ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
69
REFINE YOUR SEARCH
Sections
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove CESR Archive filter CESR Archive
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Securitisation filter Securitisation
- Management Board (36) Apply Management Board filter
- Securities and Markets Stakeholder Group (34) Apply Securities and Markets Stakeholder Group filter
- Post Trading (16) Apply Post Trading filter
- Credit Rating Agencies (10) Apply Credit Rating Agencies filter
- Fund Management (6) Apply Fund Management filter
- Corporate Disclosure (3) Apply Corporate Disclosure filter
- MiFID - Investor Protection (3) Apply MiFID - Investor Protection filter
- Prospectus (3) Apply Prospectus filter
- Innovation and Products (2) Apply Innovation and Products filter
- Joint Committee (2) Apply Joint Committee filter
- MiFID - Secondary Markets (2) Apply MiFID - Secondary Markets filter
- Short Selling (2) Apply Short Selling filter
- Corporate Information (1) Apply Corporate Information filter
- Market Integrity (1) Apply Market Integrity filter
- Supervisory convergence (1) Apply Supervisory convergence filter
Type of document
- (-) Remove Summary of Conclusions filter Summary of Conclusions
- (-) Remove Technical Advice filter Technical Advice
- Final Report (302) Apply Final Report filter
- Press Release (278) Apply Press Release filter
- Reference (206) Apply Reference filter
- Consultation Paper (205) Apply Consultation Paper filter
- CESR Document (110) Apply CESR Document filter
- Letter (97) Apply Letter filter
- Speech (34) Apply Speech filter
- Statement (27) Apply Statement filter
- Annual Report (23) Apply Annual Report filter
- Report (15) Apply Report filter
- Q&A (13) Apply Q&A filter
- Decision (8) Apply Decision filter
- Opinion (8) Apply Opinion filter
- CLOSED Procedure (7) Apply CLOSED Procedure filter
- Guidelines & Recommendations (5) Apply Guidelines & Recommendations filter
- Compliance table (3) Apply Compliance table filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
Summary of Conclusions X Technical Advice X Corporate Finance X Securitisation X CESR Archive X Securities Financing Transactions X Market Abuse X Board of Supervisors X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
09/06/2010 | 10-333 | Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies | CESR Archive, Credit Rating Agencies | Technical Advice | PDF 4.59 MB |
||||
03/02/2015 | 2015/224 | ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation | Market Abuse | Technical Advice | PDF 1021.03 KB |
This advice:• specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; • recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;• suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified. • provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation. . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and• proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015. | |||
21/10/2015 | 2015/BS/139rev | SoC Board of Supervisors- 9 July conference call | Board of Supervisors | Summary of Conclusions | PDF 147.59 KB |
||||
21/10/2015 | 2015/BS/140 | SoC June 2015 Board of Supervisors | Board of Supervisors | Summary of Conclusions | PDF 271.78 KB |
||||
21/10/2015 | 2015/BS/168rev | SoC Board of Supervisors- conference call 31 August 2015 | Board of Supervisors | Summary of Conclusions | PDF 122.18 KB |
||||
01/12/2015 | 2015/BS/202rev1 | Summary of Conclusions September 2015 Board meeting | Board of Supervisors | Summary of Conclusions | PDF 268.78 KB |
||||
17/12/2015 | 2015/BS/232rev | SoC November 2015 Board of Supervisors | Board of Supervisors | Summary of Conclusions | PDF 279.1 KB |
||||
03/02/2016 | 2016/BS/2rev1 | SoC Board of Supervisors | Board of Supervisors | Summary of Conclusions | PDF 212.94 KB |
||||
05/04/2016 | 2016/BS/61rev1 | Summary of conclusions BoS meeting 27/01/2016 | Board of Supervisors | Summary of Conclusions | PDF 258.36 KB |
||||
05/04/2016 | 2016/BS/72rev1 | Summary of conclusions BoS meeting 07/03/2016 | Board of Supervisors | Summary of Conclusions | PDF 148.73 KB |
||||
01/06/2016 | 2016/BS/110rev1 | Summary of conclusions BoS meeting 23/03/2016 | Board of Supervisors | Summary of Conclusions | PDF 258.81 KB |
||||
20/06/2016 | 2016/BS/117rev1 | Summary of Conclusions Board of Supervisors Conference call 28/04/2016 | Board of Supervisors | Summary of Conclusions | PDF 208.82 KB |
||||
19/07/2016 | 2016-BS-151rev1 | Summary of Conclusions BoS meeting 25 May 2016 | Board of Supervisors | Summary of Conclusions | PDF 303.49 KB |
||||
03/10/2016 | 2016/BS/201rev | Summary of Conclusions- Board of Supervisors Meeting 12 July 2016 | Board of Supervisors | Summary of Conclusions | PDF 230.3 KB |
||||
10/11/2016 | 2016/BS/259rev1 | Summary of Conclusions Board of Supervisors meeting 28/09/2016 | Board of Supervisors | Summary of Conclusions | PDF 244.71 KB |
||||
16/12/2016 | 2016/BS/309rev1 | Summary of Conclusions Board of Supervisors meeting 09/11/2016 | Board of Supervisors | Summary of Conclusions | PDF 376.7 KB |
||||
30/03/2017 | ESMA22-247440098-103 | Summary of Conclusions Board of Supervisors meeting 26/01/2017 | Board of Supervisors | Summary of Conclusions | PDF 379.53 KB |
||||
01/06/2017 | ESMA22-106-209 | Summary of Conclusions Board of Supervisors Conference call 03/05/2017 | Board of Supervisors | Summary of Conclusions | PDF 185.2 KB |
||||
19/06/2017 | ESMA22-106-216 | Summary of Conclusions Board of Supervisors meeting 29/03/2017 | Board of Supervisors | Summary of Conclusions | PDF 322 KB |
||||
06/07/2017 | ESMA22-106-271 | Summary of Conclusions Board of Supervisors meeting 23-24 May 2017 | Board of Supervisors | Summary of Conclusions | PDF 380.58 KB |
Test |