ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
22
REFINE YOUR SEARCH
Sections
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove IAS Regulation filter IAS Regulation
- (-) Remove Market Abuse filter Market Abuse
- Board of Supervisors (105) Apply Board of Supervisors filter
- Management Board (51) Apply Management Board filter
- Post Trading (45) Apply Post Trading filter
- Securities and Markets Stakeholder Group (42) Apply Securities and Markets Stakeholder Group filter
- Corporate Disclosure (34) Apply Corporate Disclosure filter
- Brexit (31) Apply Brexit filter
- Credit Rating Agencies (27) Apply Credit Rating Agencies filter
- MiFID - Secondary Markets (26) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (25) Apply MiFID - Investor Protection filter
- Joint Committee (24) Apply Joint Committee filter
- Fund Management (21) Apply Fund Management filter
- Press Releases (21) Apply Press Releases filter
- Corporate Information (20) Apply Corporate Information filter
- COVID-19 (18) Apply COVID-19 filter
- IFRS Supervisory Convergence (17) Apply IFRS Supervisory Convergence filter
- Market Integrity (15) Apply Market Integrity filter
- Innovation and Products (11) Apply Innovation and Products filter
- Benchmarks (10) Apply Benchmarks filter
- CESR Archive (7) Apply CESR Archive filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- Prospectus (7) Apply Prospectus filter
- Short Selling (6) Apply Short Selling filter
- CCP Directorate (5) Apply CCP Directorate filter
- Warnings and publications for investors (5) Apply Warnings and publications for investors filter
- Corporate Governance (4) Apply Corporate Governance filter
- Speeches (4) Apply Speeches filter
- Sustainable finance (4) Apply Sustainable finance filter
- Trading (3) Apply Trading filter
- Corporate Finance (2) Apply Corporate Finance filter
- Market data (2) Apply Market data filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securitisation (2) Apply Securitisation filter
- Audit (1) Apply Audit filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- International cooperation (1) Apply International cooperation filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Statement filter Statement
- (-) Remove Technical Advice filter Technical Advice
- Letter (86) Apply Letter filter
- Reference (84) Apply Reference filter
- Press Release (49) Apply Press Release filter
- Final Report (45) Apply Final Report filter
- Report (33) Apply Report filter
- Consultation Paper (23) Apply Consultation Paper filter
- Speech (14) Apply Speech filter
- Q&A (12) Apply Q&A filter
- Opinion (11) Apply Opinion filter
- Guidelines & Recommendations (10) Apply Guidelines & Recommendations filter
- Compliance table (5) Apply Compliance table filter
- Decision (5) Apply Decision filter
- Annual Report (3) Apply Annual Report filter
- CESR Document (1) Apply CESR Document filter
- SMSG Advice (1) Apply SMSG Advice filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
Summary of Conclusions X Statement X Technical Advice X European Single Electronic Format X IAS Regulation X Market Abuse X Trade Repositories X Securities Financing Transactions X Supervisory convergence X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
20/07/2011 | 2011/211 | Public statement- Retrospective Adjustments to Financial Statements Following Rejection Notes Published by the IFRS Interpretations Committee | Corporate Disclosure, IAS Regulation | Statement | PDF 29.57 KB |
||||
03/02/2015 | 2015/224 | ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation | Market Abuse | Technical Advice | PDF 1021.03 KB |
This advice:• specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; • recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;• suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified. • provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation. . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and• proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015. | |||
25/05/2016 | 2016/724 | Requirements for reference data submission under Article 4 MAR | Market Abuse, Market Integrity | Statement | PDF 88.1 KB |
||||
20/07/2016 | 2016/1148 | Public Statement Issues for consideration in implementing IFRS 15 | IAS Regulation, IFRS Supervisory Convergence | Statement | PDF 373.45 KB |
||||
31/05/2017 | ESMA71-99-470 | ESMA registers Bloomberg Trade Repository Limited as a trade repository | Press Releases, Trade Repositories | Statement | PDF 141.48 KB |
The European Securities and Markets Authority (ESMA), the EU supervisor of trade repositories (TRs), has registered Bloomberg Trade Repository Limited as a TR under the European Market Infrastructure Regulation (EMIR), with effect from 7 June 2017. Bloomberg Trade Repository Limited is based in the United Kingdom and covers the following derivative asset classes: commodities, credit, foreign exchange, equities and interest rates. |
|||
21/07/2017 | ESMA43-318-752 | Statement to European Parliament Petitions Committee | Supervisory convergence | Statement | PDF 359.62 KB |
||||
12/07/2018 | ESMA42-110-998 | Timely submission of requests for authorisation in the context of the United Kingdom withdrawing from the European Union | Brexit, Supervisory convergence | Statement | PDF 128.92 KB |
||||
09/11/2018 | ESMA80-187-149 | Public statement- Contingency plans of Credit Rating Agencies and Trade Repositories in the context of the United Kingdom withdrawing from the European Union | Brexit, Credit Rating Agencies, Trade Repositories | Statement | PDF 137.78 KB |
||||
26/03/2019 | ESMA71-99-1136 | SCSC Chair reappointed | Board of Supervisors, Supervisory convergence | Statement | PDF 78.43 KB |
||||
28/03/2019 | ESMA90-1-83 | Brexit Update March 2019 | Brexit, Credit Rating Agencies, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Trade Repositories | Statement | PDF 121.13 KB |
||||
22/10/2019 | ESMA32-63-791 | European common enforcement priorities for 2019 annual financial reports | Corporate Disclosure, IAS Regulation | Statement | PDF 482.56 KB |
||||
26/03/2020 | ESMA80-191-995 | COVID-19 Public Statement | COVID-19, Securities Financing Transactions | Statement | PDF 113.93 KB |
||||
01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |
||||
06/05/2020 | ESMA71-99-1321 | ESMA registers SFTR TRs | Press Releases, Securities Financing Transactions, Trade Repositories | Statement | PDF 95.4 KB |
||||
15/07/2020 | ESMA71-99-1364 | ESMA Statement on Assessment of German Financial Reporting Regime | Corporate Disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence | Statement | PDF 88.5 KB |
||||
09/11/2020 | ESMA74-362-881 | Statement Brexit EMIR and SFTR data | Brexit, Post Trading, Securities Financing Transactions | Statement | PDF 257.04 KB |
||||
17/12/2020 | ESMA71-99-1493 | New SCSC Chair December 2020 | Board of Supervisors, Corporate Information, Press Releases, Supervisory convergence | Statement | PDF 86.75 KB |
||||
18/12/2020 | ESMA80-192-10053 | Public Statement_Registration_DTCC Data Repository (Ireland) PLC under EMIR and SFTR | Securities Financing Transactions, Trade Repositories | Statement | PDF 76.58 KB |
||||
31/03/2021 | ESMA32-63-1156 | Public statement Application of TD requirements following Brexit | Brexit, Corporate Disclosure, IFRS Supervisory Convergence, Supervisory convergence | Statement | PDF 104.37 KB |
||||
13/04/2021 | ESMA74-362-1934 | Updated LEI statement SFTR | Market data, Post Trading, Securities Financing Transactions | Statement | PDF 128.32 KB |