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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
28/10/2011 2011/SMSG/11 Response to ESMA's Consultation paper on guidelines on systems and controlsin a highly automated trading environment for trading platforms, investmentfirms and competent authorities SMSG Advice PDF
48.99 KB
28/10/2011 2011/SMSG/12 Position paper- ESMA's Consultation on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities SMSG Advice PDF
59.19 KB
28/10/2011 2011/SMSG/13 Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries SMSG Advice PDF
88.23 KB
01/12/2011 2011/SMSG/18 Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union SMSG Advice PDF
149.17 KB
05/12/2011 2011/412 Investor warning- Trading in foreign exchange (forex) Investor Warning PDF
562.44 KB
This is the original English version of the warning.  It has been translated into all EU languages, to see a specific language version, please click the relevant language on the left.
22/12/2011 2011/461 Final report- Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009 Technical Standards PDF
555.25 KB
22/12/2011 2011/462 Final Report- Draft RTS on the assessment of compliance of credit rating methodologies with CRA Regulation Technical Standards PDF
445.83 KB
22/12/2011 2011/463 Final report- Regulatory technical standards on the information for registration and certification of credit rating agencies Technical Standards PDF
444.79 KB
22/12/2011 2011/464 Final report- Draft RTS on the content and format of ratings data periodic reporting to be requested from credit ratings agencies for the purpose of on-going supervision by ESMA Technical Standards PDF
485.78 KB
06/01/2012 2011/412_bg Търговия с чуждестранна валута (Форекс) Investor Warning PDF
191.58 KB
06/01/2012 2011/412_cs Obchodování s cizí měnou (forex trading) Investor Warning PDF
186.3 KB
06/01/2012 2011/412_da Valutahandel (forex) Investor Warning PDF
41.41 KB
06/01/2012 2011/412_nl Handel in valuta Investor Warning PDF
38.49 KB
06/01/2012 2011/412_et Valuutaga kauplemine Investor Warning PDF
38.66 KB
06/01/2012 2011/412_fi Kaupankäynti valuuttamarkkinoilla (forex) Investor Warning PDF
39.1 KB
06/01/2012 2011/412_fr Opérations de change (Forex) Investor Warning PDF
40.34 KB
06/01/2012 2011/412_de Devisenhandel (Forex Trading) Investor Warning PDF
40.15 KB
06/01/2012 2011/412_el Αγοραπωλησίες συναλλάγματος (forex) Investor Warning PDF
187.92 KB
06/01/2012 2011/412_hu Devizakereskedés (forex) Investor Warning PDF
172.8 KB
06/01/2012 2011/412_ga Trádáil i malairt eachtrach (airgeadraí eachtracha) Investor Warning PDF
39.27 KB

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