ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
11/05/2005 04-505b Market Abuse Directive- Level 3 – first set of CESR guidance and information on the common operation of the Directive , Guidelines & Recommendations PDF
119.41 KB
http://www.cesr-eu.org/data/document/04_505b.pdf
15/05/2009 09-219 Guidelines- MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market , Guidelines & Recommendations PDF
281.09 KB
23/03/2011 2011/81 Recommendations- ESMA update of the CESR recommendations on the consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive , , Guidelines & Recommendations PDF
593.19 KB
18/05/2011 2011/139 Final report- Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 , Guidelines & Recommendations PDF
653.98 KB
05/12/2011 2011/412 Investor warning- Trading in foreign exchange (forex) Investor Warning PDF
562.44 KB
This is the original English version of the warning.  It has been translated into all EU languages, to see a specific language version, please click the relevant language on the left.
22/12/2011 2011/461 Final report- Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009 Technical Standards PDF
555.25 KB
22/12/2011 2011/462 Final Report- Draft RTS on the assessment of compliance of credit rating methodologies with CRA Regulation Technical Standards PDF
445.83 KB
22/12/2011 2011/463 Final report- Regulatory technical standards on the information for registration and certification of credit rating agencies Technical Standards PDF
444.79 KB
22/12/2011 2011/464 Final report- Draft RTS on the content and format of ratings data periodic reporting to be requested from credit ratings agencies for the purpose of on-going supervision by ESMA Technical Standards PDF
485.78 KB
22/12/2011 2011/456 Final report- Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Guidelines & Recommendations PDF
407 KB

This is the final report. The guidelines along with the translations are published separately.

06/01/2012 2011/412_bg Търговия с чуждестранна валута (Форекс) Investor Warning PDF
191.58 KB
06/01/2012 2011/412_cs Obchodování s cizí měnou (forex trading) Investor Warning PDF
186.3 KB
06/01/2012 2011/412_da Valutahandel (forex) Investor Warning PDF
41.41 KB
06/01/2012 2011/412_nl Handel in valuta Investor Warning PDF
38.49 KB
06/01/2012 2011/412_et Valuutaga kauplemine Investor Warning PDF
38.66 KB
06/01/2012 2011/412_fi Kaupankäynti valuuttamarkkinoilla (forex) Investor Warning PDF
39.1 KB
06/01/2012 2011/412_fr Opérations de change (Forex) Investor Warning PDF
40.34 KB
06/01/2012 2011/412_de Devisenhandel (Forex Trading) Investor Warning PDF
40.15 KB
06/01/2012 2011/412_el Αγοραπωλησίες συναλλάγματος (forex) Investor Warning PDF
187.92 KB
06/01/2012 2011/412_hu Devizakereskedés (forex) Investor Warning PDF
172.8 KB

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