ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
03/06/2005 05-365 MAD AMPs- Frequently Asked Questions Q&A PDF
55.99 KB
29/05/2007 07-320 Q&A on Best Execution Q&A PDF
578.51 KB
03/11/2009 09-559 Questions and Answers- MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements Q&A PDF
405.18 KB
08/03/2010 10-222 FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members Q&A PDF
327.78 KB
19/04/2010 10-293 Question and Answers- Understanding the definition of advice under MiFID Q&A PDF
335.78 KB
06/05/2010 10-591 Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee Q&A PDF
130.84 KB
04/06/2010 10-521 FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members Q&A PDF
206.24 KB
05/12/2011 2011/412 Investor warning- Trading in foreign exchange (forex) Investor Warning PDF
562.44 KB
This is the original English version of the warning.  It has been translated into all EU languages, to see a specific language version, please click the relevant language on the left.
22/12/2011 2011/461 Final report- Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009 Technical Standards PDF
555.25 KB
22/12/2011 2011/462 Final Report- Draft RTS on the assessment of compliance of credit rating methodologies with CRA Regulation Technical Standards PDF
445.83 KB
22/12/2011 2011/463 Final report- Regulatory technical standards on the information for registration and certification of credit rating agencies Technical Standards PDF
444.79 KB
22/12/2011 2011/464 Final report- Draft RTS on the content and format of ratings data periodic reporting to be requested from credit ratings agencies for the purpose of on-going supervision by ESMA Technical Standards PDF
485.78 KB
06/01/2012 2011/412_bg Търговия с чуждестранна валута (Форекс) Investor Warning PDF
191.58 KB
06/01/2012 2011/412_cs Obchodování s cizí měnou (forex trading) Investor Warning PDF
186.3 KB
06/01/2012 2011/412_da Valutahandel (forex) Investor Warning PDF
41.41 KB
06/01/2012 2011/412_nl Handel in valuta Investor Warning PDF
38.49 KB
06/01/2012 2011/412_et Valuutaga kauplemine Investor Warning PDF
38.66 KB
06/01/2012 2011/412_fi Kaupankäynti valuuttamarkkinoilla (forex) Investor Warning PDF
39.1 KB
06/01/2012 2011/412_fr Opérations de change (Forex) Investor Warning PDF
40.34 KB
06/01/2012 2011/412_de Devisenhandel (Forex Trading) Investor Warning PDF
40.15 KB

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