ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
13
REFINE YOUR SEARCH
Sections
- (-) Remove CESR Archive filter CESR Archive
- (-) Remove Short Selling filter Short Selling
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Guidelines and Technical standards (32) Apply Guidelines and Technical standards filter
- Post Trading (21) Apply Post Trading filter
- Fund Management (20) Apply Fund Management filter
- MiFID - Secondary Markets (18) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (14) Apply MiFID - Investor Protection filter
- Corporate Disclosure (9) Apply Corporate Disclosure filter
- Supervisory convergence (9) Apply Supervisory convergence filter
- Credit Rating Agencies (6) Apply Credit Rating Agencies filter
- Joint Committee (6) Apply Joint Committee filter
- Market Abuse (6) Apply Market Abuse filter
- Market Integrity (3) Apply Market Integrity filter
- Prospectus (3) Apply Prospectus filter
- Transparency (3) Apply Transparency filter
- Benchmarks (2) Apply Benchmarks filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Corporate Information (2) Apply Corporate Information filter
- Trade Repositories (2) Apply Trade Repositories filter
- Crowdfunding (1) Apply Crowdfunding filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Innovation and Products (1) Apply Innovation and Products filter
- Securitisation (1) Apply Securitisation filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove Compliance table filter Compliance table
- (-) Remove Technical Standards filter Technical Standards
- Final Report (317) Apply Final Report filter
- Press Release (287) Apply Press Release filter
- Consultation Paper (196) Apply Consultation Paper filter
- Reference (155) Apply Reference filter
- CESR Document (109) Apply CESR Document filter
- Letter (90) Apply Letter filter
- CLOSED Procedure (69) Apply CLOSED Procedure filter
- Report (35) Apply Report filter
- Speech (33) Apply Speech filter
- Opinion (32) Apply Opinion filter
- Guidelines & Recommendations (23) Apply Guidelines & Recommendations filter
- Annual Report (20) Apply Annual Report filter
- Statement (19) Apply Statement filter
- Decision (8) Apply Decision filter
- ONGOING Procedure (3) Apply ONGOING Procedure filter
- Technical Advice (3) Apply Technical Advice filter
Your filters
Procurement X Risk Analysis & Economics - Markets Infrastructure Investors X CESR Archive X Securities Financing Transactions X Short Selling X Corporate Governance X Q&A X Technical Standards X Compliance table X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 03/06/2005 | 05-365 | MAD AMPs- Frequently Asked Questions | CESR Archive | Q&A | PDF 55.99 KB |
||||
| 29/05/2007 | 07-320 | Q&A on Best Execution | CESR Archive | Q&A | PDF 578.51 KB |
||||
| 03/11/2009 | 09-559 | Questions and Answers- MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements | CESR Archive | Q&A | PDF 405.18 KB |
||||
| 08/03/2010 | 10-222 | FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 327.78 KB |
||||
| 19/04/2010 | 10-293 | Question and Answers- Understanding the definition of advice under MiFID | CESR Archive | Q&A | PDF 335.78 KB |
||||
| 06/05/2010 | 10-591 | Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee | CESR Archive | Q&A | PDF 130.84 KB |
||||
| 04/06/2010 | 10-521 | FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 206.24 KB |
||||
| 30/03/2012 | 2012/228 | Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps | Short Selling | Technical Standards | PDF 1.02 MB |
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March on short selling and certain aspects of credit default swaps (the Regulation) requires ESMA to develop draft regulatory (RTS) and implementing technical standards (ITS) in relation to several provisions contained in Articles 9, 11, 12 and 16 of the Regulation. The draft RTS and ITS will be submitted to the European Commission by 31 March 2012. The Commission has three months to decide whether to endorse ESMAs draft technical standards. A further regulatory technical standard, on the method of calculation of the fall in value of a financial instrument required under Article 24(8) of the Regulation will be submitted together with the technical advice in the course of April 2012. | |||
| 30/01/2013 | 2013/159 | Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) | Short Selling | Q&A | PDF 873.32 KB |
||||
| 29/05/2018 | ESMA70-145-408 | Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR) | Short Selling | Q&A | PDF 536.17 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
||||
| 05/11/2020 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 256.31 KB |