ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
24
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Transparency filter Transparency
- (-) Remove Corporate Finance filter Corporate Finance
- Warnings and publications for investors (96) Apply Warnings and publications for investors filter
- MiFID - Investor Protection (39) Apply MiFID - Investor Protection filter
- Post Trading (29) Apply Post Trading filter
- Brexit (28) Apply Brexit filter
- Corporate Disclosure (28) Apply Corporate Disclosure filter
- MiFID - Secondary Markets (28) Apply MiFID - Secondary Markets filter
- Credit Rating Agencies (21) Apply Credit Rating Agencies filter
- COVID-19 (18) Apply COVID-19 filter
- Press Releases (18) Apply Press Releases filter
- Corporate Information (16) Apply Corporate Information filter
- IFRS Supervisory Convergence (15) Apply IFRS Supervisory Convergence filter
- Board of Supervisors (14) Apply Board of Supervisors filter
- Fund Management (14) Apply Fund Management filter
- Innovation and Products (8) Apply Innovation and Products filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- CESR Archive (6) Apply CESR Archive filter
- Benchmarks (5) Apply Benchmarks filter
- Supervisory convergence (5) Apply Supervisory convergence filter
- Trade Repositories (5) Apply Trade Repositories filter
- Corporate Governance (4) Apply Corporate Governance filter
- Prospectus (4) Apply Prospectus filter
- Securities Financing Transactions (4) Apply Securities Financing Transactions filter
- Short Selling (4) Apply Short Selling filter
- Speeches (4) Apply Speeches filter
- IAS Regulation (3) Apply IAS Regulation filter
- Market Abuse (2) Apply Market Abuse filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Trading (2) Apply Trading filter
- Audit (1) Apply Audit filter
- CCP Directorate (1) Apply CCP Directorate filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- International cooperation (1) Apply International cooperation filter
- Management Board (1) Apply Management Board filter
- Securities and Markets Stakeholder Group (1) Apply Securities and Markets Stakeholder Group filter
- Securitisation (1) Apply Securitisation filter
- Sustainable finance (1) Apply Sustainable finance filter
Type of document
- (-) Remove Statement filter Statement
- (-) Remove Technical Standards filter Technical Standards
- (-) Remove Investor Warning filter Investor Warning
- Reference (86) Apply Reference filter
- Guidelines & Recommendations (74) Apply Guidelines & Recommendations filter
- Final Report (37) Apply Final Report filter
- Consultation Paper (36) Apply Consultation Paper filter
- Press Release (34) Apply Press Release filter
- Opinion (31) Apply Opinion filter
- Letter (25) Apply Letter filter
- Report (14) Apply Report filter
- Decision (12) Apply Decision filter
- Speech (8) Apply Speech filter
- Compliance table (5) Apply Compliance table filter
- Q&A (4) Apply Q&A filter
- CESR Document (3) Apply CESR Document filter
- SMSG Advice (3) Apply SMSG Advice filter
- Technical Advice (3) Apply Technical Advice filter
- Annual Report (2) Apply Annual Report filter
Your filters
Investor Warning X Technical Standards X Statement X Joint Committee X Corporate Finance X European Single Electronic Format X Transparency X Market Integrity X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
30/08/2012 | 2012/537 | STATEMENT- Short Selling Regulation Update: Market Maker & Primary Dealer Exemption Notification Procedure | Short Selling, Market Integrity, Press Releases | Statement | PDF 77.92 KB |
The European Securities and Markets Authority (ESMA) is publishing this notice to alert financial market participants to its upcoming consultation on the market making and authorised primary dealer exemption under the EU’s Short Selling Regulation (SSR) and the procedure to be followed by firms and regulators in dealing with notifications of intention to use the exemption. | |||
13/09/2012 | 2012/577 | ESMA publishes a Q&A on Short-Selling Regulation | Short Selling, Market Integrity | Statement | PDF 108.69 KB |
The European Securities and Markets Authority (ESMA) has published a Q&A on the Implementation of the Regulation on short selling and certain aspects of credit default swaps.The purpose of the Q&A is to promote common supervisory approaches and practices amongst the EU’s national securities markets regulators on the requirements of the Short Selling Regulation once it comes into force on 1 November 2012. It will also provide clarity on the requirements of the new regime to market participants and investors.Issues addressed by the Q&AThe document provides responses to questions posed by market participants, national securities markets regulators, and the general public in relation to the practical application of the forthcoming Short Selling regime. It addresses issues related to:• territorial scope;• transparency requirements; • calculation of net short positions;• uncovered short sales; • and enforcement regime.Further InformationThe document is likely to be revised and updated before 1 November as new questions are received by ESMA.Technical queries on