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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
20/04/2012 2012/236 ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS , Technical Advice PDF
509.39 KB
07/05/2012 2012/278 Call for evidence on Transaction reporting Consultation Paper PDF
286 KB
This call for evidence seeks to collect interested parties’ views on what elements ESMA should consider in its work on guidelines on harmonised transaction reporting, as well as opinions on what areas of the OTC derivatives guidelines need to be updated. On the basis of responses received to this call for evidence, ESMA will define its further work on guidelines on harmonised transaction reporting and launch a full public consultation.
14/11/2013 2013/1649 ESMA’s policy orientations on possible implementing measures under the Market Abuse Regulation , Consultation Paper PDF
950.26 KB
The European Securities and Markets Authority (ESMA) has published a Discussion Paper setting out its initial views on the implementing measures it will have to develop for the new Market Abuse Regulation (MAR). MAR aims to enhance market integrity and investor protection. It will achieve this by updating and strengthening the existing market abuse framework, by extending its scope to new markets and trading strategies, and by introducing new requirements. The Discussion Paper presents positions and regulatory options on those issues where ESMA will have to develop MAR implementing measures, likely to include Regulatory Technical Standards, Delegated Acts and Guidelines. These implementing measures are of fundamental importance to the new regime, as they set out how MAR’s enlarged scope is to be implemented in practice by market participants, trading platforms, investors, issuers and persons related to financial markets. In developing these regulatory options ESMA, where similar requirements already exist under the current Market Abuse Directive (MAD), has taken into consideration the existing MAD Level 2 texts and ESMA/CESR guidelines to set out the DP positions in light of the extended scope of MAR. This Discussion Paper is based on the version of the MAR Level 1 text agreed by the European Parliament, the Council and the European Commission on 24 June 2013. Consultation Reference 2013/1649 Closing date for responses Monday, 27 January 2014 Contact market.integrity[at]esma.europa.eu
10/11/2014 2014/1352 Consultation Paper on review of the technical standards on reporting under Article 9 of EMIR Consultation Paper PDF
657.07 KB
The European Securities and Markets Authority (ESMA) has today published a consultation paper on the revision of the Regulatory Technical Standards (RTS) and implementing technical standards (ITS) in relation to the European Market Infrastructure Regulation (EMIR). The ESMA RTS/ ITS deal with the obligation of counterparties' and CCP's to report to trade repositories. Since the entry into force of the RTS and ITS, ESMA has worked on ensuring their consistent application. The practical implementation of EMIR reporting showed some shortcomings and highlighted particular instances for improvements so that the EMIR reports better fulfil their objectives. ESMA revised standards propose to clarify the interpretation of the data fields needed for the reporting to trade repositories and the most appropriate way of populating them. ESMA will consider stakeholder's feedback to the proposed revised standards by 13 February 2015.
30/10/2015 2015/SMSG/021 SoC Joint meeting SMSG-BoS Summary of Conclusions PDF
114.29 KB
30/10/2015 2015/SMSG/022 SoC August 2015 Summary of Conclusions PDF
196.51 KB
30/10/2015 2015/SMSG/030 SoC SMSG September Summary of Conclusions PDF
164.91 KB
28/01/2016 2016/162 Consultation paper- Draft Guidelines on the Market Abuse Regulation , Consultation Paper PDF
406.76 KB
15/02/2016 2016/288 Discussion Paper Benchmarks Regulation , Consultation Paper PDF
1017.02 KB
18/02/2016 2016/SMSG/004 Summary of Conclusions SMSG meeting 11/12/2015 Summary of Conclusions PDF
141.56 KB
18/02/2016 2016/SMG/005 Summary of Conclusions Joint meeting 11/12/2015 Summary of Conclusions PDF
159.42 KB
31/03/2016 2016/SMSG/004 Summary of Conclusions SMSG meeting 03/02/2016 Summary of Conclusions PDF
208.58 KB
11/05/2016 2016/SMSG/012 Summary of Conclusions SMSG meeting 05/04/2016 Summary of Conclusions PDF
200.68 KB
27/05/2016 2016/723 Consultation Paper on ESMA technical advice on Benchmarks Regulation , Consultation Paper PDF
905.26 KB
01/07/2016 2016/SMSG/015 Summary of Conclusions Joint BoS SMSG meeting 26 May 2016 Summary of Conclusions PDF
231.88 KB
01/07/2016 2016/SMSG/016 Summary of Conclusions SMSG meeting 26-27 May 2016 Summary of Conclusions PDF
210.12 KB
14/11/2016 2016/SMSG/018 Summary of Conclusions SMSG meeting 21 September 2016 Summary of Conclusions PDF
204.87 KB
15/02/2017 ESMA22-247440098-122 Summary of Conclusions BoS SMSG meeting 10 November 2016 Summary of Conclusions PDF
137.19 KB
15/02/2017 ESMA22-247440098-121 Summary of Conclusions SMSG meeting 10-11 November 2016 Summary of Conclusions PDF
267.71 KB
17/03/2017 ESMA 22-106-143 Summary of conclusions- SMSG meeting 9 February 2017 Summary of Conclusions PDF
203.3 KB