ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
112
REFINE YOUR SEARCH
Sections
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Prospectus filter Prospectus
- (-) Remove Short Selling filter Short Selling
- (-) Remove Transparency filter Transparency
- Risk Analysis & Economics - Markets Infrastructure Investors (34) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Guidelines and Technical standards (32) Apply Guidelines and Technical standards filter
- Post Trading (27) Apply Post Trading filter
- Fund Management (22) Apply Fund Management filter
- IFRS Supervisory Convergence (19) Apply IFRS Supervisory Convergence filter
- Supervisory convergence (17) Apply Supervisory convergence filter
- MiFID - Investor Protection (16) Apply MiFID - Investor Protection filter
- Corporate Disclosure (14) Apply Corporate Disclosure filter
- MiFID - Secondary Markets (11) Apply MiFID - Secondary Markets filter
- Credit Rating Agencies (9) Apply Credit Rating Agencies filter
- Corporate Information (8) Apply Corporate Information filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Innovation and Products (6) Apply Innovation and Products filter
- Market Integrity (6) Apply Market Integrity filter
- Benchmarks (5) Apply Benchmarks filter
- Board of Supervisors (4) Apply Board of Supervisors filter
- Sustainable finance (4) Apply Sustainable finance filter
- Trade Repositories (4) Apply Trade Repositories filter
- Securitisation (3) Apply Securitisation filter
- Corporate Finance (2) Apply Corporate Finance filter
- COVID-19 (2) Apply COVID-19 filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- IAS Regulation (2) Apply IAS Regulation filter
- CCP Directorate (1) Apply CCP Directorate filter
- Corporate Governance (1) Apply Corporate Governance filter
- Management Board (1) Apply Management Board filter
- Press Releases (1) Apply Press Releases filter
Type of document
- (-) Remove SMSG Advice filter SMSG Advice
- (-) Remove Report filter Report
- (-) Remove Compliance table filter Compliance table
- Reference (122) Apply Reference filter
- Guidelines & Recommendations (102) Apply Guidelines & Recommendations filter
- Final Report (58) Apply Final Report filter
- Consultation Paper (54) Apply Consultation Paper filter
- Press Release (54) Apply Press Release filter
- Opinion (45) Apply Opinion filter
- Letter (37) Apply Letter filter
- Summary of Conclusions (34) Apply Summary of Conclusions filter
- Statement (17) Apply Statement filter
- Decision (16) Apply Decision filter
- Q&A (8) Apply Q&A filter
- Technical Advice (8) Apply Technical Advice filter
- Technical Standards (7) Apply Technical Standards filter
- Speech (6) Apply Speech filter
- CESR Document (5) Apply CESR Document filter
- Annual Report (2) Apply Annual Report filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
ITMG X Joint Committee X Prospectus X Transparency X Securities and Markets Stakeholder Group X Short Selling X Market Abuse X SMSG Advice X Compliance table X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/10/2011 | 2011/SMSG/11 | Response to ESMA's Consultation paper on guidelines on systems and controlsin a highly automated trading environment for trading platforms, investmentfirms and competent authorities | Securities and Markets Stakeholder Group | SMSG Advice | PDF 48.99 KB |
||||
| 28/10/2011 | 2011/SMSG/12 | Position paper- ESMA's Consultation on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities | Securities and Markets Stakeholder Group | SMSG Advice | PDF 59.19 KB |
||||
| 28/10/2011 | 2011/SMSG/13 | Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries | Securities and Markets Stakeholder Group | SMSG Advice | PDF 88.23 KB |
||||
| 01/12/2011 | 2011/SMSG/18 | Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union | Securities and Markets Stakeholder Group | SMSG Advice | PDF 149.17 KB |
||||
| 02/02/2012 | 2012/SMSG/6 | Letter regarding deadlines for the submission of ESMA’s technical standards | Securities and Markets Stakeholder Group | SMSG Advice | PDF 82.35 KB |
A letter from the ESMA Securities and Markets Stakeholder Group to Michel Barnier, Commissioner for Internal Market and Services, Sharon Bowles, Chair of ECON, and Klaus-Heiner Lehne, Chair of JURI, regarding deadlines for the submission of ESMA's technical standards. | |||
| 28/02/2012 | 2012/SMSG/11 | Advice on Guidelines on certain aspects of the MiFID suitability requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 138.1 KB |
||||
| 28/02/2012 | 2012/SMSG/12 | Advice on Guidelines on certain aspects of the MiFID compliance function requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 83.35 KB |
||||
| 27/09/2012 | 2012/SMSG/60 | SMSG advice on Guidelines on sound remuneration policies under the AIFMD | Securities and Markets Stakeholder Group | SMSG Advice | PDF 81.39 KB |
||||
| 12/10/2012 | 2012/SMSG/59 | Securities and Markets Stakeholder Group – Report on Helping Small and Medium Sized Companies Access Funding | Securities and Markets Stakeholder Group | SMSG Advice | PDF 497.32 KB |
||||
| 10/06/2013 | 2013/619 Annex II | Comparative table of responses from EEA States | Prospectus | Report | PDF 2.15 MB |
||||
| 10/06/2013 | 2013/619 Annex III | Individual responses from EEA States | Prospectus | Report | PDF 2.63 MB |
||||
| 20/12/2013 | 2013/SMSG/017 | Advice on Consultation Paper – Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Un-ion and non-evasion of provisions of EMIR | Securities and Markets Stakeholder Group | SMSG Advice | PDF 27.43 KB |
||||
| 20/12/2013 | 2013/SMSG/018 | Advice on Discussion Paper – The Clearing Obligation under EMIR | Securities and Markets Stakeholder Group | SMSG Advice | PDF 46.94 KB |
||||
| 20/12/2013 | 2013/SMSG/020 | Response to the Consultation Paper ESMA Guidelines on enforcement of financial information | Securities and Markets Stakeholder Group | SMSG Advice | PDF 67.09 KB |
||||
| 29/04/2014 | 2014/SMSG/14 | SMSG reply to ESMA consultation on CRA3 Implementation | Securities and Markets Stakeholder Group | SMSG Advice | PDF 95.17 KB |
||||
| 05/05/2014 | 2014/SMSG/10 | SMSG position paper on Crowdfunding | Securities and Markets Stakeholder Group | SMSG Advice | PDF 131.44 KB |
||||
| 04/06/2014 | 2014/SMSG/30 | SMSG reply to ESMA consultation on draft RTS for the transparency directive | Securities and Markets Stakeholder Group | SMSG Advice | PDF 160.14 KB |
||||
| 07/07/2014 | 2014/SMSG/11 | SMSG reply to ESMA DP on Market Abuse Regulation | Securities and Markets Stakeholder Group | SMSG Advice | PDF 209.54 KB |
||||
| 07/07/2014 | 2014/SMSG/15 | SMSG position paper on Alternative Performance Measures | Securities and Markets Stakeholder Group | SMSG Advice | PDF 145.69 KB |
||||
| 03/09/2014 | 2014/SMSG/38 | SMSG advice- Transparency for the trading of non-equity instruments | Securities and Markets Stakeholder Group | SMSG Advice | PDF 112.76 KB |