ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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26/10/2010 | 10-1158 | CESR comment letter regarding the IAASB consultation on the Exposure Draft on ISAE 3420, Assurance Reports on the Process to Compile Pro Forma Financial Information Included in a Prospectus | CESR Archive, Audit | Letter | PDF 156.61 KB |
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10/12/2010 | 10-1353 | CESR Comment letter to the IAASB regarding the Consultation on the proposed revisions to International Standard on Auditing (ISA) 315, Identifying and Assessing the Risks of Material Misstatement through Understanding the Entity and Its Environment, and | CESR Archive, Audit | Letter | PDF 140.38 KB |
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15/12/2010 | EU 1095/2010 | Regulation establishing ESMA | Corporate Information | Reference | PDF 475.77 KB |
Amended by Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011Directive 2014/51/EU of the European Parliament and of the Council of 16 April 2014 | |||
15/12/2010 | EU 1092/2010 | Regulation establishing the ESRB | Corporate Information | Reference | PDF 944.87 KB |
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03/01/2011 | 2011/9 | Frequently asked questions- a guide to understanding ESMA | Corporate Information | Reference | PDF 307.77 KB |
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03/01/2011 | ESMA workplan | ESMA workplan | Corporate Information | Reference | PDF 116.35 KB |
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04/01/2011 | 10-1541 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis | Joint Committee, Audit | Letter | PDF 144.8 KB |
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04/01/2011 | 10-1541 Annex 1 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CESR annex | Joint Committee, Audit | Letter | PDF 159.33 KB |
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04/01/2011 | 10-1541 Annex 2 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CEBS annex | Joint Committee, Audit | Letter | PDF 120.57 KB |
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04/01/2011 | 10-1541 Annex 3 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CEIOPS annex | Joint Committee, Audit | Letter | PDF 87.69 KB |
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10/03/2011 | 2011/BS/1 | Decision of the Board of Supervisors- Rules of procedure | Board of Supervisors, Corporate Information | Decision | PDF 75.91 KB |
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10/03/2011 | 2011/MB/1 | Decision of the Management Board- Rules of procedure | Management Board, Corporate Information | Decision | PDF 38.39 KB |
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10/03/2011 | 2011/11 | Public statement of consultation practices | Corporate Information | Statement | PDF 102.44 KB |
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10/03/2011 | 2011/MB/3 | Decision of the Management Board- Internal language arrangements | Management Board, Corporate Information | Decision | PDF 18.51 KB |
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10/03/2011 | 2011/MB/4 | Decision of the Management Board- Professional secrecy | Management Board, Corporate Information | Decision | PDF 34.68 KB |
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10/03/2011 | 2011/MB/6 | Decision of the Management Board- Code of good administrative behaviour | Management Board, Corporate Information | Decision | PDF 41.25 KB |
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31/05/2011 | 2011/MB/69 | Decision of the Management Board- Access to documents | Management Board, Corporate Information | Decision | PDF 201.73 KB |
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14/06/2011 | 2011/190 | ESMA guidebook | Corporate Information | Reference | PDF 781.37 KB |
This guidebook provides useful information for persons coming to ESMA for meetings or hearings. | |||
30/06/2011 | CESR/2010/AR | CESR Annual Report for 2010 | Corporate Information | Annual Report | PDF 3.18 MB |
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09/08/2011 | 2011/239 | 2011 Calendar of the Chair and Executive Director of ESMA- updated 20 December 2011 | Corporate Information | Reference | PDF 219.25 KB |