shareholders can cooperate on without the presumption of acting in concert. It also contains information on how shareholders may cooperate in order to secure board member appointments by setting out factors that national authorities may take into account when considering whether shareholders are acting in concert. The statement is in response to a request by the European Commission for clarity on these issues, following its 2012 report on the application of the TBD. It is based on information collected about the TBD’s application and common practices across the European Economic Area (EEA). The statement was prepared by the Takeover Bids Network, a permanent working group, under ESMA’s auspices, that promotes the exchange of information on practices and application of the TBD across EEA. | |||
| 28/01/2016 | 2016/102 | Statement by Steven Maijoor on behalf of the ESAs | Joint Committee, Speeches | Statement | PDF 107.74 KB |
Statement at the ECON scrutiny hearing on behalf of the ESAs. |
|||
| 10/02/2016 | 2016-278 | EU-US approach CCP equivalence | Post Trading, Press Releases | Statement | PDF 97.22 KB |
||||
| 06/06/2016 | 2016/743 | Multi-venue trading increases liquidity in EU equity markets despite duplicate orders | Press Releases, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 247 KB |
||||
| 13/06/2016 | 2016/943 | Statement by Verena Ross at ECON Public Hearing on Securitisation | Board of Supervisors, Speeches | Statement | PDF 242.38 KB |
||||
| 20/06/2016 | 2016/940 | Statement by Steven Maijoor at ECON MiFID II/MiFIR Scrutiny Session, 21 June 2016 | Speeches, MiFID - Secondary Markets | Statement | PDF 235.65 KB |
||||
| 21/07/2016 | 2016/1159 | Public notice- Infrigement by Fitch | Credit Rating Agencies, Press Releases | Statement | PDF 324.96 KB |
||||
| 05/04/2017 | ESMA31-54-435 | Report on shareholder identification and communication systems | Corporate Finance, Corporate Governance | Report | PDF 1.09 MB |
||||
| 31/05/2017 | ESMA71-99-470 | ESMA registers Bloomberg Trade Repository Limited as a trade repository | Press Releases, Trade Repositories | Statement | PDF 141.48 KB |
The European Securities and Markets Authority (ESMA), the EU supervisor of trade repositories (TRs), has registered Bloomberg Trade Repository Limited as a TR under the European Market Infrastructure Regulation (EMIR), with effect from 7 June 2017. Bloomberg Trade Repository Limited is based in the United Kingdom and covers the following derivative asset classes: commodities, credit, foreign exchange, equities and interest rates. |
|||
| 13/11/2017 | ESMA71-99-650 | Kroll Bond Rating Agency Europe Limited Registration | Credit Rating Agencies, Press Releases | Statement | PDF 164.33 KB |
||||
| 23/11/2018 | ESMA70-151-1948 | Managing risks of a no-deal Brexit in the area of central clearing | Brexit, Post Trading, Press Releases | Statement | PDF 128.26 KB |
||||
| 04/12/2019 | ESMA71-99-1254 | Acting Chair CCP Supervisory Committee | Board of Supervisors, Corporate Information, Post Trading, Press Releases | Statement | PDF 82.87 KB |
||||
| 30/01/2020 | ESMA71-99-1279 | Statement on ESMA Standing Committee Chair appointments Jan 2020 | Board of Supervisors, Press Releases | Statement | PDF 89.15 KB |
||||
| 06/02/2020 | ESMA70-156-2274 | Public statement- Ensuring a common supervisory approach to secure compliance with the MiFIR pre-trade transparency requirements in commodity derivatives | Trading | Statement | PDF 114.58 KB |