ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
113
REFINE YOUR SEARCH
Sections
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Transparency filter Transparency
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Short Selling filter Short Selling
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- Securities and Markets Stakeholder Group (131) Apply Securities and Markets Stakeholder Group filter
- CESR Archive (109) Apply CESR Archive filter
- Management Board (48) Apply Management Board filter
- Guidelines and Technical standards (41) Apply Guidelines and Technical standards filter
- Fund Management (14) Apply Fund Management filter
- MiFID - Investor Protection (12) Apply MiFID - Investor Protection filter
- Post Trading (7) Apply Post Trading filter
- MiFID - Secondary Markets (6) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (5) Apply Corporate Disclosure filter
- Market Abuse (4) Apply Market Abuse filter
- Prospectus (4) Apply Prospectus filter
- Sustainable finance (3) Apply Sustainable finance filter
- Corporate Information (2) Apply Corporate Information filter
- Market Integrity (2) Apply Market Integrity filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Innovation and Products (1) Apply Innovation and Products filter
- Supervisory convergence (1) Apply Supervisory convergence filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Summary of Conclusions filter Summary of Conclusions
- (-) Remove Compliance table filter Compliance table
- (-) Remove SMSG Advice filter SMSG Advice
- (-) Remove CESR Document filter CESR Document
- Reference (313) Apply Reference filter
- Press Release (158) Apply Press Release filter
- Guidelines & Recommendations (147) Apply Guidelines & Recommendations filter
- Final Report (87) Apply Final Report filter
- Statement (85) Apply Statement filter
- Consultation Paper (80) Apply Consultation Paper filter
- Letter (79) Apply Letter filter
- Report (66) Apply Report filter
- Decision (45) Apply Decision filter
- Opinion (41) Apply Opinion filter
- Speech (28) Apply Speech filter
- Annual Report (19) Apply Annual Report filter
- Technical Advice (14) Apply Technical Advice filter
- Q&A (13) Apply Q&A filter
- Technical Standards (10) Apply Technical Standards filter
- Investor Warning (2) Apply Investor Warning filter
Your filters
International cooperation X Corporate Finance X Planning reporting budget X Benchmarks X Securities Financing Transactions X Credit Rating Agencies X Board of Supervisors X Transparency X Short Selling X Joint Committee X IFRS Supervisory Convergence X Compliance table X SMSG Advice X CESR Document X Summary of Conclusions X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 29/06/2012 | 2012/415 | Call for Evidence on Empty Voting | Transparency, Corporate Disclosure | CESR Document | PDF 275.66 KB |
ESMA launched a Call for Evidence on Empty Voting in September 2011 to analyse the potential issues and concerns raised by the practice of empty voting and to examine whether there was a possible need for further action. An analysis of the responses received to the consultation has led ESMA to conclude that there is insufficient evidence to justify any regulatory action at the European level at present. | |||
| 24/10/2012 | JC/CP/2012/01 Feedback statement | ESA feedback statement on the Joint CP on Financial Conglomerates | Joint Committee | CESR Document | PDF 82.95 KB |
||||
| 20/03/2013 | 2013/318 | Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies | Prospectus, Corporate Disclosure, Transparency | CESR Document | PDF 265.19 KB |
||||
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
|||
| 21/10/2015 | 2015/BS/139rev | SoC Board of Supervisors- 9 July conference call | Board of Supervisors | Summary of Conclusions | PDF 147.59 KB |
||||
| 21/10/2015 | 2015/BS/140 | SoC June 2015 Board of Supervisors | Board of Supervisors | Summary of Conclusions | PDF 271.78 KB |
||||
| 21/10/2015 | 2015/BS/168rev | SoC Board of Supervisors- conference call 31 August 2015 | Board of Supervisors | Summary of Conclusions | PDF 122.18 KB |
||||
| 01/12/2015 | 2015/BS/202rev1 | Summary of Conclusions September 2015 Board meeting | Board of Supervisors | Summary of Conclusions | PDF 268.78 KB |
||||
| 17/12/2015 | 2015/BS/232rev | SoC November 2015 Board of Supervisors | Board of Supervisors | Summary of Conclusions | PDF 279.1 KB |
||||
| 03/02/2016 | 2016/BS/2rev1 | SoC Board of Supervisors | Board of Supervisors | Summary of Conclusions | PDF 212.94 KB |
||||
| 05/04/2016 | 2016/BS/61rev1 | Summary of conclusions BoS meeting 27/01/2016 | Board of Supervisors | Summary of Conclusions | PDF 258.36 KB |
||||
| 05/04/2016 | 2016/BS/72rev1 | Summary of conclusions BoS meeting 07/03/2016 | Board of Supervisors | Summary of Conclusions | PDF 148.73 KB |
||||
| 01/06/2016 | 2016/BS/110rev1 | Summary of conclusions BoS meeting 23/03/2016 | Board of Supervisors | Summary of Conclusions | PDF 258.81 KB |
||||
| 20/06/2016 | 2016/BS/117rev1 | Summary of Conclusions Board of Supervisors Conference call 28/04/2016 | Board of Supervisors | Summary of Conclusions | PDF 208.82 KB |
||||
| 19/07/2016 | 2016-BS-151rev1 | Summary of Conclusions BoS meeting 25 May 2016 | Board of Supervisors | Summary of Conclusions | PDF 303.49 KB |
||||
| 03/10/2016 | 2016/BS/201rev | Summary of Conclusions- Board of Supervisors Meeting 12 July 2016 | Board of Supervisors | Summary of Conclusions | PDF 230.3 KB |
||||
| 10/11/2016 | 2016/BS/259rev1 | Summary of Conclusions Board of Supervisors meeting 28/09/2016 | Board of Supervisors | Summary of Conclusions | PDF 244.71 KB |
||||
| 16/12/2016 | 2016/BS/309rev1 | Summary of Conclusions Board of Supervisors meeting 09/11/2016 | Board of Supervisors | Summary of Conclusions | PDF 376.7 KB |
||||
| 07/03/2017 | ESMA22-106-140 | SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 150.61 KB |
SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
|||
| 30/03/2017 | ESMA22-247440098-103 | Summary of Conclusions Board of Supervisors meeting 26/01/2017 | Board of Supervisors | Summary of Conclusions | PDF 379.53 KB |