ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
1422
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Innovation and Products X Warnings and publications for investors X Securitisation X Sustainable finance X MiFID - Investor Protection X MiFID - Secondary Markets X Market Integrity X Benchmarks X Short Selling X Post Trading X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
25/09/2000 00-064c The regulation of Alternative Trading Systems in Europe. A paper for the EU Commission MiFID - Secondary Markets Final Report PDF
84.28 KB		 Alternative Trading Systems (ATS) offer electronic securities trading facilities outside the traditional trading channels. An expert group chaired by Howard Davies, Chairman of the UK FSA, has studied the impact of such systems in depth. The group has prepared a comprehensive report identifying and assessing the benefits and risks associated with the emergence of ATS and analysing the current regulatory treatment of such systems, within Europe and elsewhere. The report proposes both a short term and a long term option for a harmonised regulatory treatment of such systems in Europe.The paper was submitted to the European Commission as FESCO"s contribution to the preparation of the forthcoming Green Paper on possible amendments to the Investment Services Directive. The Green Paper will shortly be published as a basis for consultation with Member States, the financial services industry and other interested parties. However, the FESCO paper noted that, while the Green Paper on the ISD might be the catalyst for a far-reaching review of the regulatory approach to ATS, it would not provide a short-term solution. Accordingly, FESCO proposed that the short-term solution should take the form of a set of additional regulatory requirements for ATS operating as investment firms.FESCO will be working on proposals for what those additional regulatory requirements might be over the next six months, with a view to producing a consultation paper in the first half of 2001. This consultation paper will provide an opportunity for interested parties to comment in detail on the FESCO proposals. If, however, in the meantime interested parties have any specific comments on the possible additional regulatory requirements identified in paragraph 71 of the September paper, they should make these known to the Secretariat of FESCO via the following e-mail address: fdankers@europefesco.org
07/03/2008 08-003 A Consumers' Guide to MiFID- Investing in Financial Products Warnings and publications for investors Reference PDF
563.13 KB
07/03/2008 08-003 HU A Consumers' Guide to MiFID- Investing in Financial Products- Hungarian translation Warnings and publications for investors Reference PDF
281.74 KB
07/03/2008 08-003 ES A Consumers' Guide to MiFID- Investing in Financial Products- Spanish Translation Warnings and publications for investors Reference PDF
2.35 MB
07/03/2008 08-003 French A Consumers' Guide to MiFID- Investing in Financial Products- French translation Warnings and publications for investors Reference PDF
240.21 KB
07/03/2008 08-003 Dutch A Consumers' Guide to MiFID- Investing in Financial Products- Dutch translation Warnings and publications for investors Reference PDF
245.93 KB
23/05/2008 08-003 Finnish A Consumer's guide to MiFID- Investing in Financial products- Finnish translation Warnings and publications for investors Reference PDF
1 MB
31/07/2008 08-003 Maltese A Consumer's guide to MiIFD- Investing in Financial products- Maltese translation Warnings and publications for investors Reference PDF
1.24 MB
26/08/2008 08-003 German A Consumer's guide to MiIFD- Investing in Financial products- German translation Warnings and publications for investors Reference PDF
380.1 KB
01/09/2008 08-003 Icelandic A Consumer's guide to MiFID- Investing in Financial products- Icelandic translation Warnings and publications for investors Reference PDF
554.96 KB
30/09/2008 08-003 Lithuanian A Consumer's guide to MiIFD- Investing in Financial products- Lithuanian translation Warnings and publications for investors Reference PDF
3.22 MB
20/01/2011 2011/16 Letter to the SEC- Rulemakings on Registration of non-resident Swap Data Repositories MiFID - Secondary Markets Letter PDF
30.66 KB
20/01/2011 2011/4 Letter to the CFTC- Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade MiFID - Secondary Markets Letter PDF
34.38 KB
15/03/2011 2011/94 ESMA response to the European Commission consultation on CSDs and securities settlement Post Trading Letter PDF
54.2 KB
20/07/2011 2011/224 Consultation paper- Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities MiFID - Secondary Markets Consultation Paper PDF
623.6 KB
20/07/2011 2011/223 Press release- ESMA consults on systems and controls for highly automated trading Press Releases, MiFID - Secondary Markets Press Release PDF
57.39 KB
11/08/2011 2011/266 Public statement- harmonised regulatory action on short-selling in the EU Short Selling, Press Releases Statement PDF
97.39 KB
24/11/2011 2011/398 Contact information for retail investors- contact points in national competent authorities Warnings and publications for investors Reference PDF
100.81 KB
05/12/2011 2011/412 Investor warning- Trading in foreign exchange (forex) Warnings and publications for investors Investor Warning PDF
562.44 KB		 This is the original English version of the warning.  It has been translated into all EU languages, to see a specific language version, please click the relevant language on the left.
09/12/2011 2011/431 Global regulators discuss OTC derivatives regulation Press Releases, MiFID - Secondary Markets Press Release PDF
18.94 KB		 Leaders and senior representatives of the authorities responsible for the regulation of the over-the-counter (OTC) derivatives markets in Canada, the European Union, Hong Kong, Japan, Singapore and the United Statesmet met yesterday in Paris.  

Pages