ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
161
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Procurement filter Procurement
- (-) Remove Careers filter Careers
- (-) Remove ITMG filter ITMG
- (-) Remove Board of Appeal filter Board of Appeal
- (-) Remove IAS Regulation filter IAS Regulation
- Post Trading (116) Apply Post Trading filter
- Corporate Information (97) Apply Corporate Information filter
- MiFID - Secondary Markets (90) Apply MiFID - Secondary Markets filter
- CESR Archive (87) Apply CESR Archive filter
- Fund Management (62) Apply Fund Management filter
- Board of Supervisors (61) Apply Board of Supervisors filter
- MiFID - Investor Protection (50) Apply MiFID - Investor Protection filter
- Risk Analysis & Economics - Markets Infrastructure Investors (50) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- CCP Directorate (48) Apply CCP Directorate filter
- Planning reporting budget (48) Apply Planning reporting budget filter
- Securities and Markets Stakeholder Group (48) Apply Securities and Markets Stakeholder Group filter
- Credit Rating Agencies (46) Apply Credit Rating Agencies filter
- Management Board (44) Apply Management Board filter
- International cooperation (41) Apply International cooperation filter
- Corporate Disclosure (38) Apply Corporate Disclosure filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- Securitisation (32) Apply Securitisation filter
- Sustainable finance (30) Apply Sustainable finance filter
- European Single Electronic Format (28) Apply European Single Electronic Format filter
- Benchmarks (22) Apply Benchmarks filter
- Supervisory convergence (21) Apply Supervisory convergence filter
- Market Abuse (20) Apply Market Abuse filter
- Trading (18) Apply Trading filter
- Corporate Finance (14) Apply Corporate Finance filter
- ESMA newsletter (14) Apply ESMA newsletter filter
- Trade Repositories (14) Apply Trade Repositories filter
- IFRS Supervisory Convergence (13) Apply IFRS Supervisory Convergence filter
- Prospectus (13) Apply Prospectus filter
- Short Selling (12) Apply Short Selling filter
- Transparency (11) Apply Transparency filter
- Guidelines and Technical standards (10) Apply Guidelines and Technical standards filter
- Securities Financing Transactions (8) Apply Securities Financing Transactions filter
- Market data (7) Apply Market data filter
- Press Releases (6) Apply Press Releases filter
- Brexit (5) Apply Brexit filter
- Corporate Governance (3) Apply Corporate Governance filter
- Speeches (3) Apply Speeches filter
- COVID-19 (2) Apply COVID-19 filter
- Crowdfunding (2) Apply Crowdfunding filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Audit (1) Apply Audit filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Technical Advice filter Technical Advice
- Letter (105) Apply Letter filter
- Guidelines & Recommendations (81) Apply Guidelines & Recommendations filter
- CLOSED Procedure (73) Apply CLOSED Procedure filter
- Press Release (49) Apply Press Release filter
- Final Report (44) Apply Final Report filter
- Opinion (39) Apply Opinion filter
- Statement (38) Apply Statement filter
- Consultation Paper (37) Apply Consultation Paper filter
- Report (35) Apply Report filter
- Decision (28) Apply Decision filter
- Speech (26) Apply Speech filter
- Summary of Conclusions (11) Apply Summary of Conclusions filter
- Q&A (8) Apply Q&A filter
- Compliance table (6) Apply Compliance table filter
- Annual Report (4) Apply Annual Report filter
- ONGOING Procedure (4) Apply ONGOING Procedure filter
- SMSG Advice (3) Apply SMSG Advice filter
- Investor Warning (2) Apply Investor Warning filter
- Technical Standards (2) Apply Technical Standards filter
- CESR Document (1) Apply CESR Document filter
Your filters
ITMG X IAS Regulation X Careers X Board of Appeal X Joint Committee X Innovation and Products X Procurement X Market Integrity X Technical Advice X Reference X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
09/08/2011 | JC IFC | List of identified financial conglomerates | Joint Committee | Reference | PDF 172.11 KB |
||||
