ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
21
REFINE YOUR SEARCH
Sections
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Securitisation filter Securitisation
- (-) Remove CESR Archive filter CESR Archive
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- Post Trading (37) Apply Post Trading filter
- Risk Analysis & Economics - Markets Infrastructure Investors (34) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Credit Rating Agencies (19) Apply Credit Rating Agencies filter
- Fund Management (19) Apply Fund Management filter
- IFRS Supervisory Convergence (18) Apply IFRS Supervisory Convergence filter
- Supervisory convergence (18) Apply Supervisory convergence filter
- Corporate Disclosure (15) Apply Corporate Disclosure filter
- MiFID - Investor Protection (10) Apply MiFID - Investor Protection filter
- Joint Committee (9) Apply Joint Committee filter
- Prospectus (9) Apply Prospectus filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- MiFID - Secondary Markets (8) Apply MiFID - Secondary Markets filter
- Corporate Information (7) Apply Corporate Information filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Market Integrity (5) Apply Market Integrity filter
- Benchmarks (4) Apply Benchmarks filter
- Board of Supervisors (4) Apply Board of Supervisors filter
- Trade Repositories (4) Apply Trade Repositories filter
- Corporate Finance (2) Apply Corporate Finance filter
- COVID-19 (2) Apply COVID-19 filter
- Guidelines and Technical standards (2) Apply Guidelines and Technical standards filter
- IAS Regulation (2) Apply IAS Regulation filter
- Short Selling (2) Apply Short Selling filter
- Sustainable finance (2) Apply Sustainable finance filter
- CCP Directorate (1) Apply CCP Directorate filter
- Corporate Governance (1) Apply Corporate Governance filter
- Management Board (1) Apply Management Board filter
- Press Releases (1) Apply Press Releases filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Technical Advice filter Technical Advice
- Final Report (304) Apply Final Report filter
- Press Release (269) Apply Press Release filter
- Consultation Paper (204) Apply Consultation Paper filter
- Speech (173) Apply Speech filter
- Reference (172) Apply Reference filter
- CESR Document (110) Apply CESR Document filter
- Letter (95) Apply Letter filter
- Statement (20) Apply Statement filter
- Annual Report (19) Apply Annual Report filter
- Opinion (11) Apply Opinion filter
- Q&A (11) Apply Q&A filter
- CLOSED Procedure (7) Apply CLOSED Procedure filter
- Guidelines & Recommendations (5) Apply Guidelines & Recommendations filter
- Compliance table (3) Apply Compliance table filter
- SMSG Advice (1) Apply SMSG Advice filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
Innovation and Products X Speeches X Market Abuse X CESR Archive X Securitisation X European Single Electronic Format X Report X Technical Advice X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
09/06/2010 | 10-333 | Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies | CESR Archive, Credit Rating Agencies | Technical Advice | PDF 4.59 MB |
||||
03/02/2015 | 2015/224 | ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation | Market Abuse | Technical Advice | PDF 1021.03 KB |
This advice:• specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; • recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;• suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified. • provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation. . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and• proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015. | |||
13/07/2016 | 2016/1130 | Final Report on the Market Abuse Regulation Guidelines | Market Abuse, Market Integrity | Report | PDF 852.59 KB |
||||
21/12/2016 | 2016/1668 | 2016-1668 ESMA feedback statement on ESEF | Corporate Disclosure, European Single Electronic Format, Transparency | Report | PDF 6.98 MB |
||||
07/06/2017 | ESMA50-158-457 | ESMA response to the Commission Consultation Paper on Fintech: A more competitive and innovative financial sector | Innovation and Products | Report | PDF 712.26 KB |
|
|||
16/07/2018 | ESMA33-128-473 | Final Report- Draft RTS on authorisation of firms providing STS verification services | Securitisation | Report | PDF 593.91 KB |
||||
16/07/2018 | ESMA33-128-477 | Final Report on STS notification | Securitisation | Report | PDF 1.5 MB |
||||
13/11/2018 | ESMA33-128-505 | Final Technical Advice Securitisation Repositories Fees | Securitisation | Technical Advice | PDF 570.74 KB |
||||
07/01/2019 | JC 2018 74 | Joint ESA report on Regulatory sandboxes and innovation hubs | Innovation and Products, Joint Committee | Report | PDF 478.79 KB |
||||
09/01/2019 | ESMA50-157-1391 | Advice on Initial Coin Offerings and Crypto-Assets | Innovation and Products | Report | PDF 882.48 KB |
||||
16/01/2019 | ESMA70-145-1184 | Report Application Accepted Market Practices | Market Abuse, Market Integrity | Report | PDF 1.68 MB |
||||
10/04/2019 | JC 2019 25 | Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures | Innovation and Products, Joint Committee | Technical Advice | PDF 785.49 KB |
||||
10/04/2019 | JC 2019 26 | Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements | Innovation and Products, Joint Committee | Technical Advice | PDF 1.34 MB |
||||
12/07/2019 | ESMA50-164-2430 | Report on the Licensing of FinTech business models | Innovation and Products | Report | PDF 585.36 KB |
||||
12/12/2019 | ESMA70-156-2005 | MAR Article 33 Report on Sanctions | Market Abuse | Report | PDF 352.9 KB |
||||
13/12/2019 | ESMA70-156-1823 | ESMA 2019 report on the application of AMPs | Market Abuse, Market Integrity | Report | PDF 1.4 MB |
||||
29/06/2020 | ESMA50-164-3463 | ESMA’s response to the European Commission’s Consultation on a New Digital Finance Strategy for Europe | Innovation and Products | Report | PDF 380.54 KB |
||||
29/09/2020 | ESMA WP-2020-3 | ESMA working paper on DVC mechanism and impact on EU equity markets | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 535.76 KB |
||||
05/10/2020 | ESMA33-128-1001_ | Final Report_Guidelines on Portability of Information between Securitisation Repositories | Securitisation | Report | PDF 279.02 KB |
||||
21/12/2020 | ESMA70-156-3537 | Annual Report on MAR administrative and criminal sanctions 2020 | Market Abuse | Report | PDF 291.51 KB |