ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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04/10/2011 | 2011/323 | Final report- ESMA's technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 797.56 KB |
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01/03/2012 | 2012/137 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 1.32 MB |
ESMA publishes today the second part of its final advice (ESMA/2012/137) on possible delegated acts for the Prospectus Directive (PD). The advice was submitted to the Commission on 29 February 2012. In its advice, ESMA proposes how to use a prospectus in a retail cascade and provides input on how to review the provisions of the Prospectus Regulation concerning tax information, indices, auditor’s report on profit forecasts and estimates and audited historical financial information. Today’s advice follows a public consultation started on 13 December 2011. Overall, the technical advice aims to achieve a high level of investor protection and to increase across Europe the legal clarity and efficiency of the prospectus regime. Investment prospectuses as such are aimed to provide investors with easily accessible information on financial products so as to foster in-formed decision-making. | |||
09/01/2013 | 2012/864 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 1.23 MB |
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10/06/2013 | 2013/619 Annex II | Comparative table of responses from EEA States | Prospectus | Report | PDF 2.15 MB |
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10/06/2013 | 2013/619 Annex III | Individual responses from EEA States | Prospectus | Report | PDF 2.63 MB |
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28/07/2016 | 2016/1170 | Report on EEA prospectus activity in 2015 | Corporate Disclosure, Prospectus | Report | PDF 674.63 KB |
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29/03/2017 | ESMA70-145-48 | Draft technical standards under the Benchmarks Regulation | Benchmarks | Report | PDF 1.75 MB |
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06/04/2017 | ESMA31-68-147 | ESMA response to Capital Markets Union Mid-Term Review | Board of Supervisors | Report | PDF 643.2 KB |
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02/06/2017 | ESMA70-143-5 | Methodological framework for mandatory benchmarks contributions | Benchmarks | Report | PDF 282.75 KB |
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03/07/2017 | ESMA31-62-746 | EEA prospectus activity in 2016 | Corporate Finance, Prospectus | Report | PDF 475.66 KB |
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04/02/2019 | ESMA20-95-1105 | 2019 Regulatory Work Programme | Board of Supervisors, Planning reporting budget, Supervisory convergence | Report | PDF 308.68 KB |
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11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
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31/10/2019 | ESMA31-62-1360 | EEA prospectus activity in 2018 | Prospectus | Report | PDF 394.26 KB |
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09/01/2020 | ESMA22-106-1942 | Strategic Orientation 2020-22 | Board of Supervisors, Corporate Information | Report | PDF 325.47 KB |
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14/02/2020 | ESMA70-156-1778 | ESMA’s response to the Commission’s consultation on the BMR review | Benchmarks | Report | PDF 314.12 KB |
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24/09/2020 | ESMA32-384-4852 | Prospectus Activity Report 2019 | Prospectus | Report | PDF 406.85 KB |
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29/09/2020 | ESMA80-187-608 | Final report_Benchmarks_RTS | Benchmarks | Report | PDF 714.41 KB |
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02/10/2020 | ESMA20-95-1273 | 2021 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Report | PDF 608.58 KB |
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28/05/2021 | ESMA81-393-98 | Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing | Benchmarks, Supervisory convergence | Report | PDF 200.21 KB |
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20/07/2021 | ESMA32-382-1153 | Prospectus activity and sanctions report 2020 | Prospectus | Report | PDF 458.21 KB |