ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
100
REFINE YOUR SEARCH
Sections
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Short Selling filter Short Selling
- (-) Remove Transparency filter Transparency
- Speeches (140) Apply Speeches filter
- CESR Archive (26) Apply CESR Archive filter
- Fund Management (17) Apply Fund Management filter
- Innovation and Products (14) Apply Innovation and Products filter
- Corporate Information (11) Apply Corporate Information filter
- MiFID - Investor Protection (11) Apply MiFID - Investor Protection filter
- Post Trading (10) Apply Post Trading filter
- Benchmarks (7) Apply Benchmarks filter
- Supervisory convergence (6) Apply Supervisory convergence filter
- Brexit (5) Apply Brexit filter
- Corporate Disclosure (4) Apply Corporate Disclosure filter
- Sustainable finance (4) Apply Sustainable finance filter
- Board of Supervisors (3) Apply Board of Supervisors filter
- COVID-19 (3) Apply COVID-19 filter
- Market Integrity (3) Apply Market Integrity filter
- Credit Rating Agencies (2) Apply Credit Rating Agencies filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- International cooperation (2) Apply International cooperation filter
- Securitisation (2) Apply Securitisation filter
- Corporate Finance (1) Apply Corporate Finance filter
- Market Abuse (1) Apply Market Abuse filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
Type of document
- (-) Remove SMSG Advice filter SMSG Advice
- (-) Remove Speech filter Speech
- Reference (216) Apply Reference filter
- Opinion (112) Apply Opinion filter
- Guidelines & Recommendations (107) Apply Guidelines & Recommendations filter
- Press Release (97) Apply Press Release filter
- Final Report (85) Apply Final Report filter
- Consultation Paper (72) Apply Consultation Paper filter
- Report (60) Apply Report filter
- Letter (53) Apply Letter filter
- Statement (39) Apply Statement filter
- Summary of Conclusions (34) Apply Summary of Conclusions filter
- Decision (20) Apply Decision filter
- Technical Standards (13) Apply Technical Standards filter
- Q&A (12) Apply Q&A filter
- Compliance table (9) Apply Compliance table filter
- Technical Advice (9) Apply Technical Advice filter
- Annual Report (5) Apply Annual Report filter
- CESR Document (4) Apply CESR Document filter
- Vacancy (2) Apply Vacancy filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
ITMG X Joint Committee X Risk Analysis & Economics - Markets Infrastructure Investors X Prospectus X Transparency X Securities and Markets Stakeholder Group X Short Selling X MiFID - Secondary Markets X SMSG Advice X Speech X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/10/2011 | 2011/SMSG/11 | Response to ESMA's Consultation paper on guidelines on systems and controlsin a highly automated trading environment for trading platforms, investmentfirms and competent authorities | Securities and Markets Stakeholder Group | SMSG Advice | PDF 48.99 KB |
||||
| 28/10/2011 | 2011/SMSG/12 | Position paper- ESMA's Consultation on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities | Securities and Markets Stakeholder Group | SMSG Advice | PDF 59.19 KB |
||||
| 28/10/2011 | 2011/SMSG/13 | Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries | Securities and Markets Stakeholder Group | SMSG Advice | PDF 88.23 KB |
||||
| 01/12/2011 | 2011/SMSG/18 | Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union | Securities and Markets Stakeholder Group | SMSG Advice | PDF 149.17 KB |
||||
| 02/02/2012 | 2012/SMSG/6 | Letter regarding deadlines for the submission of ESMA’s technical standards | Securities and Markets Stakeholder Group | SMSG Advice | PDF 82.35 KB |
A letter from the ESMA Securities and Markets Stakeholder Group to Michel Barnier, Commissioner for Internal Market and Services, Sharon Bowles, Chair of ECON, and Klaus-Heiner Lehne, Chair of JURI, regarding deadlines for the submission of ESMA's technical standards. | |||
| 28/02/2012 | 2012/SMSG/11 | Advice on Guidelines on certain aspects of the MiFID suitability requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 138.1 KB |
||||
| 28/02/2012 | 2012/SMSG/12 | Advice on Guidelines on certain aspects of the MiFID compliance function requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 83.35 KB |
||||
| 27/09/2012 | 2012/SMSG/60 | SMSG advice on Guidelines on sound remuneration policies under the AIFMD | Securities and Markets Stakeholder Group | SMSG Advice | PDF 81.39 KB |
||||
| 12/10/2012 | 2012/SMSG/59 | Securities and Markets Stakeholder Group – Report on Helping Small and Medium Sized Companies Access Funding | Securities and Markets Stakeholder Group | SMSG Advice | PDF 497.32 KB |
||||
| 20/12/2013 | 2013/SMSG/017 | Advice on Consultation Paper – Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Un-ion and non-evasion of provisions of EMIR | Securities and Markets Stakeholder Group | SMSG Advice | PDF 27.43 KB |
||||
| 20/12/2013 | 2013/SMSG/018 | Advice on Discussion Paper – The Clearing Obligation under EMIR | Securities and Markets Stakeholder Group | SMSG Advice | PDF 46.94 KB |
||||
| 20/12/2013 | 2013/SMSG/020 | Response to the Consultation Paper ESMA Guidelines on enforcement of financial information | Securities and Markets Stakeholder Group | SMSG Advice | PDF 67.09 KB |
||||
| 29/04/2014 | 2014/SMSG/14 | SMSG reply to ESMA consultation on CRA3 Implementation | Securities and Markets Stakeholder Group | SMSG Advice | PDF 95.17 KB |
||||
| 05/05/2014 | 2014/SMSG/10 | SMSG position paper on Crowdfunding | Securities and Markets Stakeholder Group | SMSG Advice | PDF 131.44 KB |
||||
| 04/06/2014 | 2014/SMSG/30 | SMSG reply to ESMA consultation on draft RTS for the transparency directive | Securities and Markets Stakeholder Group | SMSG Advice | PDF 160.14 KB |
||||
| 07/07/2014 | 2014/SMSG/11 | SMSG reply to ESMA DP on Market Abuse Regulation | Securities and Markets Stakeholder Group | SMSG Advice | PDF 209.54 KB |
||||
| 07/07/2014 | 2014/SMSG/15 | SMSG position paper on Alternative Performance Measures | Securities and Markets Stakeholder Group | SMSG Advice | PDF 145.69 KB |
||||
| 03/09/2014 | 2014/SMSG/38 | SMSG advice- Transparency for the trading of non-equity instruments | Securities and Markets Stakeholder Group | SMSG Advice | PDF 112.76 KB |
||||
| 03/09/2014 | 2014/SMSG/37 | SMSG advice- Transparency and trading obligations (equities) aspects of the Consultation Paper and Discussion Paper on MiFID II/MiFIR | Securities and Markets Stakeholder Group | SMSG Advice | PDF 197.86 KB |
||||
| 03/09/2014 | 2014/SMSG/36 | SMSG advice- Trading Venues Aspects of the Consultation Paper on MiFID II and MiFIR | Securities and Markets Stakeholder Group | SMSG Advice | PDF 193.74 KB |