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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
14/04/2011 2011/112 Final report- Guidelines to competent authorities and UCITS management companies on risk meas-urement and the calculation of global exposure for certain types of structured UCITS Final Report PDF
166.5 KB
18/05/2011 2011/139 Final report- Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 , Guidelines & Recommendations PDF
653.98 KB
12/01/2012 2012/3 Annual report on the application of the Regulation on credit rating agencies as provided by Article 21(5) and Article 39a of the Regulation (EU) No 1060/2009 as amended by Regulation No 1095/2010 Final Report PDF
141.98 KB
This is the first report under the new CRA regulation, however, please note that CESR published a report about the application of the Regulation in the EU and, in particular, on the implementation of the requirements established in Annex I of the Regulation on 6 December 2010 (CESR/10-1424), according to Article 21(4) of the Regulation which was subsequently amended by Regulation No (EC) 513/2011. At the time of publication, 16 CRA's have been registered.
22/03/2012 2012/207 ESMA’s Report on the Supervision of Credit Rating Agencies Final Report PDF
323.81 KB
This report provides an overview of ESMA’s supervisory activity on Credit Rating Agencies (CRAs) registered in the European Union and summarises the results of ESMA’s first examination of the three groups of registered CRAs (Fitch Ratings, Moody's Investors Services, and Standard & Poor's Rating Services). The examination referred to in this document is the first step in an ongoing supervisory process conducted by ESMA and therefore does not represent a full scope investigation. The observations set forth in this Report refer to common issues affecting CRAs activities. As of the date of this document, ESMA has not determined whether any observation highlighted below constitutes a breach of the provisions of the Regulation. ESMA is still progressing in its assessment of the areas discussed in this Report. This Report is not based on a decision by ESMA’s Board of Supervisors; therefore it is published without prejudice to the possibility of further investigations which could lead to enforcement or supervisory actions.
28/03/2012 2012/197 Guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS , Guidelines & Recommendations PDF
269.27 KB
To access the translations, please use the links on the left.
28/03/2012 2012/197 bg Насоки относно измерване на риска и изчисляването на глобалния риск за някои видове структурирани ПКИПЦК , Guidelines & Recommendations PDF
281.24 KB
28/03/2012 2012/197 cz Pokyny k měření rizik a výpočtu otevřené pozice pro určité typy strukturovaných SKIPCP , Guidelines & Recommendations PDF
269.01 KB
28/03/2012 2012/197 dk Retningslinjer om risikoberegning og beregning af samlet eksponering for visse typer af strukturerede investeringsinstitutter UCITS , Guidelines & Recommendations PDF
275.1 KB
28/03/2012 2012/197 de Leitlinien zur Risikomessung und zur Berechnung des Gesamtrisikos für bestimmte Arten strukturierter OGAW , Guidelines & Recommendations PDF
271.45 KB
28/03/2012 2012/197 ee Teatud liiki struktureeritud eurofondide riskide mõõtmise ja üldriski arvutamise suunised , Guidelines & Recommendations PDF
256.21 KB
28/03/2012 2012/197 el Κατευθυντήριες γραμμές για τη μέτρηση του κινδύνου και τον υπολογισμό της συνολικής έκθεσης ορισμένων τύπων δομημένων ΟΣΕΚΑ σε κινδύνους , Guidelines & Recommendations PDF
275.24 KB
28/03/2012 2012/197 es Directrices sobre medición de riesgos y estimación de la exposición global de ciertos tipos de OICVM estructuradas , Guidelines & Recommendations PDF
267.49 KB
28/03/2012 2012/197 fi Ohjeet riskinarvioinnista ja tietyn tyyppisten strukturoitujen yhteissijoitusyritysten kokonaisriskin laskennasta , Guidelines & Recommendations PDF
268.62 KB
28/03/2012 2012/197 fr Orientations relatives à l’évaluation du risque et au calcul du risque global pour certains types d’OPCVM structurés , Guidelines & Recommendations PDF
268.25 KB
28/03/2012 2012/197 ga Treoirlínte um thomhas riosca agus ríomh an nochta domhanda le haghaidh cineálacha áirithe GCUI struchtúrtha , Guidelines & Recommendations PDF
263.37 KB
28/03/2012 2012/197 hu Az egyes strukturált ÁÉKBV-k kockázatának mérésére és teljes kitettségének számítására vonatkozó iránymutatások , Guidelines & Recommendations PDF
274.08 KB
28/03/2012 2012/197 it Guidelines sulla misurazione del rischio e sul calcolo dell’esposizione complessiva per taluni tipi di OICVM strutturati , Guidelines & Recommendations PDF
265.68 KB
28/03/2012 2012/197 lt Tam tikrų tipų struktūrizuotųjų KIPVPS rizikos vertinimo ir bendros rizikos apimties apskaičiavimo gairės , Guidelines & Recommendations PDF
262.77 KB
28/03/2012 2012/197 lv Pamatnostādnes par riska novērtēšanu un vispārējā riska aprēķināšanu dažu veidu strukturētiem PVKIU , Guidelines & Recommendations PDF
270.71 KB
28/03/2012 2012/197 mt Linji gwida dwar il-kejl tar-riskji u l-kalkolazzjoni tal-espożizzjoni globali għal ċerti tipi ta’ UCITS strutturati , Guidelines & Recommendations PDF
272.33 KB

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