ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
19
REFINE YOUR SEARCH
Sections
- (-) Remove CESR Archive filter CESR Archive
- (-) Remove Post Trading filter Post Trading
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- Securities and Markets Stakeholder Group (89) Apply Securities and Markets Stakeholder Group filter
- Joint Committee (8) Apply Joint Committee filter
- Supervisory convergence (8) Apply Supervisory convergence filter
- Fund Management (7) Apply Fund Management filter
- MiFID - Investor Protection (6) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (6) Apply MiFID - Secondary Markets filter
- Sustainable finance (6) Apply Sustainable finance filter
- Corporate Disclosure (4) Apply Corporate Disclosure filter
- Corporate Information (3) Apply Corporate Information filter
- Short Selling (3) Apply Short Selling filter
- Brexit (2) Apply Brexit filter
- Market Abuse (2) Apply Market Abuse filter
- Prospectus (2) Apply Prospectus filter
- Securitisation (2) Apply Securitisation filter
- Trade Repositories (2) Apply Trade Repositories filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- Innovation and Products (1) Apply Innovation and Products filter
- Market Integrity (1) Apply Market Integrity filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove SMSG Advice filter SMSG Advice
- Press Release (592) Apply Press Release filter
- Guidelines & Recommendations (570) Apply Guidelines & Recommendations filter
- Final Report (363) Apply Final Report filter
- Reference (275) Apply Reference filter
- Consultation Paper (270) Apply Consultation Paper filter
- Letter (144) Apply Letter filter
- CESR Document (109) Apply CESR Document filter
- Statement (64) Apply Statement filter
- Speech (46) Apply Speech filter
- Compliance table (43) Apply Compliance table filter
- Report (42) Apply Report filter
- Technical Advice (26) Apply Technical Advice filter
- Annual Report (24) Apply Annual Report filter
- Decision (23) Apply Decision filter
- Opinion (19) Apply Opinion filter
- Technical Standards (13) Apply Technical Standards filter
- CLOSED Procedure (7) Apply CLOSED Procedure filter
Your filters
Q&A X SMSG Advice X Audit X Press Releases X European Single Electronic Format X Corporate Finance X Guidelines and Technical standards X Post Trading X Credit Rating Agencies X CESR Archive X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 03/06/2005 | 05-365 | MAD AMPs- Frequently Asked Questions | CESR Archive | Q&A | PDF 55.99 KB |
||||
| 29/05/2007 | 07-320 | Q&A on Best Execution | CESR Archive | Q&A | PDF 578.51 KB |
||||
| 03/11/2009 | 09-559 | Questions and Answers- MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements | CESR Archive | Q&A | PDF 405.18 KB |
||||
| 08/03/2010 | 10-222 | FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 327.78 KB |
||||
| 19/04/2010 | 10-293 | Question and Answers- Understanding the definition of advice under MiFID | CESR Archive | Q&A | PDF 335.78 KB |
||||
| 06/05/2010 | 10-591 | Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee | CESR Archive | Q&A | PDF 130.84 KB |
||||
| 04/06/2010 | 10-521 | FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 206.24 KB |
||||
| 18/02/2016 | 2015/SMSG/036 | SMSG Advice on ESEF | European Single Electronic Format, Securities and Markets Stakeholder Group | SMSG Advice | PDF 109.63 KB |
||||
| 29/04/2016 | 2016/665 | Q&A on ESMA’s EU-wide stress tests for CCPs | Post Trading | Q&A | PDF 269.98 KB |
||||
| 14/12/2017 | ESMA70-151-957 | MiFID II Q&A on post-trading issues | MiFID - Secondary Markets, Post Trading | Q&A | PDF 280.02 KB |
||||
| 02/02/2018 | ESMA70-151-1179 | Questions and Answers ESMA CCP Stress Test | Post Trading | Q&A | PDF 694.47 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 19/03/2021 | ESA 2021 12 | Joint ESA QAs BM | Post Trading | Q&A | PDF 219.07 KB |
||||
| 29/07/2021 | ESMA33-5-87 | Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA | Credit Rating Agencies | Q&A | PDF 409.83 KB |
||||
| 17/12/2021 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 597.56 KB |
||||
| 28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
| 28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |