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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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| 10/03/2011 | 2011/MB/3 | Decision of the Management Board- Internal language arrangements | Management Board, Corporate Information | Decision | PDF 18.51 KB |
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| 10/03/2011 | 2011/MB/4 | Decision of the Management Board- Professional secrecy | Management Board, Corporate Information | Decision | PDF 34.68 KB |
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| 10/03/2011 | 2011/MB/6 | Decision of the Management Board- Code of good administrative behaviour | Management Board, Corporate Information | Decision | PDF 41.25 KB |
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| 31/05/2011 | 2011/MB/69 | Decision of the Management Board- Access to documents | Management Board, Corporate Information | Decision | PDF 201.73 KB |
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| 08/11/2011 | 2011/371 | Press release- Regulators elect Martin Wheatley to ESMA's Management Board | Management Board, Press Releases | Press Release | PDF 131.43 KB |
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| 19/12/2011 | 2011/BS/229 | Decision of the European Securities and Markets Authority establishing its Review Panel | Board of Supervisors, Corporate Information, Supervisory convergence | Decision | PDF 35.86 KB |
This decision establishes the Review Panel of ESMA and sets out its mandate. | |||
| 15/02/2012 | 2012/100 | Regulators re-elect Jean Guill, Kurt Pribil and Fernando Restoy to ESMA’s Management Board | Management Board, Press Releases | Press Release | PDF 111.25 KB |
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| 15/03/2013 | 2013/311 | Gérard Rameix elected to ESMA’s Management Board | Management Board, Press Releases | Press Release | PDF 106.68 KB |
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| 04/07/2013 | 2013/889 | ESMA Vice Chair and Management Board Election Results | Management Board, Board of Supervisors | Press Release | PDF 93.43 KB |
ESMA Vice Chair and Management Board Election Results Vice Chair Re-elected The Board of Supervisors of the European Securities and Markets Authority (ESMA) has re-elected Carlos Tavares as its Vice Chair. Mr. Tavares, who is Chairman of the Portuguese Comissão Do Mercado De Valores Mobiliários (CMVM), has completed an initial 2½ year term and will now serve a further term of 2½ years in the position. Management Board Election The terms of three members of ESMA’s Management Board expired and elections were held by the Board of Supervisors to fill the positions for a term of 2½ years. Those elected are: Kostas Botopoulos, Hellenic Capital Markets Commission (HCMC), Greece – new member; Klaus Kumpfmüller, Finanzmarktaufsicht (FMA), Austria – new member; and Martin Wheatley, Financial Conduct Authority (FCA), United Kingdom –re-elected for a second term. The outgoing members were Karl-Burkhard Caspari from the Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) of Germany and Raul Malmstein of Estonia’s, Finantsinspektsioon. The Management Board, chaired by Steven Maijoor, the ESMA Chair, is responsible for ensuring that the Authority carries out its mission and performs the tasks assigned to it under the Regulation. The Management Board now consists of: Steven Maijoor, European Securities and Markets Authority (ESMA); Kostas Botopoulos, Hellenic Capital Markets Commission (HCMC), Greece; Klaus Kumpfmüller, Finanzmarktaufsicht (FMA), Austria; Jean Guill, Commission de Surveillance du Secteur Financier (CSSF), Luxembourg; Gérard Rameix, Autorité des Marchés Financiers (AMF), France; Julie Galbo, Finanstilsynet, Denmark and Martin Wheatley, Financial Conduct Authority (FCA), United Kingdom. Reference 2013/889 | |||
| 02/07/2014 | 2014/MB/38 | Decision on the Financial Regulation of ESMA | Management Board | Decision | PDF 392.78 KB |
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| 02/07/2014 | 2014/MB/39 | Decision on the Implementing Rules to the Financial Regulation of ESMA | Management Board | Decision | PDF 279.01 KB |
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| 29/09/2014 | 2014/1191 | ESMA Management Board Election Results | Corporate Information, Management Board, Board of Supervisors, Press Releases | Press Release | PDF 90.35 KB |
The European Securities and Markets Authority has elected three new members to its Management Board to replace outgoing members whose term will expire in October this year. The election took place at the Board of Supervisors meeting in Rome on 25 September and the successful candidates, who will serve a term of 2½ years beginning on the 1 November 2014, are: • Cyril Roux, Central Bank of Ireland (CBI), Ireland – new member; • Gérard Rameix, Autorité des marchés financiers (AMF), France – ending first term and re-elected; and • Marek Szuszkiewicz, Komisja Nadzoru Finanswego (KNF), Poland – new member. | |||
| 16/02/2015 | 2015/281 | Press Release- ESMA publishes annual report and supervisory focus for CRAs and TRs | Corporate Information, Credit Rating Agencies, Post Trading, Press Releases | Press Release | PDF 186.67 KB |
The European Securities and Markets Authority (ESMA) has published today an annual report (Report) on its direct supervisory activities in 2014 regarding credit rating agencies (CRAs) and trade repositories (TR). The report summarises the key actions taken during 2014 and outlines ESMA’s supervisory work plans for both sectors for 2015. | |||
| 21/05/2015 | 2015/876 | Press Release- ESMA publishes response to Capital Markets Union Green Paper | Corporate Information, Press Releases | Press Release | PDF 41.37 KB |
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| 15/06/2015 | 2018/933 | Press release- ESMA launches new strategy and publishes 2014 annual report | Corporate Information, Press Releases | Press Release | PDF 102.78 KB |
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| 26/06/2015 | 2015/1049 | ESMA announces the appointment of new chairs to Standing Committees | Corporate Information, Board of Supervisors, Press Releases | Press Release | PDF 105.46 KB |
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| 06/11/2015 | 2015/1627 | ESMA appoints new members to its Management Board | Management Board, Press Releases | Press Release | PDF 104.35 KB |
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| 28/01/2016 | 2016/167 | Anneli Tuominen appointed Vice Chair of ESMA | Corporate Information, Press Releases | Press Release | PDF 139.35 KB |
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| 11/02/2016 | 2016/284 | ESMA publishes first supervisory convergence work programme | Corporate Information, Press Releases, Supervisory convergence | Press Release | PDF 107.18 KB |
The European Securities and Markets Authority (ESMA) has published its first Supervisory Convergence Work Programme 2016 (SCWP), which details the activities and tasks it will carry out to promote sound, efficient and consistent supervision across the European Union. The publication of the SCWP expands on the high-level objective outlined in the Annual Work Programme 2016 and fulfils a key commitment in ESMA’s Strategic Orientation 2016-2020 to outline how it would refocus its resources from single rulebook to supervisory convergence work. |
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| 17/02/2016 | 2016/300 | Warning- Unauthorised use of ESMA’s identity and logo | Corporate Information, Press Releases | Press Release | PDF 149.72 KB |
Unauthorised use of ESMA’s identity and logo The European Securities and Markets Authority (ESMA) has been informed that its identity and logo have been used in communications targeting company employees in order to request the transfer of company money. In addition, ESMA has been informed that attempts were made to use the name of a senior member of ESMA staff also for the purpose of fraudulent scams targeting a savings bank and a listed issuer. Please note that all references to ESMA or any ESMA employees in these communications, which do not originate from ESMA, are entirely false and have been made without ESMA’s knowledge or consent. In order to protect yourself against these unauthorised communications, ESMA advises you:
Be aware that fraudsters might use ESMA’s name, logo or the name of an ESMA staff member, a bogus website which appears to be that of ESMA, and/or make bogus references to people said to work in ESMA. Be aware of the following when making your checks:
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