ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
13
REFINE YOUR SEARCH
Sections
- (-) Remove Securitisation filter Securitisation
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove CCP Directorate filter CCP Directorate
- (-) Remove Sustainable finance filter Sustainable finance
- CESR Archive (183) Apply CESR Archive filter
- Post Trading (51) Apply Post Trading filter
- Fund Management (37) Apply Fund Management filter
- Credit Rating Agencies (27) Apply Credit Rating Agencies filter
- MiFID - Secondary Markets (27) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (23) Apply MiFID - Investor Protection filter
- Joint Committee (22) Apply Joint Committee filter
- Corporate Disclosure (15) Apply Corporate Disclosure filter
- Prospectus (12) Apply Prospectus filter
- Market Abuse (11) Apply Market Abuse filter
- Benchmarks (9) Apply Benchmarks filter
- Market Integrity (8) Apply Market Integrity filter
- Trading (7) Apply Trading filter
- Short Selling (5) Apply Short Selling filter
- Supervisory convergence (5) Apply Supervisory convergence filter
- Transparency (4) Apply Transparency filter
- Corporate Governance (3) Apply Corporate Governance filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- Innovation and Products (3) Apply Innovation and Products filter
- Securities Financing Transactions (3) Apply Securities Financing Transactions filter
- Corporate Finance (2) Apply Corporate Finance filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Trade Repositories (2) Apply Trade Repositories filter
- Crowdfunding (1) Apply Crowdfunding filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- Guidelines & Recommendations (546) Apply Guidelines & Recommendations filter
- Reference (186) Apply Reference filter
- Investor Warning (91) Apply Investor Warning filter
- SMSG Advice (76) Apply SMSG Advice filter
- Summary of Conclusions (36) Apply Summary of Conclusions filter
- Press Release (34) Apply Press Release filter
- Compliance table (31) Apply Compliance table filter
- Letter (20) Apply Letter filter
- Report (18) Apply Report filter
- Final Report (17) Apply Final Report filter
- Statement (14) Apply Statement filter
- Decision (5) Apply Decision filter
- Opinion (5) Apply Opinion filter
- Speech (5) Apply Speech filter
- Q&A (2) Apply Q&A filter
- Annual Report (1) Apply Annual Report filter
- Technical Advice (1) Apply Technical Advice filter
Your filters
International cooperation X Securities and Markets Stakeholder Group X Careers X Warnings and publications for investors X Securitisation X Sustainable finance X CCP Directorate X Guidelines and Technical standards X Consultation Paper X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 31/05/2016 | 2016/732 | Guidelines on participant default rules and procedures under CSDR | Guidelines and Technical standards, Post Trading | Consultation Paper | PDF 450.56 KB |
The European Securities and Markets Authority (ESMA) under Article 41(4) of Regulation (EU) No 909/2014 of the European Parliament and of the Council on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation No 236/2012 (CSDR) may issue guidelines in accordance with Article 16 of Regulation (EU) No 1095/2010 in order to ensure consistent application of Article 41 of CSDR relating to participant default rules and procedures. Contents Section 2 contains information on the background and mandate, Section 3 contains an analysis of the scope and content of the proposed guidelines, while Section 4 contains the proposed guidelines. Annex I sets out a summary of the questions contained in this paper and Annex II includes a high level cost-benefit analysis for the guidelines. Next Steps ESMA will consider the feedback it will receive to this consultation with a view to finalising the guidelines by Q4 2016. |
|||
| 28/10/2016 | 2016/1529 | Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, MiFID - Investor Protection | Consultation Paper | PDF 1.13 MB |
||||
| 29/09/2017 | 70-145-105 | Draft Guidelines on non-significant benchmarks | Benchmarks, Guidelines and Technical standards | Consultation Paper | PDF 557.29 KB |
||||
| 19/12/2017 | ESMA33-128-33 | Consultation_Paper_STS notification | Securitisation | Consultation Paper | PDF 1.01 MB |
||||
| 19/12/2017 | ESMA33-128-107 | Consultation_Paper_Disclosure_and_Operational_Standards | Securitisation | Consultation Paper | PDF 2.66 MB |
||||
| 19/12/2017 | ESMA33-128-108 | Consultation_Paper_Third-Party_Firm_STS_Verification_Application | Securitisation | Consultation Paper | PDF 586.89 KB |
||||
| 23/03/2018 | ESMA33-128-109 | Consultation Paper Securitisation Repositories Application | Securitisation | Consultation Paper | PDF 720.24 KB |
||||
| 23/03/2018 | ESMA33-128-212 | ESMA33-128-212 Consultation Paper TA Fees Securitisation Repositories | Securitisation | Consultation Paper | PDF 659.97 KB |
||||
| 17/01/2020 | ESMA 33-128-827 | Guidelines on securitisation repository data completeness and consistency thresholds | Securitisation | Consultation Paper | PDF 694.01 KB |
||||
| 23/04/2020 | JC 2020 16 | Joint ESA consultation on ESG disclosures | Joint Committee, Sustainable finance | Consultation Paper | PDF 911.13 KB |
||||
| 23/10/2020 | ESMA70-151-3023 | Consultation Paper on Article 15 and 49 EMIR | CCP Directorate | Consultation Paper | PDF 581.02 KB |
||||
| 23/10/2020 | ESMA70-151-3076 | Consultation Paper on Guidelines under Article 21 of EMIR | CCP Directorate | Consultation Paper | PDF 409.12 KB |
||||
| 05/11/2020 | ESMA30-379-325 | Consultation Paper- Draft advice to EC under Article 8 of the Taxonomy Regulation | Sustainable finance | Consultation Paper | PDF 1.79 MB |