the application of the new regime should be addressed in writing to shortselling@esma.europa.eu, while further information can be found at http://www.esma.europa.eu/page/Short-selling. Notes for editors1. Questions & Answers – Implementation of the regulation on short selling and certain aspects of credit default swaps.2. Regulation on short selling and certain aspects of credit default swaps.3. ESMA is an independent EU Authority that was established on 1 January 2011 and works closely with the other European Supervisory Authorities responsible for banking (EBA), and insurance and occupational pensions (EIOPA), and the European Systemic Risk Board (ESRB).4. ESMA’s mission is to enhance the protection of investors and promote stable and well-functioning financial markets in the European Union (EU). As an independent institution, ESMA achieves this aim by building a single rule book for EU financial markets and ensuring its consistent application across the EU. ESMA contributes to the regulation of financial services firms with a pan-European reach, either through direct supervision or through the active co-ordination of national supervisory activity.Further information:David CliffeSenior Communications OfficerTel: +33 (0)1 58 36 43 24Mob: +33 6 42 48 29 06Email: david.cliffe@esma.europa.eu | |||
29/07/2013 | JC 2013/01 | Final Draft Regulatory Technical Standards | Joint Committee | Technical Standards | PDF 1.17 MB |
||||
29/09/2014 | 2014/1187 | Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive | Corporate Disclosure, Transparency | Technical Standards | PDF 810.07 KB |
The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings. | |||
23/12/2014 | JC/2014/092 | Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive | Joint Committee | Technical Standards | PDF 819.76 KB |
||||
25/09/2015 | 2015/1460 | ESMA Final Report on DRAFT RTS on EEAP | Transparency | Technical Standards | PDF 1.62 MB |
||||
28/01/2016 | 2016/102 | Statement by Steven Maijoor on behalf of the ESAs | Joint Committee, Speeches | Statement | PDF 107.74 KB |
Statement at the ECON scrutiny hearing on behalf of the ESAs. |
|||
25/05/2016 | 2016/724 | Requirements for reference data submission under Article 4 MAR | Market Abuse, Market Integrity | Statement | PDF 88.1 KB |
||||
30/09/2016 | 2016/1408 | ESMA appoints new chairs to Standing Committees | Board of Supervisors, Fund Management, Market Integrity, MiFID - Investor Protection | Statement | PDF 141.3 KB |
The Board of Supervisors of the European Securities and Markets Authority (ESMA) has appointed the following individuals to serve as chairs of its standing committees:
The standing committees are expert groups drawn from ESMA staff and the national competent authorities for securities markets regulation in the Member States, and are responsible for the development of policy in their respective areas. The appointments are for a period of two years and commence with immediate effect. |
|||
07/03/2017 | ESMA22-106-141 | Joint Statement of the SMSG and the BSG on the Draft Guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | Statement | PDF 91.5 KB |
Joint Statement of the SMSG and the BSG on the Draft Guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
|||
21/03/2017 | JC1 | Statement- ESAs welcome European Commission’s public consultation on their operation | Joint Committee | Statement | PDF 206.55 KB |
||||
08/06/2017 | ESMA70-145-104 | Introductory statement for ECON meeting on level 2 Measures under the Benchmarks Regulation (BMR) | Market Integrity | Statement | PDF 206.91 KB |
||||
29/09/2017 | ESMA71-99-602 | ESMA appoints new chairs to Standing Committees | Board of Supervisors, Corporate Disclosure, Corporate Finance, Corporate Information, Innovation and Products, Market Integrity, MiFID - Secondary Markets, Post Trading | Statement | PDF 143.69 KB |
||||
12/02/2018 | ESMA50-164-1284 | ESA warning on virtual currencies | Joint Committee, MiFID - Investor Protection | Investor Warning | PDF 563.64 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
27/04/2018 | ESMA22-103-753 | Multilateral MoU on cooperation, information exchange and consultation | International cooperation, Joint Committee | Statement | PDF 731.24 KB |
||||
22/06/2018 | ESMA 70-145-466 EC | Annex to ESMA response to the EC consultation on supervisory reporting fitness check | Market Integrity | Statement | PDF 386.78 KB |
||||
11/07/2018 | ESMA70-145-941 | Introductory statement for ECON scrutiny session on Level 2 measures under the EU Benchmarks Regulation | Market Integrity | Statement | PDF 294.21 KB |
||||
24/10/2019 | JC-2019-64 | Joint ESA Supervisory Statement – application of scope of the PRIIPs Regulation to bonds | Fund Management, Joint Committee | Statement | PDF 802.39 KB |
||||
05/12/2019 | JC 2019 19 | The introduction of fallbacks in OTC derivative contracts and the requirement to exchange collateral | Joint Committee, Post Trading | Statement | PDF 80.41 KB |
||||
27/03/2020 | ESMA31-67-742 | Public statement on publication deadlines under the Transparency Directive | COVID-19, Transparency | Statement | PDF 88.72 KB |