ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
54
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Transparency filter Transparency
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove International cooperation filter International cooperation
- Corporate Disclosure (175) Apply Corporate Disclosure filter
- Securities and Markets Stakeholder Group (100) Apply Securities and Markets Stakeholder Group filter
- CESR Archive (85) Apply CESR Archive filter
- IAS Regulation (77) Apply IAS Regulation filter
- Post Trading (43) Apply Post Trading filter
- Guidelines and Technical standards (41) Apply Guidelines and Technical standards filter
- Fund Management (34) Apply Fund Management filter
- IFRS Supervisory Convergence (33) Apply IFRS Supervisory Convergence filter
- MiFID - Secondary Markets (25) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (23) Apply MiFID - Investor Protection filter
- Audit (15) Apply Audit filter
- Sustainable finance (12) Apply Sustainable finance filter
- Corporate Information (9) Apply Corporate Information filter
- Prospectus (9) Apply Prospectus filter
- Benchmarks (5) Apply Benchmarks filter
- Innovation and Products (5) Apply Innovation and Products filter
- Market Integrity (4) Apply Market Integrity filter
- European Single Electronic Format (3) Apply European Single Electronic Format filter
- Securitisation (3) Apply Securitisation filter
- Supervisory convergence (3) Apply Supervisory convergence filter
- CCP Directorate (2) Apply CCP Directorate filter
- COVID-19 (2) Apply COVID-19 filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Short Selling (2) Apply Short Selling filter
- Corporate Governance (1) Apply Corporate Governance filter
- Management Board (1) Apply Management Board filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Compliance table filter Compliance table
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (287) Apply Reference filter
- Guidelines & Recommendations (127) Apply Guidelines & Recommendations filter
- Press Release (122) Apply Press Release filter
- Summary of Conclusions (95) Apply Summary of Conclusions filter
- Final Report (78) Apply Final Report filter
- Consultation Paper (74) Apply Consultation Paper filter
- Statement (55) Apply Statement filter
- Report (44) Apply Report filter
- Decision (38) Apply Decision filter
- Annual Report (20) Apply Annual Report filter
- Speech (19) Apply Speech filter
- Technical Advice (13) Apply Technical Advice filter
- Opinion (12) Apply Opinion filter
- Q&A (11) Apply Q&A filter
- Technical Standards (10) Apply Technical Standards filter
- CESR Document (4) Apply CESR Document filter
- Investor Warning (2) Apply Investor Warning filter
Your filters
International cooperation X Corporate Finance X Planning reporting budget X Securities Financing Transactions X Credit Rating Agencies X Board of Supervisors X Transparency X Market Abuse X Joint Committee X Compliance table X SMSG Advice X Letter X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 04/01/2011 | 10-1541 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis | Joint Committee, Audit | Letter | PDF 144.8 KB |
||||
| 04/01/2011 | 10-1541 Annex 1 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CESR annex | Joint Committee, Audit | Letter | PDF 159.33 KB |
||||
| 04/01/2011 | 10-1541 Annex 2 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CEBS annex | Joint Committee, Audit | Letter | PDF 120.57 KB |
||||
| 04/01/2011 | 10-1541 Annex 3 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CEIOPS annex | Joint Committee, Audit | Letter | PDF 87.69 KB |
||||
| 14/03/2013 | ESA/2013/007 | Possible Framework for the Regulation of the Production and Use of Indices Serving as Benchmarks in Financial and other Contracts | Risk Analysis & Economics - Markets Infrastructure Investors, Joint Committee | Letter | PDF 91.91 KB |
||||
| 13/11/2013 | 2013/1561 | Review of the European System on Financial Supervision (ESFS) | Joint Committee | Letter | PDF 141.48 KB |
