ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
79
REFINE YOUR SEARCH
Sections
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Securitisation filter Securitisation
- Warnings and publications for investors (91) Apply Warnings and publications for investors filter
- Corporate Information (78) Apply Corporate Information filter
- MiFID - Investor Protection (28) Apply MiFID - Investor Protection filter
- CESR Archive (17) Apply CESR Archive filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Credit Rating Agencies (6) Apply Credit Rating Agencies filter
- Board of Supervisors (4) Apply Board of Supervisors filter
- MiFID - Secondary Markets (3) Apply MiFID - Secondary Markets filter
- Management Board (2) Apply Management Board filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Sustainable finance (2) Apply Sustainable finance filter
- Benchmarks (1) Apply Benchmarks filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Market Abuse (1) Apply Market Abuse filter
- Market Integrity (1) Apply Market Integrity filter
- Post Trading (1) Apply Post Trading filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove SMSG Advice filter SMSG Advice
- (-) Remove Annual Report filter Annual Report
- (-) Remove Investor Warning filter Investor Warning
- Speech (143) Apply Speech filter
- Reference (122) Apply Reference filter
- Letter (106) Apply Letter filter
- Guidelines & Recommendations (71) Apply Guidelines & Recommendations filter
- Press Release (39) Apply Press Release filter
- Summary of Conclusions (36) Apply Summary of Conclusions filter
- Final Report (31) Apply Final Report filter
- Consultation Paper (30) Apply Consultation Paper filter
- Report (24) Apply Report filter
- Statement (17) Apply Statement filter
- Decision (9) Apply Decision filter
- Opinion (6) Apply Opinion filter
- Q&A (4) Apply Q&A filter
- Compliance table (3) Apply Compliance table filter
- Technical Advice (3) Apply Technical Advice filter
- Technical Standards (2) Apply Technical Standards filter
- CESR Document (1) Apply CESR Document filter
Your filters
Securitisation X IAS Regulation X Corporate Finance X Speeches X Joint Committee X Securities and Markets Stakeholder Group X Annual Report X Investor Warning X SMSG Advice X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/10/2011 | 2011/SMSG/11 | Response to ESMA's Consultation paper on guidelines on systems and controlsin a highly automated trading environment for trading platforms, investmentfirms and competent authorities | Securities and Markets Stakeholder Group | SMSG Advice | PDF 48.99 KB |
||||
| 28/10/2011 | 2011/SMSG/12 | Position paper- ESMA's Consultation on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities | Securities and Markets Stakeholder Group | SMSG Advice | PDF 59.19 KB |
||||
| 28/10/2011 | 2011/SMSG/13 | Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries | Securities and Markets Stakeholder Group | SMSG Advice | PDF 88.23 KB |
||||
| 01/12/2011 | 2011/SMSG/18 | Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union | Securities and Markets Stakeholder Group | SMSG Advice | PDF 149.17 KB |
||||
| 02/02/2012 | 2012/SMSG/6 | Letter regarding deadlines for the submission of ESMA’s technical standards | Securities and Markets Stakeholder Group | SMSG Advice | PDF 82.35 KB |
A letter from the ESMA Securities and Markets Stakeholder Group to Michel Barnier, Commissioner for Internal Market and Services, Sharon Bowles, Chair of ECON, and Klaus-Heiner Lehne, Chair of JURI, regarding deadlines for the submission of ESMA's technical standards. | |||
| 28/02/2012 | 2012/SMSG/11 | Advice on Guidelines on certain aspects of the MiFID suitability requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 138.1 KB |
||||
| 28/02/2012 | 2012/SMSG/12 | Advice on Guidelines on certain aspects of the MiFID compliance function requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 83.35 KB |
||||
| 27/09/2012 | 2012/SMSG/60 | SMSG advice on Guidelines on sound remuneration policies under the AIFMD | Securities and Markets Stakeholder Group | SMSG Advice | PDF 81.39 KB |
||||
| 12/10/2012 | 2012/SMSG/59 | Securities and Markets Stakeholder Group – Report on Helping Small and Medium Sized Companies Access Funding | Securities and Markets Stakeholder Group | SMSG Advice | PDF 497.32 KB |
||||
| 20/12/2013 | 2013/SMSG/017 | Advice on Consultation Paper – Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Un-ion and non-evasion of provisions of EMIR | Securities and Markets Stakeholder Group | SMSG Advice | PDF 27.43 KB |
||||
| 20/12/2013 | 2013/SMSG/018 | Advice on Discussion Paper – The Clearing Obligation under EMIR | Securities and Markets Stakeholder Group | SMSG Advice | PDF 46.94 KB |
||||
| 20/12/2013 | 2013/SMSG/020 | Response to the Consultation Paper ESMA Guidelines on enforcement of financial information | Securities and Markets Stakeholder Group | SMSG Advice | PDF 67.09 KB |
||||
| 29/04/2014 | 2014/SMSG/14 | SMSG reply to ESMA consultation on CRA3 Implementation | Securities and Markets Stakeholder Group | SMSG Advice | PDF 95.17 KB |
||||
| 05/05/2014 | 2014/SMSG/10 | SMSG position paper on Crowdfunding | Securities and Markets Stakeholder Group | SMSG Advice | PDF 131.44 KB |
||||
| 04/06/2014 | 2014/SMSG/30 | SMSG reply to ESMA consultation on draft RTS for the transparency directive | Securities and Markets Stakeholder Group | SMSG Advice | PDF 160.14 KB |
||||
| 07/07/2014 | 2014/SMSG/11 | SMSG reply to ESMA DP on Market Abuse Regulation | Securities and Markets Stakeholder Group | SMSG Advice | PDF 209.54 KB |
||||
| 07/07/2014 | 2014/SMSG/15 | SMSG position paper on Alternative Performance Measures | Securities and Markets Stakeholder Group | SMSG Advice | PDF 145.69 KB |
||||
| 03/09/2014 | 2014/SMSG/38 | SMSG advice- Transparency for the trading of non-equity instruments | Securities and Markets Stakeholder Group | SMSG Advice | PDF 112.76 KB |
||||
| 03/09/2014 | 2014/SMSG/37 | SMSG advice- Transparency and trading obligations (equities) aspects of the Consultation Paper and Discussion Paper on MiFID II/MiFIR | Securities and Markets Stakeholder Group | SMSG Advice | PDF 197.86 KB |
||||
| 03/09/2014 | 2014/SMSG/36 | SMSG advice- Trading Venues Aspects of the Consultation Paper on MiFID II and MiFIR | Securities and Markets Stakeholder Group | SMSG Advice | PDF 193.74 KB |