ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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24/01/2012 | 2012/30 | Draft technical standards on the Regulation (EU) xxxx/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps | Short Selling | Consultation Paper | PDF 245.84 KB |
ESMA will consider the feedback it received to this consultation in February/March 2012 and expects to publish a final report and submission of the draft technical standards to the European Commission by 31 March 2012 for endorsement. | |||
15/02/2012 | 2012/98 | ESMA's draft technical advice on possible Delegated Acts concerning the regulation on short selling and certain aspects of credit default swaps ((EC) No XX/2012) | Short Selling | Consultation Paper | PDF 429.17 KB |
The purpose of this consultation is to seek comments on the technical advice that ESMA proposes to give to the European Commission on a number of possible delegated acts concerning the Regulation as listed in the Commission request for advice. These delegated acts should then be adopted in accordance with Article 290 of the Treaty of the Functioning of the European Union (TFEU). ESMA will consider the feedback it receives to this consultation and to the open hearing to be held on 29 February 2012 in March 2012 and expects to publish a final report and submission of the draft advice on Delegated Acts to the European Commission by mid-April 2012. | |||
06/03/2012 | JC/DP/2012/1 | Joint Discussion Paper on Draft Regulatory Technical Standards on risk mitigation techniques for OTC derivatives not cleared by a CCP under the Regulation on OTC derivatives, CCPs and Trade Repositories | Joint Committee | Consultation Paper | PDF 402.37 KB |
EBA, EIOPA and ESMA (the ESAs) invite market participants and all interested stakeholders to provide their feedback on planned regulatory technical standards covering risk mitigation techniques for OTC derivatives not cleared by central counterparties. The EMIR Regulation (“the Regulation”) on OTC Derivatives, CCPs and trade repositories introduces provisions to improve transparency and reduce the risks associated with the OTC derivatives market and establishes common rules for central counterparties (CCPs) and for trade repositories (TRs). The Regulation acknowledges that not all OTC derivatives would meet the necessary requirements to be centrally cleared. For this reason, it introduces provisions on risk mitigation techniques for OTC derivatives not cleared by a CCP. | |||
14/05/2012 | JC/CP/2012/01 | EBA, EIOPA and ESMA’s Joint Consultation Paper on its proposed response to the Commission’s Review of the Financial Conglomerates Directive | Joint Committee | Consultation Paper | PDF 590.22 KB |
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31/08/2012 | JC/CP/2012/02 | Joint consultation paper on Draft Regulatory Technical Standards on the uniform conditions of application of the calculation methods under Article 6.2 of the Financial Conglomerates Directive | Joint Committee | Consultation Paper | PDF 769.24 KB |
Please send your comments to the EBA, EIOPA and ESMA by email to joint-committee@eba.europa.eu, jointcommittee@eiopa.europa.eu and joint.committee@esma.europa.eu by 05.10.2012, indicating the reference ‘JC CP 2012 02’ in the subject field. Please note that comments submitted after the deadline, or sent to another e-mail address will not be processed. | |||
17/09/2012 | 2012/580 | Exemption for market making activities and primary market operations under Regulation (EU) 236/2012 of the European Parliament and the Council on short selling and certain aspects of Credit Default Swaps | Short Selling | Consultation Paper | PDF 307.31 KB |
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24/10/2012 | JC/CP/2012/01 Responses | Responses to the Joint CP on Financial Conglomerates | Joint Committee | Consultation Paper | PDF 183.7 KB |
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25/10/2012 | JC/CP/2012/02 Responses | Responses to the second Joint CP on Financial Conglomerates | Joint Committee | Consultation Paper | ZIP 4.54 MB |
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12/02/2013 | 2013/203 | On the evaluation of the Regulation (EU) 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps | Short Selling | Consultation Paper | PDF 315.16 KB |
