ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
18
REFINE YOUR SEARCH
Sections
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Securitisation filter Securitisation
- (-) Remove IAS Regulation filter IAS Regulation
- (-) Remove Transparency filter Transparency
- Corporate Information (83) Apply Corporate Information filter
- Risk Analysis & Economics - Markets Infrastructure Investors (36) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Post Trading (22) Apply Post Trading filter
- IFRS Supervisory Convergence (18) Apply IFRS Supervisory Convergence filter
- CESR Archive (17) Apply CESR Archive filter
- Supervisory convergence (17) Apply Supervisory convergence filter
- Credit Rating Agencies (15) Apply Credit Rating Agencies filter
- Planning reporting budget (14) Apply Planning reporting budget filter
- Fund Management (13) Apply Fund Management filter
- Corporate Disclosure (12) Apply Corporate Disclosure filter
- MiFID - Investor Protection (10) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (10) Apply MiFID - Secondary Markets filter
- Joint Committee (9) Apply Joint Committee filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Board of Supervisors (8) Apply Board of Supervisors filter
- Innovation and Products (7) Apply Innovation and Products filter
- Prospectus (6) Apply Prospectus filter
- Benchmarks (5) Apply Benchmarks filter
- Market Integrity (5) Apply Market Integrity filter
- Management Board (3) Apply Management Board filter
- Sustainable finance (3) Apply Sustainable finance filter
- Corporate Finance (2) Apply Corporate Finance filter
- COVID-19 (2) Apply COVID-19 filter
- Guidelines and Technical standards (2) Apply Guidelines and Technical standards filter
- CCP Directorate (1) Apply CCP Directorate filter
- Corporate Governance (1) Apply Corporate Governance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Press Releases (1) Apply Press Releases filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Annual Report filter Annual Report
- Speech (143) Apply Speech filter
- Letter (94) Apply Letter filter
- Reference (69) Apply Reference filter
- Press Release (26) Apply Press Release filter
- Consultation Paper (23) Apply Consultation Paper filter
- Final Report (22) Apply Final Report filter
- Statement (16) Apply Statement filter
- Opinion (8) Apply Opinion filter
- Guidelines & Recommendations (7) Apply Guidelines & Recommendations filter
- Q&A (6) Apply Q&A filter
- CESR Document (3) Apply CESR Document filter
- Compliance table (3) Apply Compliance table filter
- Technical Standards (3) Apply Technical Standards filter
- Technical Advice (2) Apply Technical Advice filter
- Decision (1) Apply Decision filter
Your filters
Audit X Securitisation X IAS Regulation X Speeches X Market Abuse X Transparency X Trade Repositories X Report X Annual Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 12/04/2011 | 2011/116 Annex 2 | Progress report on equivalence of Indian Accounting Standards with IFRS | IAS Regulation | Report | PDF 399.46 KB |
||||
| 05/02/2016 | 2016/234 | ESMA’s supervision of credit rating agencies and trade repositories- 2015 annual report and 2016 work plan. | Credit Rating Agencies, Trade Repositories | Report | PDF 2.08 MB |
The European Securities and Markets Authority’s (ESMA) annual report and work programme has been prepared according to Article 21 of Regulation 1060/2009 on credit rating agencies as amended (the CRA Regulation) and Article 85 of Regulation 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR). It highlights the direct supervisory activities carried out by ESMA during 2015 regarding credit rating agencies (CRAs) and trade repositories (TRs) and outlines ESMA’s main priorities in these areas for 2016. ESMA adopts a risk-based approach to the supervision of CRAs and TRs in accordance with its overall objectives of promoting financial stability and orderly markets and enhancing investor protection. This risk-based approach requires the analysis of information from a variety of sources and the application of multiple supervisory tools including day-to-day supervision, cycle of engagement meetings with supervised entities, on-site inspections and dedicated investigations. In order to build on the expertise that ESMA has developed through its supervision of CRAs and TRs, ESMA created a single Supervision Department in November 2015. ESMA intends to draw on the best practices identified from the supervision of both types of entity to further enhance its supervisory effectiveness in future. |
|||
| 13/07/2016 | 2016/1130 | Final Report on the Market Abuse Regulation Guidelines | Market Abuse, Market Integrity | Report | PDF 852.59 KB |
||||
| 21/12/2016 | 2016/1668 | 2016-1668 ESMA feedback statement on ESEF | Corporate Disclosure, European Single Electronic Format, Transparency | Report | PDF 6.98 MB |
||||
| 03/02/2017 | ESMA80-1467488426-27 | Supervision Annual Report 2016 and Work Programme 2017 | Credit Rating Agencies, Trade Repositories | Report | PDF 2.49 MB |
||||
| 11/01/2018 | ESMA80-196-954 | Thematic Report- On fees charged by Credit Rating Agencies and Trade Repositories | Credit Rating Agencies, Trade Repositories | Report | PDF 1.14 MB |
||||
| 16/07/2018 | ESMA33-128-473 | Final Report- Draft RTS on authorisation of firms providing STS verification services | Securitisation | Report | PDF 593.91 KB |
||||
| 16/07/2018 | ESMA33-128-477 | Final Report on STS notification | Securitisation | Report | PDF 1.5 MB |
||||
| 17/07/2018 | ESMA32-51-522 | ESMA response to the European Commission consultation on the Fitness Check on the EU Framework for public reporting by companies | Corporate Disclosure, IAS Regulation | Report | PDF 625.18 KB |
||||
| 15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
| 16/01/2019 | ESMA70-145-1184 | Report Application Accepted Market Practices | Market Abuse, Market Integrity | Report | PDF 1.68 MB |
||||
| 12/12/2019 | ESMA70-156-2005 | MAR Article 33 Report on Sanctions | Market Abuse | Report | PDF 352.9 KB |
||||
| 13/12/2019 | ESMA70-156-1823 | ESMA 2019 report on the application of AMPs | Market Abuse, Market Integrity | Report | PDF 1.4 MB |
||||
| 20/12/2019 | ESMA80-196-3218 | Follow-up Report on fees charged by CRAs and TRs | Credit Rating Agencies, Supervisory convergence, Trade Repositories | Report | PDF 606.45 KB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 05/10/2020 | ESMA33-128-1001_ | Final Report_Guidelines on Portability of Information between Securitisation Repositories | Securitisation | Report | PDF 279.02 KB |
||||
| 21/12/2020 | ESMA70-156-3537 | Annual Report on MAR administrative and criminal sanctions 2020 | Market Abuse | Report | PDF 291.51 KB |
||||
| 22/12/2020 | ESMA70-156-3782 | ESMA report on application of AMP 2020 | Market Abuse | Report | PDF 1.38 MB |