||||
| 24/06/2014 | 2014/686 | Letter to Commissioner Barnier re draft Regulatory Technical Standards under the CRA3 Regulation | Credit Rating Agencies | Letter | PDF 25.37 KB |
||||
| 06/11/2014 | 2014-41 | ESA’s budget 2015 – ensuring safe financial markets | Joint Committee | Letter | PDF 91.5 KB |
The European Supervisory Authorities - European Banking Authority (EBA), European Insurance and Occupational Pensions Authority (EIOPA), European Securities and Markets Authority (ESMA) - have written to the President of the Economic and Financial Affairs Council (ECOFIN) on their concerns regarding the budget negotiations for the 2015 EU budget and the budgetary constraints of the ESAs. | |||
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
|||
| 23/02/2015 | 2015/168 | Letter to EU Institutions re ESMA’s 2015 Work Programme | Corporate Information, Management Board, Board of Supervisors | Letter | PDF 37.31 KB |
Dear Mr Gualtieri, Ms Ribkina and Commissioner Hill, On 30 September 2014 we sent you ESMA’s Work Programme for 2015, which was based on the budget request that had been approved by ESMA’s Board of Supervisors: a budget of €38,639,000 and 147 Establishment Plan posts. The EU budget had not been voted at the time. Following the adoption of the EU budget, ESMA’s 2015 expenditure budget is €33,601,402 (plus an additional €3,100,000 from assigned revenues for tasks delegated from National Competent Authorities) with an Establishment Plan of 137 posts. ESMA’s Board of Supervisors has approved a revised work programme to account for the difference of €5m and 10 Establishment Plan posts; representing a 15% reduction compared to the planned ESMA budget and 7% of its Establishment Plan. ESMA will therefore lack sufficient resources to execute all the tasks that were initially planned for 2015. The Work Programme explains the areas where reprioritisation had to take place, including the risk that ESMA will not fully meet its legal obligations, for instance due to the delay of delivery compared to legally set timetables. A summary of the deprioritised tasks is annexed to the Work Programme and reproduced in the table below. 2014/1200rev ESMA Work Programme | |||
| 27/01/2016 | ESA/2016/07 | The cross-selling of financial products – ESA request to the European Commission | Joint Committee, MiFID - Investor Protection | Letter | PDF 90.04 KB |
||||
| 09/02/2016 | 2016/235 | Comment letter on Taxonomy due process | Corporate Disclosure, European Single Electronic Format, Transparency | Letter | PDF 84.24 KB |
||||
| 18/04/2016 | 2016/623 | ESMA's response to EC Consultation Non-binding Guidelines for reporting of non-financial information by companies | Transparency | Letter | PDF 112.19 KB |
||||
| 26/07/2016 | 2016/1164 | Letter to the Commissioner Dombrovskis on MAR ITS | Market Abuse, Market Integrity | Letter | PDF 205.33 KB |
||||
| 05/01/2017 | 2016/1621 | 2016-1621 ESMA letter to EC on postponement of ESEF RTS | Corporate Disclosure, European Single Electronic Format, Transparency | Letter | PDF 87.44 KB |
||||
| 30/01/2017 | ESMA70-708036281-19 | Letter to European Commission- EMIR Review and Sanctioning Powers | Credit Rating Agencies, Post Trading | Letter | PDF 265.24 KB |
||||
| 07/03/2017 | ESMA22-106-140 | SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 150.61 KB |
SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
|||
| 06/04/2017 | ESMA32-61-136 | Comment Letter to EFRAG on ED 'Annual Improvements to IFRS Standards 2015–2017 Cycle' | Corporate Disclosure, IAS Regulation, Transparency | Letter | PDF 373.28 KB |
||||
| 06/04/2017 | ESMA32-61-135 | Comment Letter to IASB on ED 'Annual Improvements to IFRS Standards 2015–2017 Cycle' | Corporate Disclosure, IAS Regulation, Transparency | Letter | PDF 367.8 KB |
||||
| 13/04/2018 | ESMA40-133-624 | ESMA's response to WP29 Consultation on Guidelines on Derogations | International cooperation, Supervisory convergence | Letter | PDF 428.49 KB |