ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
186
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Management Board filter Management Board
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Short Selling filter Short Selling
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Post Trading (91) Apply Post Trading filter
- CESR Archive (86) Apply CESR Archive filter
- Corporate Information (80) Apply Corporate Information filter
- Board of Supervisors (58) Apply Board of Supervisors filter
- Fund Management (54) Apply Fund Management filter
- Securities and Markets Stakeholder Group (45) Apply Securities and Markets Stakeholder Group filter
- Planning reporting budget (41) Apply Planning reporting budget filter
- Guidelines and Technical standards (40) Apply Guidelines and Technical standards filter
- International cooperation (40) Apply International cooperation filter
- MiFID - Investor Protection (38) Apply MiFID - Investor Protection filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- Risk Analysis & Economics - Markets Infrastructure Investors (36) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Corporate Disclosure (34) Apply Corporate Disclosure filter
- Joint Committee (34) Apply Joint Committee filter
- Securitisation (28) Apply Securitisation filter
- European Single Electronic Format (20) Apply European Single Electronic Format filter
- Innovation and Products (20) Apply Innovation and Products filter
- Market Abuse (18) Apply Market Abuse filter
- Supervisory convergence (18) Apply Supervisory convergence filter
- Market Integrity (17) Apply Market Integrity filter
- Procurement (15) Apply Procurement filter
- Trading (15) Apply Trading filter
- Corporate Finance (13) Apply Corporate Finance filter
- Careers (12) Apply Careers filter
- IFRS Supervisory Convergence (11) Apply IFRS Supervisory Convergence filter
- Transparency (10) Apply Transparency filter
- Prospectus (9) Apply Prospectus filter
- Sustainable finance (9) Apply Sustainable finance filter
- Trade Repositories (9) Apply Trade Repositories filter
- CCP Directorate (5) Apply CCP Directorate filter
- Brexit (4) Apply Brexit filter
- Press Releases (4) Apply Press Releases filter
- Board of Appeal (3) Apply Board of Appeal filter
- ITMG (3) Apply ITMG filter
- Speeches (3) Apply Speeches filter
- Corporate Governance (2) Apply Corporate Governance filter
- IAS Regulation (2) Apply IAS Regulation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Audit (1) Apply Audit filter
- COVID-19 (1) Apply COVID-19 filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Compliance table filter Compliance table
- Press Release (115) Apply Press Release filter
- Opinion (108) Apply Opinion filter
- Guidelines & Recommendations (72) Apply Guidelines & Recommendations filter
- Consultation Paper (68) Apply Consultation Paper filter
- Statement (47) Apply Statement filter
- Decision (40) Apply Decision filter
- Final Report (39) Apply Final Report filter
- Summary of Conclusions (36) Apply Summary of Conclusions filter
- Speech (27) Apply Speech filter
- Letter (24) Apply Letter filter
- Report (20) Apply Report filter
- Technical Advice (14) Apply Technical Advice filter
- Technical Standards (13) Apply Technical Standards filter
- Q&A (11) Apply Q&A filter
- Annual Report (10) Apply Annual Report filter
- Vacancy (2) Apply Vacancy filter
Your filters
Management Board X Short Selling X Securities Financing Transactions X Credit Rating Agencies X MiFID - Secondary Markets X Benchmarks X Compliance table X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/07/2011 | 2011/MB/74 | Summary of conclusions- Management Board meeting of 11 April 2011 | Management Board | Reference | PDF 45.04 KB |
||||
| 22/07/2011 | 2011/MB/75 | Summary of conclusions- Management Board meeting of 28 April 2011 | Management Board | Reference | PDF 29.28 KB |
||||
| 22/07/2011 | 2011/MB/76 | Summary of conclusions- Management Board meeting of 24 May 2011 | Management Board | Reference | PDF 71.81 KB |
||||
| 02/12/2011 | 2011/MB/98 | Summary of conclusions- Management Board meeting on 19 September 2011 | Management Board | Reference | PDF 47.46 KB |
||||
| 02/12/2011 | 2011/MB/88 | Summary of conclusions- Management Board meeting of 11 July 2011 | Management Board | Reference | PDF 41.18 KB |
||||
| 13/02/2012 | 2011/MB/114 | Summary of conclusions- Management Board meeting of 7 November 2011 | Management Board | Reference | PDF 68.91 KB |
||||
| 01/03/2012 | 2011/MB/85 | Management board meeting on 3 August 2011 | Management Board | Reference | PDF 159.83 KB |
||||
| 01/03/2012 | 2012/MB/3 | Management board meeting on 19 December 2011 | Management Board | Reference | PDF 211.17 KB |
||||
| 01/03/2012 | 2012/MB/4 | Management board meeting on 30 January 2012 | Management Board | Reference | PDF 177.39 KB |
||||
| 24/04/2012 | 2012/MB/15 | Management Board meeting on 13 February 2012 | Management Board | Reference | PDF 204.36 KB |
||||
| 20/06/2012 | 2012/378 | Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading | MiFID - Secondary Markets | Reference | PDF 353.3 KB |
This protocol has been created to ensure effective co-operation between Competent Authorities (CAs) with respect to their obligations under Article 41 of MiFID (Suspension and removal of in-struments from trading).The purpose of the notification obligations under Article 41 is to afford investors across all Mem-ber States the same level of protection regardless of where they trade. In order to achieve this outcome, a shared understanding of the different circumstances under which trading may be suspended in different Member States according to their national law and the expected course of action under Article 41 is helpful. To ensure trading is suspended or an instrument is removed from trading in an effective and timely way, an effective communication process is necessary.The protocol will be kept under review in light of practical experience. | |||
| 29/06/2012 | 2012/MB/28 | Management Board meeting on 16 April 2012 | Management Board | Reference | PDF 211.39 KB |
||||
| 19/07/2012 | 2011/454 | MOU on the supervision of CRAs- ESMA and ASIC | Credit Rating Agencies, International cooperation | Reference | PDF 4 MB |
This document contains two copies of the MOU, signed by ESMA and by the ASIC. | |||
| 19/07/2012 | 2012/124 | MOU on the supervision of CRAs- ESMA and MAS | Credit Rating Agencies, International cooperation | Reference | PDF 574.14 KB |
||||
| 19/07/2012 | MOU SFC ESMA | MOU on the supervision of CRAs- ESMA and SFC Hong Kong | Credit Rating Agencies, International cooperation | Reference | PDF 497.63 KB |
||||
| 19/07/2012 | MOU SEC ESMA | MOU on the supervision of CRAs- ESMA and SEC | Credit Rating Agencies, International cooperation | Reference | PDF 306.87 KB |
||||
| 19/07/2012 | MOU CNV ESMA | MOU on the supervision of CRAs- ESMA and CNV Argentina | Credit Rating Agencies, International cooperation | Reference | PDF 169.13 KB |
||||
| 19/07/2012 | MOU Canada ESMA | MOU on the supervision of CRAs- ESMA and Canadian authorities | Credit Rating Agencies, International cooperation | Reference | PDF 139.68 KB |
||||
| 25/07/2012 | 2012/478 | ESMA MiFID database- description of webservice | MiFID - Secondary Markets | Reference | PDF 123.71 KB |
This document provides useful information for developers wanting to use the webservice provided in ESMA's MIFID databases. | |||
| 19/10/2012 | 2012/680 | Links to national websites for the purpose of the notification of net short positions | Short Selling | Reference | PDF 84.12 KB |