ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/07/2016 | 2016/SMSG/009 | SMSG End of Term Report 2016 | Securities and Markets Stakeholder Group | Report | PDF 1.55 MB |
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| 13/07/2016 | 2016/1130 | Final Report on the Market Abuse Regulation Guidelines | Market Abuse, Market Integrity | Report | PDF 852.59 KB |
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| 05/04/2017 | ESMA31-54-435 | Report on shareholder identification and communication systems | Corporate Finance, Corporate Governance | Report | PDF 1.09 MB |
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| 03/07/2017 | ESMA31-62-746 | EEA prospectus activity in 2016 | Corporate Finance, Prospectus | Report | PDF 475.66 KB |
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| 04/12/2017 | ESMA22-106-535 | SMSG Report on Access to public capital markets for SMEs | Securities and Markets Stakeholder Group | Report | PDF 1.11 MB |
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| 16/07/2018 | ESMA33-128-473 | Final Report- Draft RTS on authorisation of firms providing STS verification services | Securitisation | Report | PDF 593.91 KB |
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| 16/07/2018 | ESMA33-128-477 | Final Report on STS notification | Securitisation | Report | PDF 1.5 MB |
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| 03/01/2019 | ESMA22-16-1603 | SMSG End of Term Report 2018 | Securities and Markets Stakeholder Group | Report | PDF 649.37 KB |
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| 16/01/2019 | ESMA70-145-1184 | Report Application Accepted Market Practices | Market Abuse, Market Integrity | Report | PDF 1.68 MB |
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| 04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 179.29 KB |
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| 04/02/2019 | ESMA70-145-67 | Compliance table regarding MAR guidelines on delay in the disclosure of inside information | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 177.87 KB |
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| 25/03/2019 | ESMA22-106-1684 | SMSG advice on draft RTS amending the PRIIPs Delegated Regulation | Securities and Markets Stakeholder Group | Report | PDF 96.91 KB |
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| 26/03/2019 | ESMA22-106-1683 | SMSG advice on integrating sustainability risks and factors in MIFID, the UCITS Directive and AIFMD | Securities and Markets Stakeholder Group | Report | PDF 142.78 KB |
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| 01/04/2019 | esma22-106-1710 | smsg_advice_on_stor_peer_review | Securities and Markets Stakeholder Group | Report | PDF 189.48 KB |
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| 01/04/2019 | ESMA22-106-1731 | SMSG Credit Ratings Disclosures advice | Securities and Markets Stakeholder Group | Report | PDF 209.66 KB |
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| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
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| 12/12/2019 | ESMA70-156-2005 | MAR Article 33 Report on Sanctions | Market Abuse | Report | PDF 352.9 KB |
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| 13/12/2019 | ESMA70-156-1823 | ESMA 2019 report on the application of AMPs | Market Abuse, Market Integrity | Report | PDF 1.4 MB |
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| 13/02/2020 | ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 138.03 KB |
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| 17/07/2020 | ESMA22-105-2740 | SMSG- End of Term Report 2020 | Securities and Markets Stakeholder Group | Report | PDF 723.28 KB |