ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
39
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Summary of Conclusions X Technical Advice X Corporate Finance X Securitisation X CESR Archive X Securities Financing Transactions X Market Abuse X Management Board X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
09/06/2010 10-333 Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies CESR Archive, Credit Rating Agencies Technical Advice PDF
4.59 MB
03/02/2015 2015/224 ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation Market Abuse Technical Advice PDF
1021.03 KB		 This advice:•    specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; •    recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;•    suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified.  •    provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing  any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation.  . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and•    proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015.
08/10/2015 2015/MB/49 Summary of Conclusion 23 June 2015 meeting of the Management Board Management Board Summary of Conclusions PDF
153.07 KB
30/11/2015 2015/MB/60rev SoC Management Board 23 September 2015 Management Board Summary of Conclusions PDF
64.17 KB
16/12/2015 2015/MB/69 SoC 4 November meeting of the Management Board Management Board Summary of Conclusions PDF
63.93 KB
29/01/2016 2016/MB/3rev1 SoC Management Board December 2015 Management Board Summary of Conclusions PDF
159.29 KB
05/04/2016 2016/MB/18rev1 Summary of conclusions MB meeting 26/01/2016 Management Board Summary of Conclusions PDF
207.02 KB
26/05/2016 2016/MB/35rev1 Summary of conclusions MB meeting 22/03/2016 Management Board Summary of Conclusions PDF
147.69 KB
01/10/2016 MB/2016/56rev1 Summary of Conclusions Management Board Meeting 24/05/2016 Management Board Summary of Conclusions PDF
230.75 KB
10/11/2016 2016/MB/80rev1 Summary of Conclusions Management Board meeting 27/09/2016 Management Board Summary of Conclusions PDF
328.13 KB
16/12/2016 2016/MB/90rev1 Summary of Conclusions Management Board meeting 08/11/2016 Management Board Summary of Conclusions PDF
229.26 KB
30/03/2017 ESMA22-247440098-111 Summary of Conclusions Management Board meeting 25/01/2017 Management Board Summary of Conclusions PDF
201.02 KB
07/06/2017 ESMA22-106-211 Summary of Conclusions Management Board meeting 28/03/2017 Management Board Summary of Conclusions PDF
189.59 KB
06/07/2017 ESMA22-106-250 Summary of Conclusions Management Board meeting 22 May 2017 Management Board Summary of Conclusions PDF
196.83 KB
28/09/2017 ESMA22-106-309 Summary of Conclusions Management Board meeting 5 July 2017 Management Board Summary of Conclusions PDF
182.33 KB
08/11/2017 ESMA22-106-430 Summary of Conclusions Management Board meeting 26 September 2017 Management Board Summary of Conclusions PDF
270.26 KB
13/12/2017 ESMA22-106-467 Summary of Conclusions Management Board meeting 6 November 2017 Management Board Summary of Conclusions PDF
174.94 KB
05/02/2018 ESMA22-106-574 Summary of Conclusions Management Board meeting 13 December 2017 Management Board Summary of Conclusions PDF
164.16 KB
03/04/2018 ESMA22-106-827 Summary of Conclusions Management Board meeting 30 January 2018 Management Board Summary of Conclusions PDF
266.89 KB
02/05/2018 ESMA22-106-931 Summary of Conclusions Management Board meeting 22 March 2018 Management Board Summary of Conclusions PDF
175.38 KB

Pages