ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
243
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Transparency filter Transparency
- (-) Remove Crowdfunding filter Crowdfunding
- Guidelines and Technical standards (563) Apply Guidelines and Technical standards filter
- Fund Management (133) Apply Fund Management filter
- Post Trading (48) Apply Post Trading filter
- Risk Analysis & Economics - Markets Infrastructure Investors (47) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Supervisory convergence (31) Apply Supervisory convergence filter
- MiFID - Secondary Markets (25) Apply MiFID - Secondary Markets filter
- Short Selling (25) Apply Short Selling filter
- Corporate Disclosure (23) Apply Corporate Disclosure filter
- IFRS Supervisory Convergence (23) Apply IFRS Supervisory Convergence filter
- Innovation and Products (15) Apply Innovation and Products filter
- Market Abuse (14) Apply Market Abuse filter
- Prospectus (13) Apply Prospectus filter
- Corporate Information (10) Apply Corporate Information filter
- Sustainable finance (10) Apply Sustainable finance filter
- Market data (9) Apply Market data filter
- Market Integrity (9) Apply Market Integrity filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Benchmarks (8) Apply Benchmarks filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- CCP Directorate (7) Apply CCP Directorate filter
- CESR Archive (7) Apply CESR Archive filter
- Securitisation (7) Apply Securitisation filter
- Trade Repositories (7) Apply Trade Repositories filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Corporate Finance (4) Apply Corporate Finance filter
- IAS Regulation (3) Apply IAS Regulation filter
- Press Releases (3) Apply Press Releases filter
- Brexit (2) Apply Brexit filter
- Corporate Governance (2) Apply Corporate Governance filter
- COVID-19 (2) Apply COVID-19 filter
- Management Board (2) Apply Management Board filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- International cooperation (1) Apply International cooperation filter
Type of document
- (-) Remove Guidelines & Recommendations filter Guidelines & Recommendations
- (-) Remove Report filter Report
- (-) Remove Q&A filter Q&A
- Reference (157) Apply Reference filter
- Press Release (115) Apply Press Release filter
- Consultation Paper (86) Apply Consultation Paper filter
- Final Report (74) Apply Final Report filter
- Opinion (64) Apply Opinion filter
- Statement (51) Apply Statement filter
- Letter (42) Apply Letter filter
- Decision (32) Apply Decision filter
- Investor Warning (27) Apply Investor Warning filter
- Speech (24) Apply Speech filter
- Technical Advice (16) Apply Technical Advice filter
- Compliance table (13) Apply Compliance table filter
- Annual Report (11) Apply Annual Report filter
- Summary of Conclusions (10) Apply Summary of Conclusions filter
- Technical Standards (10) Apply Technical Standards filter
- SMSG Advice (5) Apply SMSG Advice filter
- CESR Document (3) Apply CESR Document filter
Your filters
Q&A X Guidelines & Recommendations X Report X Joint Committee X Transparency X Credit Rating Agencies X Crowdfunding X MiFID - Investor Protection X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
18/05/2011 | 2011/139 | Final report- Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 653.98 KB |
||||
22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
||||
06/07/2012 | 2012/387 en | Guidelines on certain aspects of the MiFID suitability requirements | MiFID - Investor Protection | Guidelines & Recommendations | PDF 298.21 KB |
||||
06/07/2012 | 2012/388 EN | Guidelines on certain aspects of the MiFID compliance function requirements | MiFID - Investor Protection | Guidelines & Recommendations | PDF 305.13 KB |
||||
06/07/2012 | 2012/388 | Guidelines on certain aspects of the MiFID compliance function requirements | MiFID - Investor Protection | Guidelines & Recommendations | PDF 442.44 KB |
||||
21/08/2012 | 2012/387 BG | Насоки относно определени аспекти на изискванията на MiFID за годност | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 357.81 KB |
||||
21/08/2012 | 2012/387 CS | Obecné pokyny k určitým aspektům požadavků směrnice MiFID ohledně vhodnosti | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 363.15 KB |
||||
21/08/2012 | 2012/387 DA | Retningslinjer for visse aspekter af egnethedskravene ifølge MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 341.81 KB |
||||
21/08/2012 | 2012/387 NL | Richtsnoeren met betrekking tot bepaalde aspecten van de MiFID-geschiktheidseisen | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 355.02 KB |
||||
21/08/2012 | 2012/387 ET | Finantsinstrumentide turgude direktiivi (MiFID) sobivusnõuete teatud aspektide suunised | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 328.4 KB |
||||
21/08/2012 | 2012/387 FI | Ohjeet rahoitusmarkkinadirektiivin soveltuvuusvaatimusten tietyistä näkökohdista | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 304.47 KB |
||||
21/08/2012 | 2012/387 FR | Orientations concernant certains aspects relatifs aux exigences d'adéquation de la directive MIF | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 353.32 KB |
||||
21/08/2012 | 2012/387 DE | Leitlinien zu einigen Aspekten der MiFID-Anforderungen an die Eignung | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 355.69 KB |
||||
21/08/2012 | 2012/387 EL | Κατευθυντήριες γραμμές σχετικά με ορισμένες πτυχές των απαιτήσεων καταλληλότητας που προβλέπονται στη MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 397.87 KB |
||||
21/08/2012 | 2012/387 HU | Iránymutatások a MiFID szerinti alkalmassági követelmények bizonyos szempontjairól | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 349.57 KB |
||||
21/08/2012 | 2012/387 IT | Orientamenti su alcuni aspetti dei requisiti di adeguatezza della direttiva MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 343.89 KB |
||||
21/08/2012 | 2012/387 LV | Pamatnostādnes par noteiktiem FITD atbilstības noteikšanas prasību aspektiem | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 350.08 KB |
||||
21/08/2012 | 2012/387 LT | Gairės dėl tam tikrų MiFID tinkamumo (suitability) reikalavimų aspektų | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 358.46 KB |
||||
21/08/2012 | 2012/387 MT | Linji gwida dwar ċerti aspetti tal-valutazzjoni tal-adegwatezza tal-MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 350.2 KB |
||||
21/08/2012 | 2012/387 PL | Wytyczne w sprawie pewnych aspektów wymogów dyrektywy MiFID dotyczących odpowiedniości | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 352.93 KB |