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02/04/2013 | 2013/74 | Guidelines on Exemption for market making activities and primary market operations under the Short selling regulation | Short Selling, Guidelines and Technical standards | Guidelines & Recommendations | PDF 498.85 KB |
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02/04/2013 | 2013/74 BG | Изключения за дейностите по поддържане на пазара и операциите на първичния пазар съгласно Регламент (ЕС) № 236/2012 на Европейския парламент и на Съвета относно късите продажби и някои аспекти на суапите за кредитно неизпълнение | Short Selling, Guidelines and Technical standards | Guidelines & Recommendations | PDF 536.67 KB |
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02/04/2013 | 2013/74 CS | Výjimka pro činnosti v rámci tvorby trhu a operace na primárním trhu podle nařízení Evropského parlamentu a Rady (EU) č. 236/2012 ze dne 14. března 2012 o prodeji na krátko a některých aspektech swapů úvěrového selhání | Short Selling, Guidelines and Technical standards | Guidelines & Recommendations | PDF 516.53 KB |
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02/04/2013 | 2013/74 DA | Fritagelse for market making-aktiviteter og primære markedsoperationer i henhold til Europa-Parlamentets og Rådets forordning (EU) nr. 236/2012 om short selling og visse aspekter af credit default swaps | Short Selling, Guidelines and Technical standards | Guidelines & Recommendations | PDF 491.66 KB |
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02/04/2013 | 2013/74 ET | Turutegemise ja esmasturuga seotud toimingute suhtes kohaldatavad erandid vastavalt Euroopa Parlamendi ja nõukogu määrusele (EL) nr 236/2012 lühikeseks müügi ja krediidiriski vahetustehingute teatavate aspektide kohta | Short Selling, Guidelines and Technical standards | Guidelines & Recommendations | PDF 538.28 KB |
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02/04/2013 | 2013/74 FI | Lyhyeksimyynnistä ja tietyistä luottoriskinvaihtosopimuksiin liittyvistä kysymyksistä annetun Euroopan parlamentin ja neuvoston asetuksen (EU) N:o 236/2012 mukaisesta markkinatakaustoimintaa ja ensimarkkinoilla suoritettavia operaatioita koskevasta poikke | Short Selling, Guidelines and Technical standards | Guidelines & Recommendations | PDF 485.25 KB |
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02/04/2013 | 2013/74 FR | Exemption pour les activités de tenue de marché et les opérations de marché primaire au titre du Règlement (UE) n° 236/2012 du Parlement européen et du Conseil sur la vente à découvert et certains aspects des contrats d’échange sur risque de crédit | Short Selling, Guidelines and Technical standards | Guidelines & Recommendations | PDF 621.2 KB |
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02/04/2013 | 2013/74 EL | Εξαίρεση για δραστηριότητες ειδικής διαπραγμάτευσης και πρωτογενούς αγοράς βάσει του κανονισμού (ΕΕ) αριθ. 236/2012 του Ευρωπαϊκού Κοινοβουλίου και του Συμβουλίου για τις ανοικτές πωλήσεις και ορισμένες πτυχές των συμβολαίων ανταλλαγής πιστωτικής αθέτησης | Short Selling, Guidelines and Technical standards | Guidelines & Recommendations | PDF 561.83 KB |
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02/04/2013 | 2013/74 HU | A short ügyletekről és a hitel-nemteljesítési csereügyletekkel kapcsolatos egyes szempontokról szóló 236/2012/EU európai parlamenti és tanácsi rendelet szerinti árjegyzői tevékenységek és elsődleges piaci műveletek mentessége | Short Selling, Guidelines and Technical standards | Guidelines & Recommendations | PDF 550.5 KB |
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02/04/2013 | 2013/74 IT | Esenzione per attività di supporto agli scambi (market making) e operazioni di mercato primario ai sensi del regolamento (UE) 236/2012 del Parlamento europeo e del Consiglio del 14 marzo 2012 relativo alle vendite allo scoperto e a taluni aspetti dei cont | Short Selling, Guidelines and Technical standards | Guidelines & Recommendations | PDF 496.67 KB |
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02/04/2013 | 2013/74 LV | Atbrīvojums tirgus uzturētāja darbībām un primārā tirgus operācijām saskaņā ar Eiropas Parlamenta un Padomes Regulu (ES) Nr. 236/2012 par īso pārdošanu un dažiem kredītriska mijmaiņas darījumu aspektiem | Short Selling, Guidelines and Technical standards | Guidelines & Recommendations | PDF 771.14 KB |