ESMA LIBRARY
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Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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15/12/2010 | EU 1095/2010 | Regulation establishing ESMA | Corporate Information | Reference | PDF 475.77 KB |
Amended by Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011Directive 2014/51/EU of the European Parliament and of the Council of 16 April 2014 | |||
15/12/2010 | EU 1092/2010 | Regulation establishing the ESRB | Corporate Information | Reference | PDF 944.87 KB |
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03/01/2011 | 2011/9 | Frequently asked questions- a guide to understanding ESMA | Corporate Information | Reference | PDF 307.77 KB |
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03/01/2011 | ESMA workplan | ESMA workplan | Corporate Information | Reference | PDF 116.35 KB |
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10/03/2011 | 2011/BS/1 | Decision of the Board of Supervisors- Rules of procedure | Board of Supervisors, Corporate Information | Decision | PDF 75.91 KB |
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10/03/2011 | 2011/MB/1 | Decision of the Management Board- Rules of procedure | Management Board, Corporate Information | Decision | PDF 38.39 KB |
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10/03/2011 | 2011/11 | Public statement of consultation practices | Corporate Information | Statement | PDF 102.44 KB |
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10/03/2011 | 2011/MB/3 | Decision of the Management Board- Internal language arrangements | Management Board, Corporate Information | Decision | PDF 18.51 KB |
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10/03/2011 | 2011/MB/4 | Decision of the Management Board- Professional secrecy | Management Board, Corporate Information | Decision | PDF 34.68 KB |
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10/03/2011 | 2011/MB/6 | Decision of the Management Board- Code of good administrative behaviour | Management Board, Corporate Information | Decision | PDF 41.25 KB |
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31/05/2011 | 2011/MB/69 | Decision of the Management Board- Access to documents | Management Board, Corporate Information | Decision | PDF 201.73 KB |
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14/06/2011 | 2011/190 | ESMA guidebook | Corporate Information | Reference | PDF 781.37 KB |
This guidebook provides useful information for persons coming to ESMA for meetings or hearings. | |||
30/06/2011 | CESR/2010/AR | CESR Annual Report for 2010 | Corporate Information | Annual Report | PDF 3.18 MB |
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09/08/2011 | 2011/239 | 2011 Calendar of the Chair and Executive Director of ESMA- updated 20 December 2011 | Corporate Information | Reference | PDF 219.25 KB |
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11/08/2011 | 2011/266 | Public statement- harmonised regulatory action on short-selling in the EU | Short Selling, Press Releases | Statement | PDF 97.39 KB |
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23/11/2011 | ESMA budget 2011 | ESMA Budget for 2011 | Corporate Information | Reference | PDF 67.78 KB |
This document is published in accordance with Article 26.4 of the ESMA Financial Regulation on the principle of budgetary transparency. Please note that it is a budgetary forecast. | |||
12/12/2011 | ESA-ESRB 2011 | Agreement between the ESRB and EBA, EIOPA and ESMA on the establishment at the ESRB Secretariat of specific confidentiality procedures | Corporate Information | Reference | PDF 60.92 KB |
Agreement between the ESRB and EBA, EIOPA and ESMA on the establishment at the ESRB Secretariat of specific confidentiality procedures in order to safeguard information regarding individual financial institutions and information from which individual financial institutions can be identified. It sets out general principles and measures for exchanging, storing and accessing confidential information between the ESRB and each ESA. | |||
19/12/2011 | 2011/BS/229 | Decision of the European Securities and Markets Authority establishing its Review Panel | Board of Supervisors, Corporate Information, Supervisory convergence | Decision | PDF 35.86 KB |
This decision establishes the Review Panel of ESMA and sets out its mandate. | |||
04/01/2012 | 2011/330 final | ESMA 2012 Work Programme | Corporate Information | Reference | PDF 751.64 KB |
This document sets out ESMA’s work programme for 2012, highlighting the key priorities and explaining how they will be delivered. This document has been approved by ESMA’s Management Board and Board of Supervisors. Annex 3 presents a more detailed view on the key work streams ESMA will run in 2012. | |||
24/01/2012 | 2012/30 | Draft technical standards on the Regulation (EU) xxxx/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps | Short Selling | Consultation Paper | PDF 245.84 KB |
ESMA will consider the feedback it received to this consultation in February/March 2012 and expects to publish a final report and submission of the draft technical standards to the European Commission by 31 March 2012 for endorsement. |