23/03/2012 | JC 2011/82 | Joint Committee of the ESAs- Work programme 2012 | Joint Committee | Reference | PDF 89.31 KB |
||||
23/03/2012 | JC 2011/17 | Medium term strategy for the Joint Committee | Joint Committee | Reference | PDF 152.87 KB |
||||
17/04/2012 | JC/2011/17 | Medium term strategy for the Joint Committee | Joint Committee | Reference | PDF 152.75 KB |
||||
17/04/2012 | JC/2011/82 | Joint Committee of the ESAs- Work programme 2012 Overview of deliverables | Joint Committee | Reference | PDF 89.31 KB |
||||
20/04/2012 | 2012/236 | ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS | Short Selling, Market Integrity | Technical Advice | PDF 509.39 KB |
||||
20/07/2012 | JC/2012/12 | List of identified financial conglomerates | Joint Committee | Reference | PDF 106.78 KB |
||||
02/08/2012 | JC/P/2012/01 | ESAs supervisory protocol on anti-money laundering of payment institutions | Joint Committee | Reference | PDF 606.88 KB |
||||
03/08/2012 | OJ/26/06/2012 - tendes specs | Tender specifications- Annex VII- Financial porposal | Procurement | Reference | PDF 47.23 KB |
||||
16/08/2012 | QA 84 - 87 OJ/26/06/2012-PROC/2012/004 | Q&A 84-87 regarding tender ESMA registers | Procurement | Reference | PDF 82.32 KB |
||||
24/10/2012 | JC/2012/88 | EBA, EIOPA and ESMA’s Response to the European Commission’s Call for Advice on the Fundamental Review of the Financial Conglomerates Directive | Joint Committee | Reference | PDF 590.58 KB |
||||
16/11/2012 | 2012/752 | Call for expressions of interest: Consultative Working Group for ESMA’s Financial Innovation Standing Committee | Innovation and Products | Reference | PDF 141.98 KB |
To apply, please use the below Application form | |||
16/01/2013 | JC/2013/02 | Joint Committee of the ESAs’ 2013 Work Programme | Joint Committee | Reference | PDF 78.96 KB |
In 2013, the Joint Committee will give high priority to the areas of consumer protection and risk analysis. The Joint Committee will also pursue the regulatory work initiated in 2012 in key areas such as Financial Conglomerates, AntiMoney Laundering and Credit Ratings, and will give more visibility to its work to externalstakeholders. | |||
05/07/2013 | 2013/ITMG/14 | Terms of Reference IT Management and Governance Group | ITMG | Reference | PDF 46.39 KB |
||||
02/10/2013 | JC/2013/051 | Joint Committee of the ESAs’ 2014 Work Programme | Joint Committee | Reference | PDF 90.99 KB |
The Joint Committee of the European Supervisory Authorities (EBA, ESMA, EIOPA) publishes today its Work Programme for next year. Throughout 2014, the Joint Committee will give high priority to the areas of Consumer Protection and Cross-Sectoral Risk Analysis, as in the current year. The Joint Committee will also bring forward its regulatory work already underway in key areas such as Financial Conglomerates, Anti-Money Laundering, Benchmark setting processes and Credit Rating Agencies. Furthermore, the Joint Committee will keep on monitoring closely legislative and regulatory developments both at the European and international level, so as to ensure appropriate and timely follow-up, including in relation to Systemically Important Financial Institutions (SIFIs). | |||
16/10/2013 | 2013/LCC/039 | ESMA Specific Privacy Notice – Public procurement | Corporate Information, Procurement | Reference | PDF 119.46 KB |
||||
16/10/2013 | 2013/LCC/Recruitment | ESMA Specific Privacy Notice – Selections and Recruitments | Careers, Corporate Information | Reference | PDF 70.67 KB |
||||
21/10/2013 | Ares(2013)3304576 | REQUEST TO ESMA FOR TECHNICAL ADVICE ON POSSIBLE DELEGATED ACTS CONCERNING THE REGULATION ON INSIDER DEALING AND MARKET MANIPULATION (MARKET ABUSE) ((EC)No XX/2013) | Market Abuse, Market Integrity | Reference | PDF 56.55 KB |
REQUEST TO ESMA FOR TECHNICAL ADVICE ON POSSIBLE DELEGATED ACTS CONCERNING THE REGULATION ON INSIDER DEALING AND MARKET MANIPULATION (MARKET ABUSE) ((EC)No XX/2013) | |||
24/04/2014 | 2014/MB/67 | Seconded National Experts | Careers | Reference | PDF 110.79 KB |
||||
18/06/2014 | 2014 | Joint ESA Consumer Protection Day- Programme | Warnings and publications for investors, Joint Committee | Reference | PDF 229.12 KB |