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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
16/08/2011 2011/265 11th Extract from the EECS's Database of Enforcement Decisions Report PDF
329.49 KB
19/10/2011 2011/SMSG/3 Summary of conclusions- meeting of the SMSG on 21 July 2011 Reference PDF
59.38 KB
01/12/2011 2011/SMSG/15 Summary of conclusions- SMSG meeting on 11 October 2011 Reference PDF
80.45 KB
24/01/2012 2012/SMSG/1 SMSG work programme for 2012 Reference PDF
58.17 KB
This document sets out the work programme for 2012 which has been adopted by the Securities and Markets Stakeholder Group. It also sets out a preliminary work programme for 2013 which falls within the current Group’s mandate.
04/05/2012 2012/SMSG/20 SMSG meeting on 15-16 February 2012 Reference PDF
131.17 KB
20/06/2012 2012/378 Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading Reference PDF
353.3 KB
This protocol has been created to ensure effective co-operation between Competent Authorities (CAs) with respect to their obligations under Article 41 of MiFID (Suspension and removal of in-struments from trading).The purpose of the notification obligations under Article 41 is to afford investors across all Mem-ber States the same level of protection regardless of where they trade. In order to achieve this outcome, a shared understanding of the different circumstances under which trading may be suspended in different Member States according to their national law and the expected course of action under Article 41 is helpful. To ensure trading is suspended or an instrument is removed from trading in an effective and timely way, an effective communication process is necessary.The protocol will be kept under review in light of practical experience.
25/07/2012 2012/478 ESMA MiFID database- description of webservice Reference PDF
123.71 KB
This document provides useful information for developers wanting to use the webservice provided in ESMA's MIFID databases.
16/08/2012 2012/526 Announcement of roundtable on materiality in financial reporting- 1 October 12 Reference PDF
100.21 KB
20/08/2012 2012/SMSG/31 Summary of conclusions 26/04/12 Reference PDF
135.39 KB
10/10/2012 2012/656 12th Extract from the EECS’s Database of Enforcement Report PDF
352.16 KB
12/11/2012 2012/725 European common enforcement priorities for 2012 financial statements Reference PDF
163.78 KB
13/11/2012 2012/SMSG/44 Summary of conclusions SMSG meeting 28/06/12 Reference PDF
198.96 KB
16/11/2012 2012/752 Call for expressions of interest: Consultative Working Group for ESMA’s Financial Innovation Standing Committee Reference PDF
141.98 KB
To apply, please use the below Application form
12/12/2012 2012/SMSG/62 Summary of conclusions of the SMSG meeting on 12-13 September 2013 Reference PDF
188.21 KB
20/12/2012 2012/SMSG/53 SMSG Annual Activity Report 2011-2012 Reference PDF
334.64 KB
20/12/2012 2012/SMSG/54 SMSG 2013 Work Programme Reference PDF
252.8 KB
14/03/2013 2012/SMSG/72 Summary of conclusions of the SMSG meeting on 23 November 2013 Reference PDF
146.34 KB
04/04/2013 2013/444 13th Extract from the EECS’s Database of Enforcement Report PDF
512.42 KB
10/06/2013 2013/702 Call for expressions of interest regarding ESMA’s Securities and Markets Stakeholder Group Reference PDF
228.48 KB
10/06/2013 2013/703 ESMA Stakeholder Group Renewal Procedure 2013 Reference PDF
332.4 KB

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