ESMA LIBRARY
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Benchmarks X Warnings and publications for investors X Corporate Finance X International cooperation X Market Abuse X Post Trading X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/02/2016 | 2016/174 | Final Report on CSDR RTS on settlement discipline | Post Trading | Report | PDF 1.59 MB |
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| 01/02/2016 | 2016/174/Annex IV | Impact assessment on CSDR RTS on settlement discipline | Post Trading | Report | PDF 1.39 MB |
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| 13/07/2016 | 2016/1130 | Final Report on the Market Abuse Regulation Guidelines | Market Abuse, Market Integrity | Report | PDF 852.59 KB |
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| 04/10/2016 | 2016/1415 | ESMA reporton on securities financing transactions and leverage in the EU | Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.94 MB |
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| 22/12/2016 | 2016/1683 | Peer Review on CCPs' Margin and Collateral requirements | Post Trading | Report | PDF 543.98 KB |
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| 18/01/2017 | ESAS-2017-82 | Report on the functionning of the CRR with the related obligations under EMIR | Post Trading | Report | PDF 602.75 KB |
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| 23/03/2017 | ESMA70-708036281-8 | Final Report on guidelines on participant default rules and procedures under CSDR | Post Trading | Report | PDF 608.18 KB |
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| 23/03/2017 | ESMA70-708036281-7 | Final Report on CSDR Guidelines on Access by a CSD to the Transaction Feeds of a CCP or of a Trading Venue under CSDR | Post Trading | Report | PDF 344.18 KB |
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| 29/03/2017 | ESMA70-145-48 | Draft technical standards under the Benchmarks Regulation | Benchmarks | Report | PDF 1.75 MB |
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| 31/03/2017 | ESMA70-708036281-82 | Final Report on Technical standards under SFTR and certain amendments to EMIR | Post Trading | Report | PDF 3.61 MB |
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| 05/04/2017 | ESMA31-54-435 | Report on shareholder identification and communication systems | Corporate Finance, Corporate Governance | Report | PDF 1.09 MB |
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| 02/06/2017 | ESMA70-143-5 | Methodological framework for mandatory benchmarks contributions | Benchmarks | Report | PDF 282.75 KB |
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| 03/07/2017 | ESMA31-62-746 | EEA prospectus activity in 2016 | Corporate Finance, Prospectus | Report | PDF 475.66 KB |
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| 02/02/2018 | ESMA70-151-1154 | EU-wide CCP Stress Test 2017 | Post Trading | Report | PDF 4.72 MB |
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| 13/06/2018 | ESMA70-151-1400 | Report on supervisory measures and penalties under EMIR | Post Trading | Report | PDF 605.66 KB |
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| 16/01/2019 | ESMA70-145-1184 | Report Application Accepted Market Practices | Market Abuse, Market Integrity | Report | PDF 1.68 MB |
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| 22/07/2019 | ESMA70-151-1952 | 2018 CCP Peer Review Report | Post Trading | Report | PDF 694.38 KB |
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| 17/10/2019 | ESMA42-111-4895 | EMIR data quality peer review | Post Trading, Supervisory convergence | Report | PDF 862.01 KB |
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| 09/12/2019 | ESMA70-151-2820 | Supervisory measures and Penalties under Articles 4, 9, 10 and 11 of EMIR | Post Trading, Supervisory convergence | Report | PDF 819.71 KB |
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| 12/12/2019 | ESMA70-156-2005 | MAR Article 33 Report on Sanctions | Market Abuse | Report | PDF 352.9 KB |