ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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15/11/2000 | Fesco/99-127 | 1999-2000 Report on the activities of FESCO | CESR Archive | Annual Report | PDF 378.9 KB |
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05/03/2002 | 02-039b | Interim Report on the Activities of CESR to the European Commission | CESR Archive | Annual Report | PDF 59.08 KB |
Interim report on the activities of the Committee of European Securities Regulators (CESR) to the European Commission and sent to the European Parliament and the European Securities Committee. | |||
01/01/2003 | 2001-2002 | CESR Annual Report for 2001-2002 | CESR Archive | Annual Report | PDF 12.39 MB |
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03/07/2003 | 03-174b | Interim Report on the Activities of CESR to the European Commission | CESR Archive | Annual Report | PDF 129.89 KB |
CESR publishes today its Interim Report on the Activities of CESR to the European Commission. This report aims at providing half year information on the activities of CESR to the European Commission, the European Parliament and the European Securitities Committee. The report focuses on the functioning of CESR, "Level 2 work and "Level 3 work" as well as providing an indicative timetable for the CESR work plans. | |||
03/03/2004 | 03-396 | CESR Annual Report for 2003 | CESR Archive | Annual Report | PDF 1.54 MB |
CESR presents its Annual Report for 2003 to the European Commission, the European Parliament and the Ecofin Council. The Annual Report provides a thorough overview of the work of CESR and sets out our work plan for 2004. The report includes an explanation of the institutional framework within which CESR works and comments on the market trends of 2003. It also includes a chapter on each working group established within CESR and outlines the key points and progress made under each area. Looking to 2004, the annual report sets out the main priorities and indicates when various projects identified are expected to take place. | |||
06/10/2004 | 04-382 | Interim report on the activities of CESR to the European Commission | CESR Archive | Annual Report | PDF 167.29 KB |
CESR publishes today its Interim Report on the Activities of CESR to the European Commission. This report aims at providing half year information on the activities of CESR to the European Commission, the European Parliament and the European Securitities Committee. | |||
07/04/2005 | 05-013 | CESR Annual Report for 2004 | CESR Archive | Annual Report | PDF 2.62 MB |
The Annual report was submitted to the European Commission and to the President of the European Parliament and the ECOFIN Council in accordance with the Article 4 of the European Commission | |||
26/06/2006 | 06-004 | CESR Annual Report for 2005 | CESR Archive | Annual Report | PDF 2.08 MB |
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08/12/2006 | 06-421 | Interim Report on the Activities of CESR to the European Commission | CESR Archive | Annual Report | PDF 253.44 KB |
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28/09/2007 | 07-003 | CESR Annual Report for 2006 | CESR Archive | Annual Report | PDF 2.88 MB |
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30/01/2008 | 07-671 | Interim Report on the Activities of CESR to the European Commission | CESR Archive | Annual Report | PDF 384.66 KB |
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25/07/2008 | 08-103 | CESR Annual Report for 2007 | CESR Archive | Annual Report | PDF 4.89 MB |
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17/10/2008 | 08-678 | Interim Report on the Activities of CESR to the European Commission | CESR Archive | Annual Report | PDF 347.11 KB |
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27/07/2009 | 09-744 | CESR Annual Report for 2008 | CESR Archive | Annual Report | PDF 3.8 MB |
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18/11/2009 | 09-782 | CESR 2009 Half-Yearly Report | CESR Archive | Annual Report | PDF 925.93 KB |
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09/06/2010 | 10-333 | Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies | CESR Archive, Credit Rating Agencies | Technical Advice | PDF 4.59 MB |
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18/06/2010 | 10-766 | CESR Annual Report for 2009 | CESR Archive | Annual Report | PDF 4.59 MB |
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26/10/2010 | 10-1027 | CESR 2010 Half-Yearly Report | CESR Archive | Annual Report | PDF 902.07 KB |
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17/05/2011 | 2011/144 | Final advice- ESMA´s Technical Advice to the Commission on Fees for CRAs | Credit Rating Agencies | Technical Advice | PDF 1.72 MB |
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18/04/2012 | 2012/259 | Technical advice on CRA regulatory equivalence- US, Canada and Australia | Credit Rating Agencies | Technical Advice | PDF 697.78 KB |
On 12 June 2009 the European Commission requested CESR, now ESMA, to provide its technical advice on the equivalence between the legal and supervisory framework of Japan, The United States, and Canada with the EU regulatory regime for credit rating agencies. (Regulation (EC) No. 1060/2009 of the European Parliament and the Council on credit rating agencies ). On 17 November 2009, the Commission also requested CESR to provide its technical advice on Australia. On 28 September 2010, the European Commission published an equivalence decision on Japan. With regard to the compliance with the EU requirements on endorsement, ESMA had already indicated that it considers the legal and regulatory regime for CRAs supervision of the following countries as “as stringent as” the EU requirements: - On 22 December 2011, Japan and Australia; - On 15 March 2012, US, Canada, Hong Kong and Singapore. This report sets out ESMA’s advice to the European Commission in respect of the equivalence between the US (Part I), Canada (Part II) and Australia (Part III) respective legal and supervisory frameworks and the EU regulatory regime for credit rating agencies. |