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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|11/01/2013||2013/12||Principles for Benchmarks-Setting Processes in the EU||Risk Analysis & Economics - Markets Infrastructure Investors||Consultation Paper||PDF
|31/05/2016||2016/732||Guidelines on participant default rules and procedures under CSDR||Guidelines and Technical standards, Post Trading||Consultation Paper||PDF
The European Securities and Markets Authority (ESMA) under Article 41(4) of Regulation (EU) No 909/2014 of the European Parliament and of the Council on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation No 236/2012 (CSDR) may issue guidelines in accordance with Article 16 of Regulation (EU) No 1095/2010 in order to ensure consistent application of Article 41 of CSDR relating to participant default rules and procedures.
Section 2 contains information on the background and mandate, Section 3 contains an analysis of the scope and content of the proposed guidelines, while Section 4 contains the proposed guidelines.
Annex I sets out a summary of the questions contained in this paper and Annex II includes a high level cost-benefit analysis for the guidelines.
ESMA will consider the feedback it will receive to this consultation with a view to finalising the guidelines by Q4 2016.
|02/06/2016||2016/773||Discussion Paper on the Distributed Ledger Technology Applied to Securities Markets||Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors||Consultation Paper||PDF
|30/09/2016||2016/1420||Financial Technology: The Regulatory Tipping Points||Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors||Speech||PDF
|28/10/2016||2016/1529||Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders||Guidelines and Technical standards, MiFID - Investor Protection||Consultation Paper||PDF
|07/11/2016||2016/1547||Speech Public hearing on the review of the EU macro-prudential framework- Steven Maijoor, 7 November 2016||Risk Analysis & Economics - Markets Infrastructure Investors||Speech||PDF
|29/09/2017||70-145-105||Draft Guidelines on non-significant benchmarks||Benchmarks, Guidelines and Technical standards||Consultation Paper||PDF
|26/02/2019||ESMA71-99-1120||Keynote by Steven Maijoor- Crypto-Assets: time to deliver||Risk Analysis & Economics - Markets Infrastructure Investors||Speech||PDF
|03/04/2019||ESMA71-319-93||Steven Maijoor Keynote speech- BETTER FINANCE 10th Anniversary 2019||Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors, Speeches||Speech||PDF
|16/05/2019||ESMA34-45-712||Verena Ross- ICMA 2019 conference speech||Benchmarks, Brexit, MiFID II: Transparency Calculations and DVC, Speeches||Speech||PDF
|04/06/2019||ESMA71-319-120||FESE Dinner Address||Brexit, International cooperation, MiFID - Secondary Markets, Post Trading, Speeches||Speech||PDF
|10/10/2019||ESMA71-319-144||Building the EU Capital Markets Union while fostering global financial markets- EU-Asia Financial Dialogue/ASIFMA Conference||International cooperation, Speeches, Supervisory convergence, Sustainable finance||Speech||PDF
EU-Asia Financial Dialogue/ASIFMA Conference, Tokyo 10 October
|16/03/2020||ESMA70-155-9546||ESMA decision on thresholds for reporting net short positions||COVID-19, Market Integrity, Short Selling||Decision||PDF
|11/06/2020||ESMA70-155-10189||ESMA Decision- renewal Article 28 SSR reporting threshold||COVID-19, Market Integrity, Short Selling||Decision||PDF
|17/09/2020||ESMA70-155-11072||ESMA Decision- renewal Article 28 SSR reporting threshold- September 2020||COVID-19, Market Integrity, Short Selling||Decision||PDF
|24/09/2020||ESMA74-362-773||CP on MiFID II MiFIR review report||Benchmarks, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading||Consultation Paper||PDF
|09/10/2020||ESM22-103-1158||ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference||COVID-19, Market Abuse, Market Integrity, MiFID - Secondary Markets, Speeches||Speech||PDF
|13/11/2020||ESMA34-38-258||EU funds’ resilience in the COVID era- keynote address by Steven Maijoor at EFAMA IMF 2020||COVID-19, Fund Management, Speeches||Speech||PDF
|02/12/2020||ESMA22-103-1194||Keynote address – CMU and current challenges- Verena Ross, International Investors Conference Frankfurt||COVID-19, MiFID - Investor Protection, MiFID - Secondary Markets, Speeches, Supervisory convergence||Speech||PDF
|17/12/2020||ESMA70 -155-11608||Decision renewal art. 28 SSR reporting threshold- December 2020||COVID-19, Market Integrity, Short Selling||Decision||PDF