ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
134
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Q&A X Annual Report X Technical Advice X Summary of Conclusions X Guidelines and Technical standards X Board of Supervisors X Management Board X Market Abuse X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
03/02/2015 2015/224 ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation Technical Advice PDF
1021.03 KB
This advice:•    specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; •    recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;•    suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified.  •    provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing  any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation.  . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and•    proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015.
08/10/2015 2015/MB/49 Summary of Conclusion 23 June 2015 meeting of the Management Board Summary of Conclusions PDF
153.07 KB
21/10/2015 2015/BS/139rev SoC Board of Supervisors- 9 July conference call Summary of Conclusions PDF
147.59 KB
21/10/2015 2015/BS/140 SoC June 2015 Board of Supervisors Summary of Conclusions PDF
271.78 KB
21/10/2015 2015/BS/168rev SoC Board of Supervisors- conference call 31 August 2015 Summary of Conclusions PDF
122.18 KB
30/11/2015 2015/MB/60rev SoC Management Board 23 September 2015 Summary of Conclusions PDF
64.17 KB
01/12/2015 2015/BS/202rev1 Summary of Conclusions September 2015 Board meeting Summary of Conclusions PDF
268.78 KB
16/12/2015 2015/MB/69 SoC 4 November meeting of the Management Board Summary of Conclusions PDF
63.93 KB
17/12/2015 2015/BS/232rev SoC November 2015 Board of Supervisors Summary of Conclusions PDF
279.1 KB
29/01/2016 2016/MB/3rev1 SoC Management Board December 2015 Summary of Conclusions PDF
159.29 KB
03/02/2016 2016/BS/2rev1 SoC Board of Supervisors Summary of Conclusions PDF
212.94 KB
01/04/2016 2016/419 Q&A Market Abuse Directive Q&A PDF
175.08 KB
05/04/2016 2016/MB/18rev1 Summary of conclusions MB meeting 26/01/2016 Summary of Conclusions PDF
207.02 KB
05/04/2016 2016/BS/61rev1 Summary of conclusions BoS meeting 27/01/2016 Summary of Conclusions PDF
258.36 KB
05/04/2016 2016/BS/72rev1 Summary of conclusions BoS meeting 07/03/2016 Summary of Conclusions PDF
148.73 KB
26/05/2016 2016/MB/35rev1 Summary of conclusions MB meeting 22/03/2016 Summary of Conclusions PDF
147.69 KB
01/06/2016 2016/BS/110rev1 Summary of conclusions BoS meeting 23/03/2016 Summary of Conclusions PDF
258.81 KB
20/06/2016 2016/BS/117rev1 Summary of Conclusions Board of Supervisors Conference call 28/04/2016 Summary of Conclusions PDF
208.82 KB
19/07/2016 2016-BS-151rev1 Summary of Conclusions BoS meeting 25 May 2016 Summary of Conclusions PDF
303.49 KB
01/10/2016 MB/2016/56rev1 Summary of Conclusions Management Board Meeting 24/05/2016 Summary of Conclusions PDF
230.75 KB

Pages